Vault-13

OKTA INC OKTA 0.375 06.15.26

NOTE 0.375% 6/1 · US DOMESTIC · CUSIP 679295AF2

36 institutional holders +4 vs Q3 2024
12,239,00012.2m shares reported held*
$323.7mreported value*
7 new 10 added 8 reduced 4 sold out net sold ≈ $967.3k (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.45.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 61Q1 23: 64Q2 23: 60Q3 23: 51Q4 23: 52Q1 24: 44Q2 24: 40Q3 24: 32Q4 24: 3636Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202262
Q4 202261
Q1 202364
Q2 202360
Q3 202351
Q4 202352
Q1 202444
Q2 202440
Q3 202432
Q4 202436

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 22 bought or addedQ1 23: 30 cut or sold outQ2 23: 12 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 31 cut or sold outQ4 23: 19 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 28 cut or sold outQ2 24: 8 bought or addedQ2 24: 20 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 25 cut or sold outQ4 24: 17 bought or addedQ4 24: 12 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20232230
Q2 20231227
Q3 20231231
Q4 20231916
Q1 20241028
Q2 2024820
Q3 2024825
Q4 20241712

Biggest buyers

D. E. Shaw & Co., Inc. Added +12,095,000+12.1m
MILLENNIUM MANAGEMENT LLC Added +10,470,000+10.5m
CAMDEN ASSET MANAGEMENT L P /CA Added +8,000,000+8.0m
WELLS FARGO & COMPANY/MN New +4,900,000+4.9m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +3,458,000+3.5m
Fore Capital, LLC New +3,000,000+3.0m
BNP PARIBAS FINANCIAL MARKETS Added +2,550,000+2.5m
RATIONAL ADVISORS, INC. Added +2,463,000+2.5m
PIER 88 INVESTMENT PARTNERS LLC Added +2,463,000+2.5m
Wellesley Asset Management New +2,100,000+2.1m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -23,750,000-23.8m
Calamos Advisors LLC Sold out -11,771,000-11.8m
FMR LLC Sold out -6,366,000-6.4m
STATE STREET CORP Reduced -5,300,000-5.3m
FRANKLIN RESOURCES INC Reduced -3,510,000-3.5m
JPMORGAN CHASE & CO Reduced -1,726,000-1.7m
BlackRock, Inc. Reduced -1,250,000-1.2m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -750,000-750.0k
EDMOND DE ROTHSCHILD HOLDING S.A. Sold out -525,000-525.0k
MORGAN STANLEY Reduced -180,000-180.0k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.09% of their portfolio ATLANTA, GA 97,365,00097.4m $90.8m $90.8m 0.09% Reduced -23.8m -23,750,000
2 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 68,941,00068.9m $64.1m $64.1m 0.07% Added +12.1m +12,095,000
3 CAMDEN ASSET MANAGEMENT L P /CA 1.13% of their portfolio Los Angeles, CA 46,236,00046.2m $42.9m $42.9m 1.13% Added +8.0m +8,000,000
4 PIER 88 INVESTMENT PARTNERS LLC 4.28% of their portfolio SAN FRANCISCO, CA 23,462,00023.5m $21.8m $21.8m 4.28% Added +2.5m +2,463,000
5 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 12,470,00012.5m $11.6m $11.6m 0.01% Added +10.5m +10,470,000
6 SOROS FUND MANAGEMENT LLC 0.17% of their portfolio NEW YORK, NY 10,500,00010.5m $9.8m $9.8m 0.17% Unchanged
7 TENOR CAPITAL MANAGEMENT Co., L.P. 0.13% of their portfolio NEW YORK, NY 9,602,0009.6m $8.9m $8.9m 0.13% Added +3.5m +3,458,000
8 Blackstone Inc. 0.04% of their portfolio NEW YORK, NY 8,291,0008.3m $7.7m $7.7m 0.04% Unchanged
9 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,957,0008.0m $7.4m $7.4m 0.00% Reduced -3.5m -3,510,000
10 RATIONAL ADVISORS, INC. 0.58% of their portfolio San Juan, PR 6,342,0006.3m $5.9m $5.9m 0.58% Added +2.5m +2,463,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 6,105,0006.1m $5.7m $5.7m 0.00% Reduced -5.3m -5,300,000
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,765,0005.8m $5.3m $5.3m 0.00% Reduced -180.0k -180,000
13 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 5,150,0005.2m $4.8m $4.8m 0.01% Reduced -750.0k -750,000
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,000,0005.0m $4.7m $4.7m 0.00% Reduced -1.7m -1,726,000
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,900,0004.9m $4.6m $4.6m 0.00% New
16 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,645,0003.6m $3.4m $3.4m 0.00% Reduced -31.0k -31,000
17 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,577,0003.6m $3.3m $3.3m 0.00% Reduced -1.2m -1,250,000
18 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,276,0003.3m $3.0m $3.0m 0.00% Added +2.5m +2,550,000
19 Fore Capital, LLC 3.45% of their portfolio New York, NY 3,000,0003.0m $2.8m $2.8m 3.45% New
20 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,700,0002.7m $2.5m $2.5m 0.00% Unchanged
21 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,643,0002.6m $2.5m $2.5m 0.01% Unchanged
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,428,0002.4m $2.3m $2.3m 0.00% Added +1.0m +1,035,000
23 Wellesley Asset Management 0.20% of their portfolio PORTSMOUTH, NH 2,100,0002.1m $2.0m $2.0m 0.20% New
24 OFI INVEST ASSET MANAGEMENT 0.04% of their portfolio ISSY LES MOULINEAUX, I0 1,800,0001.8m $1.6m $1.6m 0.04% First filing
25 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,225,0001.2m $1.1m $1.1m 0.00% New
26 Ewing Morris & Co. Investment Partners Ltd. 0.46% of their portfolio TORONTO, Z4 1,000,0001.0m $1.3m $1.3m 0.46% Unchanged
27 Pinnacle Holdings, LLC 0.18% of their portfolio TULSA, OK 500,000500.0k $463.8k $463.8k 0.18% Unchanged
28 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 454,000454.0k $423.4k $423.4k 0.00% Added +69.0k +69,000
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 424,000424.0k $393.3k $393.3k 0.00% Unchanged
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 400,000400.0k $372.2k $372.2k 0.00% Added +200.0k +200,000
31 ZAZOVE ASSOCIATES LLC 0.02% of their portfolio INCLINE VILLAGE, NV 242,000242.0k $225.3k $225.3k 0.02% Unchanged
32 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 60,00060.0k $55.5k $55.5k 0.00% New
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 46,00046.0k $42.8k $42.8k 0.00% New
34 BRIGHTON JONES LLC 0.00% of their portfolio SEATTLE, WA 31,00031.0k $28.8k $28.8k 0.00% New
35 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.02% of their portfolio WASHINGTON, DC 23,00023.0k $21.3k $21.3k 0.02% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged