Vault-13

OKTA INC OKTA 0.375 06.15.26

NOTE 0.375% 6/1 · US DOMESTIC · CUSIP 679295AF2

51 institutional holders -9 vs Q2 2023
27,885,80027.9m shares reported held*
$4.7bnreported value*
2 new 10 added 20 reduced 11 sold out net sold ≈ $154.9m (-5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $167.05.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 61Q1 23: 64Q2 23: 60Q3 23: 5151Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202262
Q4 202261
Q1 202364
Q2 202360
Q3 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 31 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222527
Q1 20232230
Q2 20231227
Q3 20231231

Biggest buyers

D. E. Shaw & Co., Inc. Added +17,882,000+17.9m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +10,103,000+10.1m
SHENKMAN CAPITAL MANAGEMENT INC Added +8,754,000+8.8m
Radcliffe Capital Management, L.P. New +8,129,000+8.1m
CITIGROUP INC Added +3,572,000+3.6m
BlackRock Inc. Added +3,420,000+3.4m
RATIONAL ADVISORS, INC. Added +1,730,000+1.7m
PIER 88 INVESTMENT PARTNERS LLC Added +1,730,000+1.7m
MILLENNIUM MANAGEMENT LLC Added +795,000+795.0k
LBP AM SA Added +750,000+750.0k

Biggest sellers

Linden Advisors LP Reduced -53,484,000-53.5m
Lynrock Lake LP Reduced -27,000,000-27.0m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -20,050,000-20.1m
STEELHEAD PARTNERS LLC Reduced -18,000,000-18.0m
BANK OF AMERICA CORP /DE/ Sold out -13,605,000-13.6m
VOYA INVESTMENT MANAGEMENT LLC Reduced -12,645,000-12.6m
AMERIPRISE FINANCIAL INC Reduced -11,000,000-11.0m
FMR LLC Reduced -10,500,000-10.5m
Elliott Investment Management L.P. Reduced -10,000,000-10.0m
OAKTREE CAPITAL MANAGEMENT LP Sold out -8,595,000-8.6m

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.13% of their portfolio ATLANTA, GA 135,915,000135.9m $119.0m $119.0m 0.13% Reduced -12.6m -12,645,000
2 CAMDEN ASSET MANAGEMENT L P /CA 2.23% of their portfolio Los Angeles, CA 68,791,00068.8m $59.9m $59.9m 2.23% Reduced -20.1m -20,050,000
3 Linden Advisors LP 0.49% of their portfolio New York, NY 54,850,00054.9m $48.0m $48.0m 0.49% Reduced -53.5m -53,484,000
4 Calamos Advisors LLC 0.24% of their portfolio NAPERVILLE, IL 50,726,00050.7m $44.4m $44.4m 0.24% Reduced -5.0m -5,000,000
5 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 46,630,00046.6m $40.8m $40.8m 0.07% Added +17.9m +17,882,000
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2.34% of their portfolio Toronto, A6 45,978,00046.0m $4.0bn $4.0bn 2.34% Added +10.1m +10,103,000
7 Lynrock Lake LP 1.37% of their portfolio RYE BROOK, NY 36,200,00036.2m $31.7m $31.7m 1.37% Reduced -27.0m -27,000,000
8 ADVENT CAPITAL MANAGEMENT /DE/ 0.70% of their portfolio NEW YORK, NY 33,993,00034.0m $29.8m $29.8m 0.70% Reduced -6.9m -6,857,000
9 TENOR CAPITAL MANAGEMENT Co., L.P. 0.52% of their portfolio NEW YORK, NY 27,561,00027.6m $24.2m $24.2m 0.52% Unchanged
10 SHENKMAN CAPITAL MANAGEMENT INC 1.77% of their portfolio NEW YORK, NY 26,744,00026.7m $23.7m $23.7m 1.77% Added +8.8m +8,754,000
11 STEELHEAD PARTNERS LLC 1.28% of their portfolio SEATTLE, WA 25,000,00025.0m $21.9m $21.9m 1.28% Reduced -18.0m -18,000,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 23,205,00023.2m $20.3m $20.3m 0.00% Reduced -5.5m -5,500,000
13 PIER 88 INVESTMENT PARTNERS LLC 4.68% of their portfolio SAN FRANCISCO, CA 21,569,00021.6m $18.8m $18.8m 4.68% Added +1.7m +1,730,000
14 Elliott Investment Management L.P. 0.21% of their portfolio WEST PALM BEACH, FL 20,000,00020.0m $17.5m $17.5m 0.21% Reduced -10.0m -10,000,000
15 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 13,900,00013.9m $12.2m $12.2m 0.02% Unchanged
16 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 12,595,00012.6m $11.0m $11.0m 0.01% Added +795.0k +795,000
17 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 10,533,00010.5m $9.2m $9.2m 0.01% Reduced -6.8m -6,809,000
18 SOROS FUND MANAGEMENT LLC 0.19% of their portfolio NEW YORK, NY 10,500,00010.5m $9.2m $9.2m 0.19% Unchanged
19 BlackRock Inc. 0.00% of their portfolio New York, NY 9,922,0009.9m $8.6m $8.6m 0.00% Added +3.4m +3,420,000
20 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 9,823,0009.8m $8.6m $8.6m 0.00% Unchanged
21 Blackstone Inc. 0.03% of their portfolio NEW YORK, NY 8,291,0008.3m $7.3m $7.3m 0.03% Unchanged
22 Radcliffe Capital Management, L.P. 0.88% of their portfolio BALA CYNWYD, PA 8,129,0008.1m $7.1m $7.1m 0.88% New
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,000,0008.0m $7.0m $7.0m 0.00% Reduced -11.0m -11,000,000
24 FMR LLC 0.00% of their portfolio BOSTON, MA 7,406,0007.4m $6.4m $6.4m 0.00% Reduced -10.5m -10,500,000
25 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,972,0006.0m $5.2m $5.2m 0.01% Reduced -897.0k -897,000
26 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5,000,0005.0m $4.4m $4.4m 0.00% Unchanged
27 EDMOND DE ROTHSCHILD HOLDING S.A. 0.08% of their portfolio CHAMBESY, V8 4,815,0004.8m $4.2m $4.2m 0.08% Unchanged
28 RATIONAL ADVISORS, INC. 0.37% of their portfolio San Juan, PR 4,649,0004.6m $4.0m $4.0m 0.37% Added +1.7m +1,730,000
29 Amundi 0.00% of their portfolio Paris, I0 4,627,0004.6m $4.0m $4.0m 0.00% Unchanged
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 3,695,0003.7m $3.2m $3.2m 0.01% Reduced -17.0k -17,000
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,583,0003.6m $3.1m $3.1m 0.00% Added +3.6m +3,572,000
32 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 2,200,0002.2m $1.9m $1.9m 0.00% Unchanged
33 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,143,0002.1m $1.9m $1.9m 0.01% Unchanged
34 Verde Servicos Internacionais S.A. 0.68% of their portfolio SAO PAULO, D5 2,000,0002.0m $1.8m $1.8m 0.68% Unchanged
35 LBP AM SA 0.04% of their portfolio Paris, I0 2,000,0002.0m $1.8m $1.8m 0.04% Added +750.0k +750,000
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,900,0001.9m $1.7m $1.7m 0.00% Reduced -4.5m -4,484,000
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,616,0001.6m $1.4m $1.4m 0.00% Reduced -213.0k -213,000
38 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,425,0001.4m $1.2m $1.2m 0.00% Reduced -950.0k -950,000
39 Ewing Morris & Co. Investment Partners Ltd. 0.71% of their portfolio TORONTO, Z4 1,000,0001.0m $876.6k $876.6k 0.71% Unchanged
40 ABN AMRO INVESTMENT SOLUTIONS 0.02% of their portfolio PARIS CEDEX 008, I0 1,000,0001.0m $875.5k $875.5k 0.02% Unchanged
41 Liberty Mutual Group Asset Management Inc. 0.20% of their portfolio Boston, MA 825,000825.0k $718.2k $718.2k 0.20% Reduced -575.0k -575,000
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $612.7k $612.7k 0.00% Unchanged
43 Pinnacle Holdings, LLC 0.20% of their portfolio TULSA, OK 500,000500.0k $435.2k $435.2k 0.20% Unchanged
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 424,000424.0k $369.1k $369.1k 0.00% Unchanged
45 PALISADE CAPITAL MANAGEMENT, LP 0.01% of their portfolio FORT LEE, NJ 409,000409.0k $357.3k $357.3k 0.01% Reduced -700.0k -700,000
46 ZAZOVE ASSOCIATES LLC 0.03% of their portfolio INCLINE VILLAGE, NV 290,000290.0k $254.0k $254.0k 0.03% Unchanged
47 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 164,000164.0k $143.6k $143.6k 0.00% Unchanged
48 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 62,00062.0k $54.0k $54.0k 0.00% Added +31.0k +31,000
49 OFI INVEST ASSET MANAGEMENT 0.06% of their portfolio ISSY LES MOULINEAUX, I0 1,8001.8k $1.6m $1.6m 0.06% New
50 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 1,0001.0k $876.4k $876.4k 0.01% Reduced -1.0k -1,000
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged