Vault-13

OKTA INC OKTA 0.125 09.01.25

NOTE 0.125% 9/0 · US DOMESTIC · CUSIP 679295AD7

52 institutional holders +4 vs Q3 2024
12,378,00012.4m shares reported held*
$438.6mreported value*
8 new 8 added 10 reduced 5 sold out net sold ≈ $15.6m (-31.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.55.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 55Q4 22: 56Q1 23: 64Q2 23: 51Q3 23: 48Q4 23: 53Q1 24: 46Q2 24: 45Q3 24: 48Q4 24: 5252Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202255
Q4 202256
Q1 202364
Q2 202351
Q3 202348
Q4 202353
Q1 202446
Q2 202445
Q3 202448
Q4 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 30 bought or addedQ1 23: 28 cut or sold outQ2 23: 15 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 22 cut or sold outQ4 23: 17 bought or addedQ4 23: 20 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 22 cut or sold outQ2 24: 15 bought or addedQ2 24: 18 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 16 cut or sold outQ4 24: 16 bought or addedQ4 24: 15 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233028
Q2 20231538
Q3 20231522
Q4 20231720
Q1 20241822
Q2 20241518
Q3 20242016
Q4 20241615

Biggest buyers

LORD, ABBETT & CO. LLC New +40,598,000+40.6m
OSTERWEIS CAPITAL MANAGEMENT INC New +8,239,000+8.2m
Fort Baker Capital Management LP New +4,598,000+4.6m
BANK OF AMERICA CORP /DE/ Added +2,606,200+2.6m
TORONTO DOMINION BANK Added +2,342,000+2.3m
CAPSTONE INVESTMENT ADVISORS, LLC New +1,822,000+1.8m
Penn Mutual Asset Management New +1,500,000+1.5m
BlackRock, Inc. Added +1,400,000+1.4m
LAZARD ASSET MANAGEMENT LLC Added +1,372,000+1.4m
D. E. Shaw & Co., Inc. Added +1,236,000+1.2m

Biggest sellers

LORD, ABBETT & CO. LLC Sold out -38,225,000-38.2m
JPMORGAN CHASE & CO Reduced -10,535,000-10.5m
FMR LLC Reduced -8,015,000-8.0m
DeepCurrents Investment Group LLC Reduced -6,500,000-6.5m
Fort Baker Capital Management LP Sold out -5,000,000-5.0m
Verition Fund Management LLC Reduced -4,618,000-4.6m
BARCLAYS PLC Reduced -3,542,000-3.5m
Jefferies Financial Group Inc. Sold out -2,222,000-2.2m
MORGAN STANLEY Reduced -2,036,000-2.0m
PALISADE CAPITAL MANAGEMENT, LP Reduced -1,120,000-1.1m

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOROS FUND MANAGEMENT LLC 1.33% of their portfolio NEW YORK, NY 79,136,00079.1m $76.4m $76.4m 1.33% Unchanged
2 D. E. Shaw & Co., Inc. 0.08% of their portfolio New York, NY 78,093,00078.1m $75.4m $75.4m 0.08% Added +1.2m +1,236,000
3 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 67,500,00067.5m $65.3m $65.3m 0.02% Unchanged
4 LORD, ABBETT & CO. LLC 0.12% of their portfolio JERSEY CITY, NJ 40,598,00040.6m $39.1m $39.1m 0.12% New
5 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 24,828,00024.8m $24.0m $24.0m 0.04% Added +1.4m +1,372,000
6 Calamos Advisors LLC 0.10% of their portfolio NAPERVILLE, IL 22,500,00022.5m $21.7m $21.7m 0.10% Reduced -76.0k -76,000
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,937,00014.9m $14.4m $14.4m 0.00% Reduced -10.5m -10,535,000
8 MacKay Shields LLC 0.39% of their portfolio New York, NY 13,787,00013.8m $13.3m $13.3m 0.39% Unchanged
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,210,00011.2m $10.8m $10.8m 0.00% Added +200.0k +200,000
10 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 10,110,00010.1m $9.8m $9.8m 0.05% Reduced -4.6m -4,618,000
11 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 9,500,0009.5m $9.2m $9.2m 0.01% Unchanged
12 OSTERWEIS CAPITAL MANAGEMENT INC 0.37% of their portfolio SAN FRANCISCO, CA 8,239,0008.2m $8.0m $8.0m 0.37% New
13 PALISADE CAPITAL MANAGEMENT, LP 0.20% of their portfolio FORT LEE, NJ 7,884,0007.9m $7.6m $7.6m 0.20% Reduced -1.1m -1,120,000
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,563,6007.6m $7.3m $7.3m 0.00% Added +2.6m +2,606,200
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,313,0006.3m $6.1m $6.1m 0.00% Reduced -2.0m -2,036,000
16 BlackRock, Inc. 0.00% of their portfolio New York, NY 5,820,0005.8m $5.6m $5.6m 0.00% Added +1.4m +1,400,000
17 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 5,000,0005.0m $4.8m $4.8m 0.01% Unchanged
18 Fort Baker Capital Management LP 0.72% of their portfolio Larkspur, CA 4,598,0004.6m $4.4m $4.4m 0.72% New
19 DeepCurrents Investment Group LLC 0.14% of their portfolio NEW YORK, NY 4,500,0004.5m $4.3m $4.3m 0.14% Reduced -6.5m -6,500,000
20 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 4,255,0004.3m $4.1m $4.1m 0.01% Added +2.3m +2,342,000
21 ARISTEIA CAPITAL, L.L.C. 0.14% of their portfolio GREENWICH, CT 4,000,0004.0m $3.9m $3.9m 0.14% Unchanged
22 Kohlberg Kravis Roberts & Co. L.P. 0.09% of their portfolio NEW YORK, NY 3,456,0003.5m $3.3m $3.3m 0.09% Unchanged
23 OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio LOS ANGELES, CA 3,077,0003.1m $3.0m $3.0m 0.06% Reduced -325.0k -325,000
24 CSS LLC/IL 0.12% of their portfolio CHICAGO, IL 2,144,0002.1m $2.1m $2.1m 0.12% Unchanged
25 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 2,000,0002.0m $1.9m $1.9m 0.00% Unchanged
26 CAPSTONE INVESTMENT ADVISORS, LLC 0.02% of their portfolio NEW YORK, NY 1,822,0001.8m $1.8m $1.8m 0.02% New
27 Radcliffe Capital Management, L.P. 0.18% of their portfolio BALA CYNWYD, PA 1,600,0001.6m $1.5m $1.5m 0.18% Unchanged
28 FMR LLC 0.00% of their portfolio BOSTON, MA 1,540,0001.5m $1.5m $1.5m 0.00% Reduced -8.0m -8,015,000
29 Penn Mutual Asset Management 2.60% of their portfolio Conshohocken, PA 1,500,0001.5m $1.4m $1.4m 2.60% New
30 Ewing Morris & Co. Investment Partners Ltd. 0.48% of their portfolio TORONTO, Z4 1,000,0001.0m $1.4m $1.4m 0.48% Unchanged
31 LGT Fund Management Co Ltd. 0.08% of their portfolio VADUZ, N2 1,000,0001.0m $963.1k $963.1k 0.08% New
32 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 891,000891.0k $858.7k $858.7k 0.00% Reduced -614.0k -614,000
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 592,000592.0k $572.0k $572.0k 0.00% Unchanged
34 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 306,000306.0k $294.4k $294.4k 0.00% Unchanged
35 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 230,000230.0k $221.3k $221.3k 0.00% Added +8.0k +8,000
36 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 219,000219.0k $211.6k $211.6k 0.00% Reduced -3.5m -3,542,000
37 Union Bancaire Privee, UBP SA 0.00% of their portfolio GENEVA 1, V8 152,000152.0k $146.3k $146.3k 0.00% First filing
38 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.11% of their portfolio WASHINGTON, DC 134,000134.0k $128.9k $128.9k 0.11% Added +15.0k +15,000
39 Amundi 0.00% of their portfolio Paris, I0 100,000100.0k $96.3k $96.3k 0.00% Unchanged
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 91,00091.0k $87.6k $87.6k 0.00% Unchanged
41 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 64,00064.0k $61.6k $61.6k 0.00% First filing
42 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 63,00063.0k $60.6k $60.6k 0.00% Unchanged
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 50,00050.0k $48.3k $48.3k 0.00% Unchanged
44 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 48,00048.0k $46.2k $46.2k 0.00% Unchanged
45 180 WEALTH ADVISORS, LLC 0.00% of their portfolio FEDERAL WAY, WA 23,00023.0k $22.1k $22.1k 0.00% New
46 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 15,00015.0k $14.4k $14.4k 0.00% Unchanged
47 PBMares Wealth Management LLC 0.00% of their portfolio WILLIAMSBURG, VA 13,00013.0k $12.5k $12.5k 0.00% Unchanged
48 Fox Hill Wealth Management 0.01% of their portfolio DEDHAM, MA 13,00013.0k $12.5k $12.5k 0.01% Unchanged
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,0009.0k $8.7k $8.7k 0.00% Unchanged
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,0006.0k $5.8k $5.8k 0.00% Unchanged
51 Chicago Capital Management, LLC 1.78% of their portfolio CHICAGO, IL 3,0003.0k $2.9m $2.9m 1.78% New
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged