Vault-13

OKTA INC OKTA 0.375 06.15.26

NOTE 0.375% 6/1 · US DOMESTIC · CUSIP 679295AF2

32 institutional holders -8 vs Q2 2024
7,745,0007.7m shares reported held*
$321.5mreported value*
4 new 4 added 14 reduced 11 sold out net sold ≈ $189.7m (+723.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.51.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 61Q1 23: 64Q2 23: 60Q3 23: 51Q4 23: 52Q1 24: 44Q2 24: 40Q3 24: 3232Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202262
Q4 202261
Q1 202364
Q2 202360
Q3 202351
Q4 202352
Q1 202444
Q2 202440
Q3 202432

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 27 cut or sold outQ1 23: 22 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 27 cut or sold outQ3 23: 12 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 16 cut or sold outQ1 24: 10 bought or addedQ1 24: 28 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 20 cut or sold outQ3 24: 8 bought or addedQ3 24: 25 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222527
Q1 20232230
Q2 20231227
Q3 20231231
Q4 20231916
Q1 20241028
Q2 2024820
Q3 2024825

Biggest buyers

MORGAN STANLEY Added +3,425,000+3.4m
BANK OF MONTREAL /CAN/ New +2,700,000+2.7m
BANK OF AMERICA CORP /DE/ Added +962,000+962.0k
FRANKLIN RESOURCES INC Added +712,000+712.0k
BNP PARIBAS ASSET MANAGEMENT Holding S.A. Added +500,000+500.0k
Bank of New York Mellon Corp New +200,000+200.0k
Virtus Investment Advisers, LLC New +46,000+46.0k
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC New +23,000+23.0k

Biggest sellers

Radcliffe Capital Management, L.P. Sold out -36,215,000-36.2m
MILLENNIUM MANAGEMENT LLC Reduced -33,595,000-33.6m
TENOR CAPITAL MANAGEMENT Co., L.P. Reduced -32,330,000-32.3m
LAZARD ASSET MANAGEMENT LLC Sold out -26,170,000-26.2m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -18,253,000-18.3m
Linden Advisors LP Sold out -17,554,000-17.6m
D. E. Shaw & Co., Inc. Reduced -15,000,000-15.0m
JPMORGAN CHASE & CO Reduced -9,064,000-9.1m
VOYA INVESTMENT MANAGEMENT LLC Reduced -5,000,000-5.0m
CITIGROUP INC Sold out -4,400,000-4.4m

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ATLANTA, GA 121,115,000121.1m $112.2m $112.2m 0.12% Reduced -5.0m -5,000,000
2 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 56,846,00056.8m $52.7m $52.7m 0.07% Reduced -15.0m -15,000,000
3 CAMDEN ASSET MANAGEMENT L P /CA 0.92% of their portfolio Los Angeles, CA 38,236,00038.2m $35.2m $35.2m 0.92% Reduced -18.3m -18,253,000
4 PIER 88 INVESTMENT PARTNERS LLC 4.26% of their portfolio SAN FRANCISCO, CA 20,999,00021.0m $19.4m $19.4m 4.26% Unchanged
5 Calamos Advisors LLC 0.05% of their portfolio NAPERVILLE, IL 11,771,00011.8m $10.9m $10.9m 0.05% Unchanged
6 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 11,467,00011.5m $10.6m $10.6m 0.00% Added +712.0k +712,000
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,405,00011.4m $10.6m $10.6m 0.00% Reduced -1.6m -1,650,000
8 SOROS FUND MANAGEMENT LLC 0.19% of their portfolio NEW YORK, NY 10,500,00010.5m $9.8m $9.8m 0.19% Unchanged
9 Blackstone Inc. 0.03% of their portfolio NEW YORK, NY 8,291,0008.3m $7.7m $7.7m 0.03% Unchanged
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,726,0006.7m $6.2m $6.2m 0.00% Reduced -9.1m -9,064,000
11 FMR LLC 0.00% of their portfolio BOSTON, MA 6,366,0006.4m $5.9m $5.9m 0.00% Reduced -40.0k -40,000
12 TENOR CAPITAL MANAGEMENT Co., L.P. 0.08% of their portfolio NEW YORK, NY 6,144,0006.1m $5.7m $5.7m 0.08% Reduced -32.3m -32,330,000
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,945,0005.9m $5.5m $5.5m 0.00% Added +3.4m +3,425,000
14 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 5,900,0005.9m $5.5m $5.5m 0.01% Reduced -1.2m -1,250,000
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 4,827,0004.8m $4.4m $4.4m 0.00% First filing
16 RATIONAL ADVISORS, INC. 0.34% of their portfolio San Juan, PR 3,879,0003.9m $3.6m $3.6m 0.34% Unchanged
17 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,676,0003.7m $3.4m $3.4m 0.00% Reduced -19.0k -19,000
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,700,0002.7m $2.5m $2.5m 0.00% New
19 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,643,0002.6m $2.4m $2.4m 0.01% Added +500.0k +500,000
20 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,000,0002.0m $1.9m $1.9m 0.00% Reduced -33.6m -33,595,000
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,393,0001.4m $1.3m $1.3m 0.00% Added +962.0k +962,000
22 Ewing Morris & Co. Investment Partners Ltd. 0.61% of their portfolio TORONTO, Z4 1,000,0001.0m $1.3m $1.3m 0.61% Unchanged
23 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 726,000726.0k $669.1k $669.1k 0.00% Reduced -963.0k -963,000
24 EDMOND DE ROTHSCHILD HOLDING S.A. 0.01% of their portfolio CHAMBESY, V8 525,000525.0k $487.8k $487.8k 0.01% Reduced -1.0m -1,000,000
25 Pinnacle Holdings, LLC 0.18% of their portfolio TULSA, OK 500,000500.0k $460.8k $460.8k 0.18% Unchanged
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 424,000424.0k $390.7k $390.7k 0.00% Unchanged
27 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 385,000385.0k $356.7k $356.7k 0.00% Reduced -40.0k -40,000
28 ZAZOVE ASSOCIATES LLC 0.02% of their portfolio INCLINE VILLAGE, NV 242,000242.0k $224.9k $224.9k 0.02% Reduced -242.0k -242,000
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 200,000200.0k $185.7k $185.7k 0.00% New
30 Virtus Investment Advisers, LLC 0.03% of their portfolio HARTFORD, CT 46,00046.0k $42.4k $42.4k 0.03% New
31 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.02% of their portfolio WASHINGTON, DC 23,00023.0k $21.2k $21.2k 0.02% New
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged