Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

324 institutional holders +24 vs Q3 2024
43,417,67143.4m shares reported held*
$1.2bnreported value*
28 new 43 added 58 reduced 19 sold out net bought ≈ $74.8m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.74. Options: 4 managers hold calls ($1.0m notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325Q2 23: 326Q3 23: 310Q4 23: 324Q1 24: 313Q2 24: 320Q3 24: 300Q4 24: 324324Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325
Q2 2023326
Q3 2023310
Q4 2023324
Q1 2024313
Q2 2024320
Q3 2024300
Q4 2024324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 81 bought or addedQ1 23: 115 cut or sold outQ2 23: 75 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 85 cut or sold outQ4 23: 56 bought or addedQ4 23: 95 cut or sold outQ4 23Q1 24: 68 bought or addedQ1 24: 94 cut or sold outQ2 24: 68 bought or addedQ2 24: 91 cut or sold outQ2 24Q3 24: 59 bought or addedQ3 24: 92 cut or sold outQ4 24: 71 bought or addedQ4 24: 77 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202381115
Q2 20237577
Q3 20235285
Q4 20235695
Q1 20246894
Q2 20246891
Q3 20245992
Q4 20247177

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ1 24 calls: $73.6mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $70.3mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $50.8mQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $1.0mQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$73.6m$00.00
Q2 2024$70.3m$00.00
Q3 2024$50.8m$00.00
Q4 2024$1.0m$00.00

Biggest buyers

Skaana Management L.P. Added +1,331,852+1.3m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +642,855+642.9k
Aequim Alternative Investments LP Added +542,000+542.0k
Pacific Heights Asset Management LLC Added +300,000+300.0k
Philip James Wealth Mangement, LLC Added +255,197+255.2k
Walleye Capital LLC Added +137,747+137.7k
CSS LLC/IL New +77,539+77.5k
Chou Associates Management Inc. New +68,000+68.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +38,388+38.4k
WOLVERINE ASSET MANAGEMENT LLC Added +27,992+28.0k

Biggest sellers

Warberg Asset Management LLC Reduced -276,643-276.6k
FMR LLC Reduced -147,537-147.5k
Chou Associates Management Inc. Sold out -68,000-68.0k
Sanctuary Advisors, LLC Reduced -55,419-55.4k
JPMORGAN CHASE & CO Reduced -33,967-34.0k
ARISTEIA CAPITAL, L.L.C. Reduced -32,000-32.0k
PECAUT & CO. Reduced -7,249-7.2k
Northeast Financial Consultants Inc Sold out -7,161-7.2k
Cetera Investment Advisers Sold out -6,787-6.8k
MORGAN STANLEY Reduced -3,107-3.1k

Biggest calls

MILLENNIUM MANAGEMENT LLC Reduced $462.2k16.8k shares
TUDOR INVESTMENT CORP ET AL Unchanged $273.3k9.9k shares
CITIGROUP INC Unchanged $247.4k9.0k shares
DEUTSCHE BANK AG\ Unchanged $40.3k1.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 0.23% of their portfolio San Francisco, CA 14,252,82014.3m $392.7m $392.7m 0.23% Reduced -1.6k -1,550
2 Aequim Alternative Investments LP 7.57% of their portfolio MILL VALLEY, CA 8,542,0008.5m $235.3m $235.3m 7.57% Added +542.0k +542,000
3 MFN Partners Management, LP 3.09% of their portfolio BOSTON, MA 5,690,6005.7m $156.8m $156.8m 3.09% Unchanged
4 Hudson Bay Capital Management LP 0.68% of their portfolio STAMFORD, CT 4,110,1004.1m $113.2m $113.2m 0.68% Unchanged
5 Walleye Capital LLC 0.48% of their portfolio NEW YORK, NY 1,846,2761.8m $50.9m $50.9m 0.48% Added +137.7k +137,747
6 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.65% of their portfolio NEW YORK, NY 1,558,5301.6m $42.9m $42.9m 1.65% Added +642.9k +642,855
7 Skaana Management L.P. 11.82% of their portfolio BROOKLYN, NY 1,342,9351.3m $37.0m $37.0m 11.82% Added +1.3m +1,331,852
8 Philip James Wealth Mangement, LLC 3.92% of their portfolio MILTON, GA 1,100,2451.1m $30.3m $30.3m 3.92% Added +255.2k +255,197
9 683 Capital Management, LLC 2.32% of their portfolio NEW YORK, NY 854,600854.6k $23.5m $23.5m 2.32% Unchanged
10 Warberg Asset Management LLC 4.88% of their portfolio WINNETKA, IL 641,155641.2k $17.7m $17.7m 4.88% Reduced -276.6k -276,643
11 Adams Asset Advisors, LLC 1.66% of their portfolio DALLAS, TX 468,357468.4k $12.9m $12.9m 1.66% Unchanged
12 BOOTHBAY FUND MANAGEMENT, LLC 0.65% of their portfolio NEW YORK, NY 438,997439.0k $21.7m $21.7m 0.65% Unchanged
13 Pacific Heights Asset Management LLC 0.48% of their portfolio San Francisco, CA 400,000400.0k $7.1m $7.1m 0.48% Added +300.0k +300,000
14 WOLVERINE ASSET MANAGEMENT LLC 0.19% of their portfolio CHICAGO, IL 380,213380.2k $10.5m $10.5m 0.19% Added +28.0k +27,992
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 370,282370.3k $10.2m $10.2m 0.02% Added +38.4k +38,388
16 NOMURA HOLDINGS INC 0.05% of their portfolio TOKYO, M0 354,291354.3k $9.8m $9.8m 0.05% Unchanged
17 ARISTEIA CAPITAL, L.L.C. 0.35% of their portfolio GREENWICH, CT 350,585350.6k $9.6m $9.6m 0.35% Reduced -32.0k -32,000
18 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.21% of their portfolio CHICAGO, IL 300,000300.0k $8.3m $8.3m 0.21% Unchanged
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 242,184242.2k $6.7m $6.7m 0.00% Reduced -1.1k -1,052
20 OnyxPoint Global Management LP 2.99% of their portfolio NEW YORK, NY 229,709229.7k $6.3m $6.3m 2.99% Unchanged
21 Smead Capital Management, Inc. 0.07% of their portfolio Phoenix, AZ 156,248156.2k $4.3m $4.3m 0.07% Added +5.4k +5,388
22 GoodHaven Capital Management, LLC 1.34% of their portfolio MILLBURN, NJ 151,197151.2k $4.2m $4.2m 1.34% Added +11.5k +11,500
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 108,671108.7k $3.0m $3.0m 0.00% Reduced -3.1k -3,107
24 CSS LLC/IL 0.13% of their portfolio CHICAGO, IL 77,53977.5k $2.1m $2.1m 0.13% New
25 Chou Associates Management Inc. 1.29% of their portfolio TORONTO, A6 68,00068.0k $1.9m $1.9m 1.29% New
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 66,73966.7k $1.8m $1.8m 0.00% Reduced -2.8k -2,824
27 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 54,88754.9k $1.5m $1.5m 0.01% Added +2.6k +2,600
28 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 53,78153.8k $1.6m $1.6m 0.05% Added +593 +593
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 48,97549.0k $1.3m $1.3m 0.00% Added +621 +621
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,40647.4k $1.3m $1.3m 0.00% Added +19.9k +19,921
31 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,90439.9k $1.1m $1.1m 0.00% Unchanged
32 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 37,46937.5k $1.0m $1.0m 0.00% First filing
33 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,51533.5k $923.3k $923.3k 0.00% Unchanged
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 32,47132.5k $894.6k $894.6k 0.00% Reduced -34.0k -33,967
35 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,58831.6k $870.2k $870.2k 0.00% Reduced -76 -76
36 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 28,75128.8k $792.1k $792.1k 0.00% Unchanged
37 Parallax Volatility Advisers, L.P. 0.02% of their portfolio San Francisco, CA 26,54926.5k $731.4k $731.4k 0.02% Unchanged
38 RBF Capital, LLC 0.04% of their portfolio RENO, NV 24,39824.4k $672.2k $672.2k 0.04% Unchanged
39 Yarbrough Capital, LLC 0.03% of their portfolio FRANKLIN, TN 23,95924.0k $660.1k $660.1k 0.03% Unchanged
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,18922.2k $611.3k $611.3k 0.00% Reduced -34 -34
41 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 21,90721.9k $603.5k $603.5k 0.00% Added +108 +108
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,07020.1k $553.0k $553.0k 0.00% Reduced -758 -758
43 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 18,99719.0k $523.4k $523.4k 0.00% New
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,96319.0k $522.4k $522.4k 0.00% Added +729 +729
45 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.02% of their portfolio PASADENA, CA 18,62018.6k $513.0k $513.0k 0.02% Reduced -375 -375
46 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,03717.0k $469.4k $469.4k 0.00% Reduced -1.1k -1,111
47 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 17,02017.0k $459.0k $459.0k 0.00% Reduced -55.4k -55,419
48 ROYAL LONDON ASSET MANAGEMENT LTD 0.00% of their portfolio UNITED KINGDOM, X0 16,58716.6k $457.0k $457.0k 0.00% Unchanged
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,45116.5k $453.2k $453.2k 0.00% Added +204 +204
50 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 16,26116.3k $448.0k $448.0k 0.00% Unchanged
51 Linscomb Wealth, Inc. 0.02% of their portfolio Houston, TX 16,16716.2k $445.4k $445.4k 0.02% Unchanged
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,53914.5k $401.0k $401.0k 0.00% Reduced -364 -364
53 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 14,07714.1k $388.7k $388.7k 0.01% Reduced -8 -8
54 AMG National Trust Bank 0.01% of their portfolio GREENWOOD VILLAGE, CO 13,51313.5k $358.4k $358.4k 0.01% Reduced -22 -22
55 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 13,23513.2k $365.6k $365.6k 0.00% Reduced -56 -56
56 PECAUT & CO. 0.11% of their portfolio SIOUX CITY, IA 11,91911.9k $328.4k $328.4k 0.11% Reduced -7.2k -7,249
57 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 11,73511.7k $323.3k $323.3k 0.01% Added +26 +26
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,31111.3k $311.6k $311.6k 0.00% Reduced -60 -60
59 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $301.3k $301.3k 0.00% Unchanged
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,67510.7k $293.9k $293.9k 0.00% Added +5.2k +5,220
61 SUMMIT SECURITIES GROUP LLC 0.10% of their portfolio NEW YORK, NY 9,8239.8k $270.6k $270.6k 0.10% Unchanged
62 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $258.4k $258.4k 0.00% Unchanged
63 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.12% of their portfolio ATLANTA, GA 9,0109.0k $248.2k $248.2k 0.12% Reduced -22 -22
64 Aldebaran Capital, LLC 0.21% of their portfolio CARMEL, IN 7,9818.0k $219.9k $219.9k 0.21% Reduced -358 -358
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,5677.6k $208.5k $208.5k 0.00% Reduced -43 -43
66 TD Capital Management LLC 0.02% of their portfolio MEMPHIS, TN 7,1017.1k $195.6k $195.6k 0.02% Reduced -950 -950
67 FMR LLC 0.00% of their portfolio BOSTON, MA 6,8566.9k $188.9k $188.9k 0.00% Reduced -147.5k -147,537
68 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,6616.7k $202.6k $202.6k 0.00% New
69 Central Pacific Bank - Trust Division 0.02% of their portfolio HONOLULU, HI 5,3245.3k $147.0k $147.0k 0.02% Unchanged
70 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 5,0275.0k $132.0k $132.0k 0.00% Unchanged
71 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $124.1k $124.1k 0.00% Unchanged
72 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 4,1184.1k $113.5k $113.5k 0.00% New
73 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,5153.5k $96.8k $96.8k 0.00% Reduced -4 -4
74 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 3,1743.2k $92.9k $92.9k 0.00% Added +66 +66
75 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 2,9312.9k $80.8k $80.8k 0.00% Unchanged
76 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,7742.8k $76.4k $76.4k 0.00% Added +25 +25
77 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,6972.7k $74.3k $74.3k 0.01% Unchanged
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5652.6k $70.7k $70.7k 0.00% Added +37 +37
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,4852.5k $68.0k $68.0k 0.00% Added +1.4k +1,350
80 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 2,2732.3k $62.6k $62.6k 0.01% Unchanged
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,2392.2k $61.7k $61.7k 0.00% Added +309 +309
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0482.0k $56.4k $56.4k 0.00% Reduced -135 -135
83 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,7301.7k $47.7k $47.7k 0.00% New
84 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 1,6871.7k $46.5k $46.5k 0.01% Reduced -271 -271
85 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,6131.6k $44.4k $44.4k 0.00% Unchanged
86 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,5521.6k $42.8k $42.8k 0.00% Reduced -1.5k -1,511
87 Sawyer & Company, Inc 0.02% of their portfolio BOSTON, MA 1,5021.5k $41.0k $41.0k 0.02% Added +25 +25
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,4521.5k $40.0k $40.0k 0.00% Added +30 +30
89 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,4451.4k $39.8k $39.8k 0.00% Reduced -2 -2
90 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,2791.3k $35.2k $35.2k 0.00% Added +433 +433
91 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0.00% of their portfolio BOSTON, MA 1,2731.3k $35.2k $35.2k 0.00% Reduced -12 -12
92 Gifford Fong Associates 0.01% of their portfolio LAFAYETTE, CA 1,2501.2k $34.0k $34.0k 0.01% Unchanged
93 Freemont Management S.A. 0.03% of their portfolio VAUD, V8 1,2491.2k $61.7k $61.7k 0.03% Unchanged
94 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,2381.2k $34.1k $34.1k 0.00% Added +1.2k +1,156
95 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,1771.2k $32.4k $32.4k 0.00% New
96 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 1,1121.1k $30.6k $30.6k 0.00% Reduced -11 -11
97 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,0131.0k $27.9k $27.9k 0.00% Added +3 +3
98 First PREMIER Bank 0.01% of their portfolio SIOUX FALLS, SD 928928 $26.0k $26.0k 0.01% Unchanged
99 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 908908 $25.0k $25.0k 0.00% Unchanged
100 WESTPORT ASSET MANAGEMENT INC 0.01% of their portfolio SOUTHPORT, CT 903903 $24.9k $24.9k 0.01% Unchanged