Vault-13

OKTA INC OKTA 0.375 06.15.26

NOTE 0.375% 6/1 · US DOMESTIC · CUSIP 679295AF2

52 institutional holders +1 vs Q3 2023
30,455,80030.5m shares reported held*
$681.7mreported value*
6 new 13 added 10 reduced 6 sold out net sold ≈ $2.5m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.38.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 61Q1 23: 64Q2 23: 60Q3 23: 51Q4 23: 5252Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202262
Q4 202261
Q1 202364
Q2 202360
Q3 202351
Q4 202352

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 16 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222527
Q1 20232230
Q2 20231227
Q3 20231231
Q4 20231916

Biggest buyers

D. E. Shaw & Co., Inc. Added +29,134,000+29.1m
Radcliffe Capital Management, L.P. Added +28,086,000+28.1m
JPMORGAN CHASE & CO Added +16,236,000+16.2m
Opti Capital Management, LP New +14,650,000+14.7m
SOROS FUND MANAGEMENT LLC Added +14,400,000+14.4m
MILLENNIUM MANAGEMENT LLC Added +13,000,000+13.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +10,439,000+10.4m
CAMDEN ASSET MANAGEMENT L P /CA Added +7,000,000+7.0m
Linden Advisors LP Added +5,000,000+5.0m
Fore Capital, LLC New +3,880,000+3.9m

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -45,978,000-46.0m
Lynrock Lake LP Sold out -36,200,000-36.2m
Elliott Investment Management L.P. Sold out -20,000,000-20.0m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -11,003,000-11.0m
VOYA INVESTMENT MANAGEMENT LLC Reduced -9,800,000-9.8m
AMERIPRISE FINANCIAL INC Sold out -8,000,000-8.0m
STATE STREET CORP Reduced -7,000,000-7.0m
STEELHEAD PARTNERS LLC Reduced -5,000,000-5.0m
BlackRock Inc. Reduced -3,320,000-3.3m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -2,340,000-2.3m

