Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

300 institutional holders -20 vs Q2 2024
41,237,11941.2m shares reported held*
$1.3bnreported value*
24 new 35 added 47 reduced 45 sold out net sold ≈ $57.4m (-104.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.66. Options: 5 managers hold calls ($50.8m notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325Q2 23: 326Q3 23: 310Q4 23: 324Q1 24: 313Q2 24: 320Q3 24: 300300Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325
Q2 2023326
Q3 2023310
Q4 2023324
Q1 2024313
Q2 2024320
Q3 2024300

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 98 cut or sold outQ1 23: 81 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 77 cut or sold outQ3 23: 52 bought or addedQ3 23: 85 cut or sold outQ3 23Q4 23: 56 bought or addedQ4 23: 95 cut or sold outQ1 24: 68 bought or addedQ1 24: 94 cut or sold outQ1 24Q2 24: 68 bought or addedQ2 24: 91 cut or sold outQ3 24: 59 bought or addedQ3 24: 92 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229198
Q1 202381115
Q2 20237577
Q3 20235285
Q4 20235695
Q1 20246894
Q2 20246891
Q3 20245992

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 23 calls: $64.7mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $73.6mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $70.3mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $50.8mQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$64.7m$00.00
Q1 2024$73.6m$00.00
Q2 2024$70.3m$00.00
Q3 2024$50.8m$00.00

Biggest buyers

Philip James Wealth Mangement, LLC New +845,048+845.0k
Chou Associates Management Inc. New +68,000+68.0k
Walleye Capital LLC Added +40,742+40.7k
GoodHaven Capital Management, LLC Added +22,745+22.7k
SG Americas Securities, LLC Added +20,594+20.6k
WOLVERINE ASSET MANAGEMENT LLC Added +20,006+20.0k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +10,937+10.9k
STIFEL FINANCIAL CORP Added +3,824+3.8k
CIBC Private Wealth Group LLC Added +2,267+2.3k
JPMORGAN CHASE & CO Added +1,300+1.3k

Biggest sellers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -1,826,696-1.8m
Privium Fund Management B.V. Sold out -496,207-496.2k
ARISTEIA CAPITAL, L.L.C. Reduced -264,427-264.4k
Warberg Asset Management LLC Reduced -112,034-112.0k
Fisher Asset Management, LLC Sold out -39,507-39.5k
Skaana Management L.P. Reduced -38,052-38.1k
STRS OHIO Sold out -26,250-26.2k
Sanctuary Advisors, LLC Reduced -18,789-18.8k
UBS Group AG Reduced -16,680-16.7k
Dodge & Cox Reduced -15,900-15.9k

Biggest calls

MILLENNIUM MANAGEMENT LLC Reduced $50.1m1.7m shares
TUDOR INVESTMENT CORP ET AL Unchanged $294.9k9.9k shares
CITIGROUP INC Unchanged $266.9k9.0k shares
GROUP ONE TRADING LLC Unchanged $122.4k4.1k shares
DEUTSCHE BANK AG\ Unchanged $43.5k1.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 0.24% of their portfolio San Francisco, CA 14,254,37014.3m $423.6m $423.6m 0.24% Reduced -15.9k -15,900
2 Aequim Alternative Investments LP 8.36% of their portfolio MILL VALLEY, CA 8,000,0008.0m $237.8m $237.8m 8.36% Unchanged
3 MFN Partners Management, LP 3.33% of their portfolio BOSTON, MA 5,690,6005.7m $169.1m $169.1m 3.33% Unchanged
4 Hudson Bay Capital Management LP 0.84% of their portfolio STAMFORD, CT 4,110,1004.1m $122.2m $122.2m 0.84% Unchanged
5 Walleye Capital LLC 0.54% of their portfolio NEW YORK, NY 1,708,5291.7m $50.8m $50.8m 0.54% Added +40.7k +40,742
6 Warberg Asset Management LLC 7.47% of their portfolio WINNETKA, IL 917,798917.8k $27.3m $27.3m 7.47% Reduced -112.0k -112,034
7 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.05% of their portfolio NEW YORK, NY 915,675915.7k $27.2m $27.2m 1.05% Reduced -1.8m -1,826,696
8 683 Capital Management, LLC 2.59% of their portfolio NEW YORK, NY 854,600854.6k $25.4m $25.4m 2.59% Unchanged
9 Philip James Wealth Mangement, LLC 3.08% of their portfolio MILTON, GA 845,048845.0k $25.1m $25.1m 3.08% New
10 Adams Asset Advisors, LLC 1.84% of their portfolio DALLAS, TX 468,357468.4k $13.9m $13.9m 1.84% Unchanged
11 BOOTHBAY FUND MANAGEMENT, LLC 0.68% of their portfolio NEW YORK, NY 438,997439.0k $22.6m $22.6m 0.68% Unchanged
12 ARISTEIA CAPITAL, L.L.C. 0.40% of their portfolio GREENWICH, CT 382,585382.6k $11.4m $11.4m 0.40% Reduced -264.4k -264,427
13 NOMURA HOLDINGS INC 0.08% of their portfolio TOKYO, M0 354,291354.3k $10.5m $10.5m 0.08% Unchanged
14 WOLVERINE ASSET MANAGEMENT LLC 0.19% of their portfolio CHICAGO, IL 352,221352.2k $10.5m $10.5m 0.19% Added +20.0k +20,006
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 331,894331.9k $9.9m $9.9m 0.02% Reduced -87 -87
16 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.22% of their portfolio CHICAGO, IL 300,000300.0k $8.9m $8.9m 0.22% Unchanged
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 243,236243.2k $7.2m $7.2m 0.00% Reduced -5.0k -4,987
18 OnyxPoint Global Management LP 3.66% of their portfolio NEW YORK, NY 229,709229.7k $6.8m $6.8m 3.66% Unchanged
19 FMR LLC 0.00% of their portfolio BOSTON, MA 154,393154.4k $4.6m $4.6m 0.00% Unchanged
20 Smead Capital Management, Inc. 0.06% of their portfolio Phoenix, AZ 150,860150.9k $4.5m $4.5m 0.06% Reduced -10.8k -10,828
21 GoodHaven Capital Management, LLC 1.38% of their portfolio MILLBURN, NJ 139,697139.7k $4.2m $4.2m 1.38% Added +22.7k +22,745
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 111,778111.8k $3.3m $3.3m 0.00% Reduced -1.1k -1,143
23 Pacific Heights Asset Management LLC 0.22% of their portfolio San Francisco, CA 100,000100.0k $3.0m $3.0m 0.22% Unchanged
24 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 72,43972.4k $2.2m $2.2m 0.01% Reduced -18.8k -18,789
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,56369.6k $2.1m $2.1m 0.00% Added +3.8k +3,824
26 Chou Associates Management Inc. 1.28% of their portfolio TORONTO, A6 68,00068.0k $2.0m $2.0m 1.28% New
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 66,43866.4k $2.0m $2.0m 0.00% Added +1.3k +1,300
28 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 53,18853.2k $1.6m $1.6m 0.05% Reduced -3.7k -3,718
29 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 52,28752.3k $1.6m $1.6m 0.01% Added +20.6k +20,594
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 48,35448.4k $1.4m $1.4m 0.00% Added +477 +477
31 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,90439.9k $1.2m $1.2m 0.00% Unchanged
32 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,51533.5k $996.1k $996.1k 0.00% Unchanged
33 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,66431.7k $1.0m $1.0m 0.00% Reduced -50 -50
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 28,75128.8k $854.5k $854.5k 0.00% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 27,48527.5k $816.9k $816.9k 0.00% Reduced -16.7k -16,680
36 Parallax Volatility Advisers, L.P. 0.02% of their portfolio San Francisco, CA 26,54926.5k $789.0k $789.0k 0.02% Unchanged
37 RBF Capital, LLC 0.04% of their portfolio RENO, NV 24,39824.4k $725.1k $725.1k 0.04% Unchanged
38 Yarbrough Capital, LLC 0.03% of their portfolio FRANKLIN, TN 23,95924.0k $712.1k $712.1k 0.03% Unchanged
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,22322.2k $660.5k $660.5k 0.00% Unchanged
40 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 21,79921.8k $647.9k $647.9k 0.00% Reduced -313 -313
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,82820.8k $618.0k $618.0k 0.00% Reduced -514 -514
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,60319.6k $582.6k $582.6k 0.00% Reduced -181 -181
43 PECAUT & CO. 0.20% of their portfolio SIOUX CITY, IA 19,16819.2k $569.7k $569.7k 0.20% Added +150 +150
44 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.02% of their portfolio PASADENA, CA 18,99519.0k $564.5k $564.5k 0.02% Reduced -250 -250
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,23418.2k $541.9k $541.9k 0.00% Reduced -216 -216
46 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,14818.1k $539.4k $539.4k 0.00% Added +243 +243
47 ROYAL LONDON ASSET MANAGEMENT LTD 0.00% of their portfolio UNITED KINGDOM, X0 16,58716.6k $493.0k $493.0k 0.00% Unchanged
48 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 16,26116.3k $483.3k $483.3k 0.00% Unchanged
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,24716.2k $482.9k $482.9k 0.00% Added +29 +29
50 Linscomb Wealth, Inc. 0.02% of their portfolio Houston, TX 16,16716.2k $480.5k $480.5k 0.02% Reduced -3 -3
51 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,78815.8k $469.2k $469.2k 0.00% Reduced -148 -148
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,90314.9k $443.0k $443.0k 0.00% Reduced -1.0k -1,012
53 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 14,08514.1k $419.0k $419.0k 0.01% Unchanged
54 AMG National Trust Bank 0.01% of their portfolio GREENWOOD VILLAGE, CO 13,53513.5k $402.3k $402.3k 0.01% Reduced -246 -246
55 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 13,29113.3k $390.9k $390.9k 0.00% Reduced -105 -105
56 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 11,70911.7k $348.0k $348.0k 0.01% Reduced -2.3k -2,307
57 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,37111.4k $337.9k $337.9k 0.00% Reduced -7 -7
58 Skaana Management L.P. 0.10% of their portfolio BROOKLYN, NY 11,08311.1k $329.4k $329.4k 0.10% Reduced -38.1k -38,052
59 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $325.0k $325.0k 0.00% New
60 SUMMIT SECURITIES GROUP LLC 0.18% of their portfolio NEW YORK, NY 9,8239.8k $292.0k $292.0k 0.18% Unchanged
61 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $278.7k $278.7k 0.00% Unchanged
62 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.13% of their portfolio ATLANTA, GA 9,0329.0k $268.4k $268.4k 0.13% Reduced -27 -27
63 Aldebaran Capital, LLC 0.23% of their portfolio CARMEL, IN 8,3398.3k $247.8k $247.8k 0.23% Unchanged
64 TD Capital Management LLC 0.02% of their portfolio MEMPHIS, TN 8,0518.1k $239.3k $239.3k 0.02% Unchanged
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,6107.6k $226.2k $226.2k 0.00% Reduced -195 -195
66 Northeast Financial Consultants Inc 0.01% of their portfolio WESTPORT, CT 7,1617.2k $212.8k $212.8k 0.01% Unchanged
67 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,7876.8k $201.7k $201.7k 0.00% Reduced -174 -174
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,4555.5k $162.0k $162.0k 0.00% Reduced -1.1k -1,081
69 Central Pacific Bank - Trust Division 0.02% of their portfolio HONOLULU, HI 5,3245.3k $158.4k $158.4k 0.02% Unchanged
70 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 5,0275.0k $149.4k $149.4k 0.00% Unchanged
71 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $133.9k $133.9k 0.00% Unchanged
72 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,5193.5k $104.6k $104.6k 0.00% First filing
73 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 3,1083.1k $92.4k $92.4k 0.00% Added +2.3k +2,267
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,0633.1k $245 $245 0.00% Added +976 +976
75 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 2,9312.9k $87.1k $87.1k 0.00% Unchanged
76 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,7492.7k $81.7k $81.7k 0.00% Added +78 +78
77 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,6972.7k $80.2k $80.2k 0.01% Unchanged
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5282.5k $75.1k $75.1k 0.00% Reduced -6 -6
79 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 2,2732.3k $67.6k $67.6k 0.01% Unchanged
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,1832.2k $64.9k $64.9k 0.00% Reduced -37 -37
81 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 1,9582.0k $58.2k $58.2k 0.01% Added +8 +8
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,9301.9k $57.4k $57.4k 0.00% Added +42 +42
83 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,6131.6k $47.9k $47.9k 0.00% Reduced -133 -133
84 Sawyer & Company, Inc 0.02% of their portfolio BOSTON, MA 1,4771.5k $44.0k $44.0k 0.02% Unchanged
85 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,4471.4k $43.0k $43.0k 0.00% Added +387 +387
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,4221.4k $42.3k $42.3k 0.00% Added +597 +597
87 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0.00% of their portfolio BOSTON, MA 1,2851.3k $37.8k $37.8k 0.00% Unchanged
88 Gifford Fong Associates 0.01% of their portfolio LAFAYETTE, CA 1,2501.2k $37.0k $37.0k 0.01% Unchanged
89 Freemont Management S.A. 0.02% of their portfolio VAUD, V8 1,2491.2k $37.1k $37.1k 0.02% Unchanged
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1351.1k $34.0k $34.0k 0.00% Reduced -270 -270
91 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 1,1231.1k $33.4k $33.4k 0.00% Added +19 +19
92 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,0101.0k $30.0k $30.0k 0.00% Unchanged
93 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 932932 $27.7k $27.7k 0.00% Added +4 +4
94 First PREMIER Bank 0.01% of their portfolio SIOUX FALLS, SD 928928 $28.0k $28.0k 0.01% Unchanged
95 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 908908 $27.0k $27.0k 0.00% Unchanged
96 WESTPORT ASSET MANAGEMENT INC 0.01% of their portfolio SOUTHPORT, CT 903903 $26.8k $26.8k 0.01% Unchanged
97 Bank Julius Baer & Co. Ltd, Zurich 0.00% of their portfolio ZURICH, V8 900900 $31.7k $31.7k 0.00% Reduced -64 -64
98 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 846846 $25.1k $25.1k 0.00% Reduced -11 -11
99 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 739739 $22.0k $22.0k 0.00% Unchanged
100 CKW FINANCIAL GROUP 0.00% of their portfolio HONOLULU, HI 687687 $21.0k $21.0k 0.00% Unchanged