Vault-13

OMEROS CORP OMER

COM · Common Stock · CUSIP 682143102 · ISIN US6821431029

Company in Seattle, United States

101 institutional holders -3 vs Q2 2023
26,962,50527.0m shares reported held*
42.9% of all shares outstanding*
$78.9mreported value*
10 new 33 added 24 reduced 13 sold out net bought ≈ $2.2m (+743.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 62.9m as of 2023-11-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.93. Options: 9 managers hold calls ($1.5m notional), 6 hold puts ($1.3m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 99Q1 23: 92Q2 23: 104Q3 23: 101101Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202294
Q4 202299
Q1 202392
Q2 2023104
Q3 2023101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 39 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 39 bought or addedQ1 23: 42 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 37 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223940
Q1 20233942
Q2 20235742
Q3 20234337

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $1.0mQ4 22 puts: $1.3mQ4 22P/C 1.22Q1 23 calls: $2.1mQ1 23 puts: $796.9kQ1 23P/C 0.38Q2 23 calls: $5.4mQ2 23 puts: $1.7mQ2 23P/C 0.31Q3 23 calls: $1.5mQ3 23 puts: $1.3mQ3 23P/C 0.92
Numbers
QuarterCallsPutsP/C
Q4 2022$1.0m$1.3m1.22
Q1 2023$2.1m$796.9k0.38
Q2 2023$5.4m$1.7m0.31
Q3 2023$1.5m$1.3m0.92

Biggest buyers

ROYAL BANK OF CANADA Added +1,478,167+1.5m
GROUP ONE TRADING LLC Added +188,697+188.7k
FIRST TRUST ADVISORS LP New +168,625+168.6k
TWO SIGMA INVESTMENTS, LP Added +93,664+93.7k
RENAISSANCE TECHNOLOGIES LLC New +62,800+62.8k
BANK OF AMERICA CORP /DE/ Added +57,951+58.0k
JANE STREET GROUP, LLC New +55,563+55.6k
Ancora Advisors LLC Added +39,475+39.5k
BNP PARIBAS FINANCIAL MARKETS Added +36,414+36.4k
AQR CAPITAL MANAGEMENT LLC New +35,565+35.6k

Biggest sellers

NATIONAL BANK OF CANADA /FI/ Sold out -560,800-560.8k
MILLENNIUM MANAGEMENT LLC Sold out -345,864-345.9k
D. E. Shaw & Co., Inc. Reduced -277,766-277.8k
NOMURA HOLDINGS INC Reduced -175,685-175.7k
BlackRock Inc. Reduced -129,600-129.6k
Cetera Advisors LLC Sold out -88,365-88.4k
GOLDMAN SACHS GROUP INC Reduced -33,617-33.6k
FRANKLIN RESOURCES INC Sold out -29,095-29.1k
STIFEL FINANCIAL CORP Reduced -28,918-28.9k
Engineers Gate Manager LP Sold out -28,500-28.5k

Biggest calls

GROUP ONE TRADING LLC Reduced $392.2k134.3k shares
CITADEL ADVISORS LLC Added $391.6k134.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $155.3k53.2k shares
MOORE CAPITAL MANAGEMENT, LP New $146.0k50.0k shares
CAPSTONE INVESTMENT ADVISORS, LLC New $108.3k37.1k shares
SIMPLEX TRADING, LLC Reduced $96.0k33.1k shares
INGALLS & SNYDER LLC New $88.0k30.0k shares
WOLVERINE TRADING, LLC Added $81.8k28.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CAPSTONE INVESTMENT ADVISORS, LLC Added $430.4k147.4k shares
MOORE CAPITAL MANAGEMENT, LP New $292.0k100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $241.2k82.6k shares
CITADEL ADVISORS LLC Added $238.9k81.8k shares
Walleye Capital LLC New $87.6k30.0k shares
WOLVERINE TRADING, LLC Added $59.0k20.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2026-07-29 8.2% 6.0m≈ $56.7m 2026-07-29

Fell to 5% or below in the last year: INGALLS & SNYDER LLC (4.8%, 2026-04-23), VANGUARD GROUP INC (0.0%, 2026-03-27)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 2 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—2$65.0k—
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INGALLS & SNYDER LLC 0.66% of their portfolio NEW YORK, NY 4,643,5864.6m $13.6m $13.6m 0.66% Reduced -12.7k -12,675
2 BlackRock Inc. 0.00% of their portfolio New York, NY 4,025,3524.0m $11.8m $11.8m 0.00% Reduced -129.6k -129,600
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,142,8513.1m $9.2m $9.2m 0.00% Added +5.5k +5,541
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,055,8992.1m $6.0m $6.0m 0.00% Added +1.5m +1,478,167
5 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 2,027,9172.0m $5.9m $5.9m 0.01% Reduced -28.9k -28,918
6 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 1,361,4361.4m $4.0m $4.0m 0.01% Reduced -277.8k -277,766
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,282,7461.3m $3.7m $3.7m 0.00% Added +29.0k +29,035
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,162,3871.2m $3.4m $3.4m 0.00% Added +23.2k +23,188
9 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 686,909686.9k $2.0m $2.0m 0.00% Reduced -4.6k -4,638
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 590,642590.6k $1.7m $1.7m 0.00% Added +9.2k +9,170
11 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 563,297563.3k $1.8m $1.8m 0.00% Unchanged
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 546,043546.0k $1.6m $1.6m 0.00% Reduced -7.6k -7,562
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 490,968491.0k $1.4m $1.4m 0.00% Added +24.9k +24,889
14 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 445,482445.5k $1.3m $1.3m 0.01% Reduced -175.7k -175,685
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 237,978238.0k $694.9k $694.9k 0.00% Added +15.6k +15,563
16 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 221,699221.7k $647.4k $647.4k 0.03% Added +188.7k +188,697
17 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 210,023210.0k $613.3k $613.3k 0.02% Added +39.5k +39,475
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 202,722202.7k $591.9k $591.9k 0.00% Added +127 +127
19 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 181,632181.6k $530.4k $530.4k 0.00% Unchanged
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 175,727175.7k $513.1k $513.1k 0.00% Added +34.0k +33,950
21 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 168,625168.6k $492.4k $492.4k 0.00% New
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 168,096168.1k $490.8k $490.8k 0.00% Added +58.0k +57,951
23 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 153,464153.5k $448.1k $448.1k 0.00% Added +93.7k +93,664
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 116,716116.7k $340.8k $340.8k 0.00% Unchanged
25 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 109,200109.2k $318.9k $318.9k 0.01% Unchanged
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 106,502106.5k $311.0k $311.0k 0.00% Reduced -33.6k -33,617
27 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 90,18990.2k $263.3k $263.3k 0.00% Reduced -1.1k -1,051
28 Badgley Phelps Wealth Managers, LLC 0.01% of their portfolio SEATTLE, WA 77,52677.5k $226.4k $226.4k 0.01% Unchanged
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 69,33969.3k $203.0k $203.0k 0.00% Added +4.0k +4,000
30 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 66,54566.5k $194.3k $194.3k 0.00% Added +33.6k +33,576
31 AMERICAN FINANCIAL GROUP INC 0.06% of their portfolio CINCINNATI, OH 64,11364.1k $187.0k $187.0k 0.06% Unchanged
32 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 62,80062.8k $183.0k $183.0k 0.00% New
33 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 61,86361.9k $180.6k $180.6k 0.00% Added +32.2k +32,181
34 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 60,81960.8k $177.6k $177.6k 0.01% Added +7 +7
35 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 60,12560.1k $175.6k $175.6k 0.02% Unchanged
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 55,56355.6k $162.2k $162.2k 0.00% New
37 JACOB ASSET MANAGEMENT OF NEW YORK LLC 0.23% of their portfolio HERMOSA BEACH, CA 55,16855.2k $161.1k $161.1k 0.23% Reduced -25.0k -25,000
38 Cypress Capital Group 0.02% of their portfolio Palm Beach, FL 55,00055.0k $160.6k $160.6k 0.02% Added +5.0k +5,000
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,07853.1k $155.0k $155.0k 0.00% Added +3.9k +3,905
40 HOHIMER WEALTH MANAGEMENT, LLC 0.04% of their portfolio SEATTLE, WA 52,53052.5k $153.4k $153.4k 0.04% Unchanged
41 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 52,28852.3k $152.7k $152.7k 0.00% Added +36.4k +36,414
42 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 49,90049.9k $145.7k $145.7k 0.00% Added +11.3k +11,300
43 BRIGHTON JONES LLC 0.01% of their portfolio SEATTLE, WA 47,51647.5k $138.7k $138.7k 0.01% Reduced -5.0k -5,000
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 47,37347.4k $138.0k $138.0k 0.00% Reduced -57 -57
45 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 45,62945.6k $133.2k $133.2k 0.00% Added +15.5k +15,456
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,41844.4k $129.7k $129.7k 0.00% Reduced -300 -300
47 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 40,05940.1k $117.0k $117.0k 0.00% Reduced -14.2k -14,236
48 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 35,56535.6k $103.8k $103.8k 0.00% New
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,84233.8k $98.8k $98.8k 0.00% Added +24.0k +23,977
50 SRH ADVISORS, LLC 0.05% of their portfolio SALINA, KS 33,50533.5k $97.8k $97.8k 0.05% Unchanged
51 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 32,26632.3k $94.2k $94.2k 0.00% Unchanged
52 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 32,20532.2k $94.0k $94.0k 0.00% Added +57 +57
53 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 31,22831.2k $92.0k $92.0k 0.00% Added +1.3k +1,278
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 30,38230.4k $88.7k $88.7k 0.00% Added +1.1k +1,080
55 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 29,46029.5k $86.0k $86.0k 0.00% Reduced -5.6k -5,647
56 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 25,13825.1k $73.4k $73.4k 0.00% Unchanged
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 25,00025.0k $73.0k $73.0k 0.00% New
58 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 24,45724.5k $71.4k $71.4k 0.00% Added +657 +657
59 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 24,34524.3k $71.1k $71.1k 0.00% Unchanged
60 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 22,20022.2k $64.8k $64.8k 0.00% New
61 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 19,79519.8k $57.8k $57.8k 0.00% Unchanged
62 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 19,76919.8k $57.7k $57.7k 0.00% Unchanged
63 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 19,10519.1k $56.0k $56.0k 0.00% New
64 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 17,49717.5k $51.1k $51.1k 0.00% Reduced -10.2k -10,214
65 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 17,43017.4k $50.9k $50.9k 0.00% Added +150 +150
66 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 17,26617.3k $50.4k $50.4k 0.00% New
67 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 17,09817.1k $49.9k $49.9k 0.00% New
68 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 15,38015.4k $44.9k $44.9k 0.00% Unchanged
69 Apella Capital, LLC 0.00% of their portfolio WEST HARTFORD, CT 14,28814.3k $41.7k $41.7k 0.00% Unchanged
70 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 13,43313.4k $39.2k $39.2k 0.00% Reduced -6.8k -6,818
71 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 12,01812.0k $35.1k $35.1k 0.00% Added +35 +35
72 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 11,70011.7k $34.2k $34.2k 0.00% Unchanged
73 Sonora Investment Management Group, LLC 0.00% of their portfolio TUCSON, AZ 11,54511.5k $33.7k $33.7k 0.00% Reduced -9.0k -9,030
74 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.00% of their portfolio Seattle, WA 10,00010.0k $29.2k $29.2k 0.00% Unchanged
75 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,0339.0k $26.4k $26.4k 0.00% Added +4.1k +4,135
76 Empire Life Investments Inc. 0.00% of their portfolio Toronto, A6 8,7058.7k $25.4k $25.4k 0.00% Reduced -100 -100
77 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 7,2717.3k $21.0k $21.0k 0.00% Unchanged
78 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 6,8136.8k $37.0k $37.0k 0.00% Added +1.8k +1,813
79 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,0006.0k $17.5k $17.5k 0.00% Unchanged
80 Legal & General Group Plc 0.00% of their portfolio London, X0 5,7105.7k $16.7k $16.7k 0.00% Reduced -756 -756
81 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 5,0275.0k $14.7k $14.7k 0.00% Unchanged
82 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 4,3384.3k $13.0k $13.0k 0.00% Unchanged
83 FMR LLC 0.00% of their portfolio BOSTON, MA 3,8663.9k $11.3k $11.3k 0.00% Reduced -1.1k -1,120
84 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 3,3443.3k $9.8k $9.8k 0.00% Unchanged
85 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 3,0503.0k $8.9k $8.9k 0.00% Reduced -3.0k -3,000
86 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 2,8552.9k $8.3k $8.3k 0.00% Added +924 +924
87 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,6912.7k $7.9k $7.9k 0.00% Reduced -2.0k -2,007
88 China Universal Asset Management Co., Ltd. 0.00% of their portfolio SHANGHAI, F4 1,6191.6k $4.7k $4.7k 0.00% Added +795 +795
89 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,0001.0k $2.9k $2.9k 0.00% Unchanged
90 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,0001.0k $3.0k $3.0k 0.00% Unchanged
91 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 984984 $2.9k $2.9k 0.00% Unchanged
92 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 901901 $2.6k $2.6k 0.00% Reduced -18.3k -18,296
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 670670 $2.0k $2.0k 0.00% Unchanged
94 BELLEVUE ASSET MANAGEMENT, LLC 0.00% of their portfolio BELLEVUE, WA 511511 $1.5k $1.5k 0.00% Unchanged
95 Spotlight Asset Group, Inc. 0.00% of their portfolio OAKBROOK TERRACE, IL 330330 $964 $964 0.00% Unchanged
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 320320 $934 $934 0.00% New
97 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 300300 $876 $876 0.00% Unchanged
98 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 214214 $1.0k $1.0k 0.00% Unchanged
99 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 150150 $438 $438 0.00% Unchanged
100 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 146146 $426 $426 0.00% Unchanged