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ATLANTA, GA 126,115,000126.1m $112.1m $112.1m 0.12% Reduced -9.8m -9,800,000
2 CAMDEN ASSET MANAGEMENT L P /CA 2.07% of their portfolio Los Angeles, CA 75,791,00075.8m $67.0m $67.0m 2.07% Added +7.0m +7,000,000
3 D. E. Shaw & Co., Inc. 0.10% of their portfolio New York, NY 75,764,00075.8m $67.3m $67.3m 0.10% Added +29.1m +29,134,000
4 Linden Advisors LP 0.51% of their portfolio New York, NY 59,850,00059.9m $53.2m $53.2m 0.51% Added +5.0m +5,000,000
5 Calamos Advisors LLC 0.23% of their portfolio NAPERVILLE, IL 50,726,00050.7m $45.1m $45.1m 0.23% Unchanged
6 TENOR CAPITAL MANAGEMENT Co., L.P. 0.60% of their portfolio NEW YORK, NY 38,000,00038.0m $33.7m $33.7m 0.60% Added +10.4m +10,439,000
7 Radcliffe Capital Management, L.P. 4.29% of their portfolio BALA CYNWYD, PA 36,215,00036.2m $32.0m $32.0m 4.29% Added +28.1m +28,086,000
8 ADVENT CAPITAL MANAGEMENT /DE/ 0.65% of their portfolio NEW YORK, NY 31,653,00031.7m $28.1m $28.1m 0.65% Reduced -2.3m -2,340,000
9 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 25,595,00025.6m $22.7m $22.7m 0.02% Added +13.0m +13,000,000
10 SOROS FUND MANAGEMENT LLC 0.42% of their portfolio NEW YORK, NY 24,900,00024.9m $22.1m $22.1m 0.42% Added +14.4m +14,400,000
11 PIER 88 INVESTMENT PARTNERS LLC 4.84% of their portfolio SAN FRANCISCO, CA 21,769,00021.8m $19.2m $19.2m 4.84% Added +200.0k +200,000
12 STEELHEAD PARTNERS LLC 0.92% of their portfolio SEATTLE, WA 20,000,00020.0m $17.8m $17.8m 0.92% Reduced -5.0m -5,000,000
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,136,00018.1m $16.1m $16.1m 0.00% Added +16.2m +16,236,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,205,00016.2m $14.4m $14.4m 0.00% Reduced -7.0m -7,000,000
15 SHENKMAN CAPITAL MANAGEMENT INC 1.01% of their portfolio NEW YORK, NY 15,741,00015.7m $14.1m $14.1m 1.01% Reduced -11.0m -11,003,000
16 Opti Capital Management, LP 0.98% of their portfolio New York, NY 14,650,00014.7m $13.0m $13.0m 0.98% New
17 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 12,150,00012.2m $10.8m $10.8m 0.01% Reduced -1.8m -1,750,000
18 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 10,900,00010.9m $9.6m $9.6m 0.01% Added +367.0k +367,000
19 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 9,473,0009.5m $8.4m $8.4m 0.00% Reduced -350.0k -350,000
20 Blackstone Inc. 0.03% of their portfolio NEW YORK, NY 8,291,0008.3m $7.4m $7.4m 0.03% Unchanged
21 FMR LLC 0.00% of their portfolio BOSTON, MA 7,406,0007.4m $6.5m $6.5m 0.00% Unchanged
22 BlackRock Inc. 0.00% of their portfolio New York, NY 6,602,0006.6m $5.8m $5.8m 0.00% Reduced -3.3m -3,320,000
23 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,083,0005.1m $4.5m $4.5m 0.01% Reduced -889.0k -889,000
24 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5,000,0005.0m $4.4m $4.4m 0.00% Unchanged
25 EDMOND DE ROTHSCHILD HOLDING S.A. 0.08% of their portfolio CHAMBESY, V8 4,815,0004.8m $4.3m $4.3m 0.08% Unchanged
26 RATIONAL ADVISORS, INC. 0.42% of their portfolio San Juan, PR 4,649,0004.6m $4.1m $4.1m 0.42% Unchanged
27 Amundi 0.00% of their portfolio Paris, I0 4,627,0004.6m $4.1m $4.1m 0.00% Unchanged
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,460,0004.5m $3.9m $3.9m 0.00% Added +2.8m +2,844,000
29 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,000,0004.0m $3.5m $3.5m 0.00% Added +417.0k +417,000
30 Fore Capital, LLC 7.37% of their portfolio New York, NY 3,880,0003.9m $3.4m $3.4m 7.37% New
31 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 3,695,0003.7m $3.3m $3.3m 0.01% Unchanged
32 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 3,154,0003.2m $2.8m $2.8m 0.00% New
33 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 2,200,0002.2m $1.9m $1.9m 0.00% Unchanged
34 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,143,0002.1m $1.9m $1.9m 0.01% Unchanged
35 LBP AM SA 0.04% of their portfolio Paris, I0 2,000,0002.0m $1.8m $1.8m 0.04% Unchanged
36 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,425,0001.4m $1.3m $1.3m 0.00% Unchanged
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,387,0001.4m $1.2m $1.2m 0.00% New
38 GROUPAMA ASSET MANAGMENT 0.03% of their portfolio PARIS, I0 1,200,0001.2m $1.1m $1.1m 0.03% First filing
39 Ewing Morris & Co. Investment Partners Ltd. 0.64% of their portfolio TORONTO, Z4 1,000,0001.0m $889.2k $889.2k 0.64% Unchanged
40 ABN AMRO INVESTMENT SOLUTIONS 0.02% of their portfolio PARIS CEDEX 008, I0 1,000,0001.0m $889.0k $889.0k 0.02% Unchanged
41 Liberty Mutual Group Asset Management Inc. 0.21% of their portfolio Boston, MA 825,000825.0k $729.3k $729.3k 0.21% Unchanged
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $620.3k $620.3k 0.00% Unchanged
43 Pinnacle Holdings, LLC 0.18% of their portfolio TULSA, OK 500,000500.0k $442.0k $442.0k 0.18% Unchanged
44 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 472,000472.0k $418.2k $418.2k 0.00% New
45 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 424,000424.0k $374.8k $374.8k 0.00% Unchanged
46 PALISADE CAPITAL MANAGEMENT, LP 0.01% of their portfolio FORT LEE, NJ 409,000409.0k $363.1k $363.1k 0.01% Unchanged
47 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 377,000377.0k $335.2k $335.2k 0.00% Added +213.0k +213,000
48 ZAZOVE ASSOCIATES LLC 0.03% of their portfolio INCLINE VILLAGE, NV 242,000242.0k $215.0k $215.0k 0.03% Reduced -48.0k -48,000
49 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 62,00062.0k $54.8k $54.8k 0.00% New
50 OFI INVEST ASSET MANAGEMENT 0.05% of their portfolio ISSY LES MOULINEAUX, I0 1,8001.8k $1.6m $1.6m 0.05% Unchanged
51 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 1,0001.0k $886.3k $886.3k 0.01% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged