Vault-13

OMEROS CORP OMER 5.25 02.15.26

NOTE 5.250% 2/1 · US DOMESTIC · CUSIP 682143AG7

16 institutional holders +2 vs Q1 2023
5,349,0005.3m shares reported held*
$153.0mreported value*
2 new 3 added 5 reduced 0 sold out net bought ≈ $4.3m (-130.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.64.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 19Q4 22: 16Q1 23: 14Q2 23: 1616Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202219
Q4 202216
Q1 202314
Q2 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 3 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202239
Q1 2023610
Q2 202355

Biggest buyers

Athyrium Capital Management, LP Added +6,843,000+6.8m
WHITEBOX ADVISORS LLC Added +6,149,000+6.1m
WELLS FARGO & COMPANY/MN Added +1,500,000+1.5m
Allworth Financial LP New +40,000+40.0k
BANK OF AMERICA CORP /DE/ New +15,000+15.0k

Biggest sellers

ROYAL BANK OF CANADA Reduced -6,081,000-6.1m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -3,649,000-3.6m
CAPSTONE INVESTMENT ADVISORS, LLC Reduced -2,255,000-2.3m
Sonora Investment Management Group, LLC Reduced -170,000-170.0k
INGALLS & SNYDER LLC Reduced -1,000-1.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Athyrium Capital Management, LP 34.22% of their portfolio New York, NY 71,979,00072.0m $52.8m $52.8m 34.22% Added +6.8m +6,843,000
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.83% of their portfolio NEW YORK, NY 45,083,00045.1m $31.5m $31.5m 1.83% Reduced -3.6m -3,649,000
3 DeepCurrents Investment Group LLC 0.84% of their portfolio NEW YORK, NY 27,709,00027.7m $19.6m $19.6m 0.84% Unchanged
4 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 13,880,00013.9m $9.7m $9.7m 0.02% Unchanged
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,438,00011.4m $8.0m $8.0m 0.00% Reduced -6.1m -6,081,000
6 WHITEBOX ADVISORS LLC 0.38% of their portfolio MINNEAPOLIS, MN 11,149,00011.1m $7.8m $7.8m 0.38% Added +6.1m +6,149,000
7 CAPSTONE INVESTMENT ADVISORS, LLC 0.17% of their portfolio NEW YORK, NY 8,160,0008.2m $5.8m $5.8m 0.17% Reduced -2.3m -2,255,000
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,064,0006.1m $4.2m $4.2m 0.00% Added +1.5m +1,500,000
9 Sonora Investment Management Group, LLC 0.32% of their portfolio TUCSON, AZ 5,309,0005.3m $3.8m $3.8m 0.32% Reduced -170.0k -170,000
10 Walleye Capital LLC 0.04% of their portfolio NEW YORK, NY 3,000,0003.0m $2.1m $2.1m 0.04% Unchanged
11 INGALLS & SNYDER LLC 0.02% of their portfolio NEW YORK, NY 614,000614.0k $432.0k $432.0k 0.02% Reduced -1.0k -1,000
12 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 40,00040.0k $28.9k $28.9k 0.00% New
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,00015.0k $10.5k $10.5k 0.00% New
14 Context Capital Management, LLC 0.64% of their portfolio LAJOLLA, CA 10,00010.0k $7.1m $7.1m 0.64% Unchanged
15 Verition Fund Management LLC 0.09% of their portfolio GREENWICH, CT 7,9197.9k $5.6m $5.6m 0.09% Unchanged
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged