Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

313 institutional holders -11 vs Q4 2023
59,134,83959.1m shares reported held*
$2.7bnreported value*
21 new 47 added 62 reduced 32 sold out net sold ≈ $122.1m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.34. Options: 5 managers hold calls ($73.6m notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325Q2 23: 326Q3 23: 310Q4 23: 324Q1 24: 313313Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325
Q2 2023326
Q3 2023310
Q4 2023324
Q1 2024313

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 85 cut or sold outQ3 23Q4 23: 56 bought or addedQ4 23: 95 cut or sold outQ4 23Q1 24: 68 bought or addedQ1 24: 94 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229198
Q1 202381115
Q2 20237577
Q3 20235285
Q4 20235695
Q1 20246894

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $138.3mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $97.4mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $64.7mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $73.6mQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$138.3m$00.00
Q3 2023$97.4m$00.00
Q4 2023$64.7m$00.00
Q1 2024$73.6m$00.00

Biggest buyers

Greylin Investment Management, Inc Added +138,581+138.6k
Aequim Alternative Investments LP Added +100,000+100.0k
GoodHaven Capital Management, LLC Added +22,460+22.5k
WELLS FARGO & COMPANY/MN Added +15,104+15.1k
WOLVERINE ASSET MANAGEMENT LLC Added +13,769+13.8k
OnyxPoint Global Management LP Added +11,850+11.8k
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV New +9,313+9.3k
Cetera Investment Advisers New +7,200+7.2k
Inscription Capital, LLC New +5,595+5.6k
Linscomb Wealth, Inc. Added +5,214+5.2k

Biggest sellers

Sea Otter Advisors LLC Sold out -998,510-998.5k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -936,517-936.5k
BLUEFIN CAPITAL MANAGEMENT, LLC Sold out -423,836-423.8k
Skaana Management L.P. Reduced -163,362-163.4k
MORGAN STANLEY Reduced -160,378-160.4k
EQUITEC PROPRIETARY MARKETS, LLC Sold out -151,435-151.4k
ARISTEIA CAPITAL, L.L.C. Reduced -113,786-113.8k
UBS Group AG Reduced -39,067-39.1k
Smead Capital Management, Inc. Reduced -28,250-28.2k
STRS OHIO Sold out -26,250-26.2k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $72.6m1.7m shares
TUDOR INVESTMENT CORP ET AL Unchanged $427.6k9.9k shares
CITIGROUP INC Added $387.1k9.0k shares
GROUP ONE TRADING LLC Unchanged $177.5k4.1k shares
DEUTSCHE BANK AG\ Unchanged $63.0k1.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 5.96% of their portfolio SUNNY ISLES BEACH, FL 16,485,43216.5m $710.5m $710.5m 5.96% Unchanged
2 Dodge & Cox 0.36% of their portfolio San Francisco, CA 14,273,57014.3m $615.2m $615.2m 0.36% Reduced -1.5k -1,500
3 Aequim Alternative Investments LP 12.81% of their portfolio MILL VALLEY, CA 8,000,0008.0m $344.8m $344.8m 12.81% Added +100.0k +100,000
4 MFN Partners Management, LP 6.96% of their portfolio BOSTON, MA 5,690,6005.7m $245.3m $245.3m 6.96% Unchanged
5 Hudson Bay Capital Management LP 1.55% of their portfolio STAMFORD, CT 4,110,1004.1m $177.1m $177.1m 1.55% Unchanged
6 HIGHBRIDGE CAPITAL MANAGEMENT LLC 5.15% of their portfolio NEW YORK, NY 2,786,6362.8m $120.1m $120.1m 5.15% Reduced -936.5k -936,517
7 Walleye Capital LLC 0.78% of their portfolio NEW YORK, NY 1,667,7871.7m $71.9m $71.9m 0.78% Added +951 +951
8 Warberg Asset Management LLC 10.34% of their portfolio WINNETKA, IL 1,019,1491.0m $43.9m $43.9m 10.34% Reduced -5.6k -5,571
9 683 Capital Management, LLC 3.76% of their portfolio NEW YORK, NY 854,600854.6k $36.8m $36.8m 3.76% Unchanged
10 ARISTEIA CAPITAL, L.L.C. 1.53% of their portfolio GREENWICH, CT 828,603828.6k $35.7m $35.7m 1.53% Reduced -113.8k -113,786
11 Greylin Investment Management, Inc 5.39% of their portfolio ORANGE, VA 780,435780.4k $33.6m $33.6m 5.39% Added +138.6k +138,581
12 Privium Fund Management B.V. 5.71% of their portfolio AMSTERDAM, P7 496,207496.2k $21.4m $21.4m 5.71% Unchanged
13 Adams Asset Advisors, LLC 2.61% of their portfolio DALLAS, TX 468,580468.6k $20.2m $20.2m 2.61% Unchanged
14 BOOTHBAY FUND MANAGEMENT, LLC 0.80% of their portfolio NEW YORK, NY 438,997439.0k $28.5m $28.5m 0.80% Unchanged
15 NOMURA HOLDINGS INC 0.12% of their portfolio TOKYO, M0 354,291354.3k $15.3m $15.3m 0.12% Unchanged
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 348,114348.1k $15.0m $15.0m 0.00% Reduced -160.4k -160,378
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 331,981332.0k $14.3m $14.3m 0.02% Unchanged
18 WOLVERINE ASSET MANAGEMENT LLC 0.26% of their portfolio CHICAGO, IL 311,586311.6k $13.4m $13.4m 0.26% Added +13.8k +13,769
19 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.37% of their portfolio CHICAGO, IL 300,000300.0k $12.9m $12.9m 0.37% Unchanged
20 Smead Capital Management, Inc. 0.19% of their portfolio Phoenix, AZ 281,600281.6k $12.1m $12.1m 0.19% Reduced -28.2k -28,250
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 255,928255.9k $11.0m $11.0m 0.00% Reduced -11.2k -11,229
22 OnyxPoint Global Management LP 5.24% of their portfolio NEW YORK, NY 229,709229.7k $9.9m $9.9m 5.24% Added +11.8k +11,850
23 Skaana Management L.P. 2.22% of their portfolio BROOKLYN, NY 188,404188.4k $8.1m $8.1m 2.22% Reduced -163.4k -163,362
24 FMR LLC 0.00% of their portfolio BOSTON, MA 154,422154.4k $6.7m $6.7m 0.00% Added +29 +29
25 GoodHaven Capital Management, LLC 1.73% of their portfolio MILLBURN, NJ 106,952107.0k $4.6m $4.6m 1.73% Added +22.5k +22,460
26 Pacific Heights Asset Management LLC 0.35% of their portfolio San Francisco, CA 100,000100.0k $4.3m $4.3m 0.35% Unchanged
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 67,70567.7k $2.9m $2.9m 0.00% Added +2.3k +2,294
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 64,21864.2k $2.8m $2.8m 0.00% Added +6 +6
29 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 53,25453.3k $2.3m $2.3m 0.07% Added +1.1k +1,087
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,25545.3k $2.0m $2.0m 0.00% Reduced -39.1k -39,067
31 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,90439.9k $1.7m $1.7m 0.00% Unchanged
32 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 39,53339.5k $1.7m $1.7m 0.00% Added +6 +6
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 35,20035.2k $1.5m $1.5m 0.00% Added +15.1k +15,104
34 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,51533.5k $1.4m $1.4m 0.00% Unchanged
35 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,76431.8k $1.4m $1.4m 0.00% Reduced -3.0k -3,000
36 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 31,69331.7k $1.4m $1.4m 0.01% Unchanged
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 28,75128.8k $1.2m $1.2m 0.00% Unchanged
38 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 26,54926.5k $1.1m $1.1m 0.03% Unchanged
39 RBF Capital, LLC 0.06% of their portfolio RENO, NV 25,62325.6k $1.1m $1.1m 0.06% Unchanged
40 Yarbrough Capital, LLC 0.04% of their portfolio FRANKLIN, TN 23,95924.0k $1.0m $1.0m 0.04% Unchanged
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,22322.2k $957.8k $957.8k 0.00% Unchanged
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,10922.1k $952.9k $952.9k 0.00% Reduced -9.4k -9,409
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,35521.4k $921.0k $921.0k 0.00% Reduced -13.4k -13,405
44 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.03% of their portfolio PASADENA, CA 20,88120.9k $900.0k $900.0k 0.03% Unchanged
45 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,68420.7k $891.4k $891.4k 0.00% Added +362 +362
46 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,02719.0k $820.1k $820.1k 0.00% Added +135 +135
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,96118.0k $774.1k $774.1k 0.00% Reduced -279 -279
48 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,14417.1k $738.9k $738.9k 0.00% Reduced -320 -320
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,80916.8k $724.0k $724.0k 0.00% Reduced -227 -227
50 ROYAL LONDON ASSET MANAGEMENT LTD 0.00% of their portfolio UNITED KINGDOM, X0 16,58716.6k $714.9k $714.9k 0.00% Reduced -6.7k -6,708
51 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 16,26116.3k $700.8k $700.8k 0.01% Unchanged
52 Linscomb Wealth, Inc. 0.04% of their portfolio Houston, TX 16,17016.2k $696.9k $696.9k 0.04% Added +5.2k +5,214
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,90215.9k $685.4k $685.4k 0.00% Reduced -149 -149
54 PECAUT & CO. 0.25% of their portfolio SIOUX CITY, IA 15,71815.7k $677.4k $677.4k 0.25% Reduced -62 -62
55 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 14,13614.1k $609.5k $609.5k 0.02% Unchanged
56 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 14,01614.0k $604.1k $604.1k 0.02% Reduced -5 -5
57 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 13,85313.9k $597.1k $597.1k 0.00% Reduced -78 -78
58 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 13,50413.5k $582.0k $582.0k 0.02% Added +961 +961
59 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,34711.3k $489.1k $489.1k 0.00% Reduced -94 -94
60 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $471.4k $471.4k 0.00% Unchanged
61 SUMMIT SECURITIES GROUP LLC 0.19% of their portfolio NEW YORK, NY 9,8239.8k $423.0k $423.0k 0.19% Reduced -16 -16
62 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $404.2k $404.2k 0.00% Unchanged
63 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.19% of their portfolio ATLANTA, GA 9,3139.3k $401.4k $401.4k 0.19% New
64 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,5738.6k $369.5k $369.5k 0.00% Reduced -100 -100
65 Aldebaran Capital, LLC 0.35% of their portfolio CARMEL, IN 8,5058.5k $366.6k $366.6k 0.35% Reduced -401 -401
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,3068.3k $358.0k $358.0k 0.00% Reduced -1.1k -1,137
67 TD Capital Management LLC 0.04% of their portfolio MEMPHIS, TN 8,0518.1k $347.0k $347.0k 0.04% Unchanged
68 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,0458.0k $346.7k $346.7k 0.00% Reduced -5.4k -5,422
69 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 7,3667.4k $317.5k $317.5k 0.01% Unchanged
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,2007.2k $310.3k $310.3k 0.00% New
71 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 7,1617.2k $308.6k $308.6k 0.02% Unchanged
72 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,6616.7k $287.1k $287.1k 0.01% Unchanged
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,5756.6k $283.0k $283.0k 0.00% Added +61 +61
74 Mraz, Amerine & Associates, Inc. 0.05% of their portfolio Modesto, CA 6,5326.5k $281.5k $281.5k 0.05% Reduced -24 -24
75 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,4396.4k $277.5k $277.5k 0.00% Added +15 +15
76 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 6,2626.3k $269.9k $269.9k 0.00% Unchanged
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,1766.2k $266.2k $266.2k 0.00% Added +278 +278
78 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,9025.9k $254.0k $254.0k 0.00% Added +136 +136
79 Inscription Capital, LLC 0.04% of their portfolio HOUSTON, TX 5,5955.6k $241.1k $241.1k 0.04% New
80 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,4085.4k $233.1k $233.1k 0.00% Reduced -132 -132
81 Central Pacific Bank - Trust Division 0.03% of their portfolio HONOLULU, HI 5,3245.3k $236.9k $236.9k 0.03% First filing
82 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 5,0275.0k $216.7k $216.7k 0.00% Unchanged
83 GC Wealth Management RIA, LLC 0.04% of their portfolio Cambridge, MA 4,7504.8k $204.7k $204.7k 0.04% New
84 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,6774.7k $201.6k $201.6k 0.00% New
85 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $194.2k $194.2k 0.00% Unchanged
86 BlackRock Inc. 0.00% of their portfolio New York, NY 4,1654.2k $179.5k $179.5k 0.00% Reduced -7.4k -7,372
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,0603.1k $131.9k $131.9k 0.00% Reduced -286 -286
88 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,8852.9k $118.3k $118.3k 0.01% Unchanged
89 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,6972.7k $116.2k $116.2k 0.01% Unchanged
90 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,6962.7k $119.9k $119.9k 0.01% Reduced -2.1k -2,058
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5962.6k $111.9k $111.9k 0.00% Added +648 +648
92 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,0862.1k $88.2k $88.2k 0.00% Added +259 +259
93 Beacon Capital Management, LLC 0.02% of their portfolio FRANKLIN, TN 2,0012.0k $86.2k $86.2k 0.02% Reduced -130 -130
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,8931.9k $81.6k $81.6k 0.00% Added +16 +16
95 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,6001.6k $62.3k $62.3k 0.00% New
96 Sawyer & Company, Inc 0.03% of their portfolio BOSTON, MA 1,4771.5k $63.7k $63.7k 0.03% Reduced -4 -4
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,4161.4k $61.0k $61.0k 0.00% Added +52 +52
98 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 1,3971.4k $60.2k $60.2k 0.00% Unchanged
99 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,2781.3k $55.1k $55.1k 0.00% New
100 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,2501.2k $53.9k $53.9k 0.00% Unchanged