Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

324 institutional holders +14 vs Q3 2023
61,025,82161.0m shares reported held*
$2.5bnreported value*
23 new 33 added 74 reduced 21 sold out net sold ≈ $137.4m (-4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($33.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.18. Options: 5 managers hold calls ($64.7m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325Q2 23: 326Q3 23: 310Q4 23: 324324Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325
Q2 2023326
Q3 2023310
Q4 2023324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 85 cut or sold outQ3 23Q4 23: 56 bought or addedQ4 23: 95 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229198
Q1 202381115
Q2 20237577
Q3 20235285
Q4 20235695

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ1 23 calls: $151.7mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $138.3mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $97.4mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $64.7mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$151.7m$00.00
Q2 2023$138.3m$00.00
Q3 2023$97.4m$00.00
Q4 2023$64.7m$00.00

Biggest buyers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +1,134,189+1.1m
Aequim Alternative Investments LP Added +571,126+571.1k
MORGAN STANLEY Added +251,263+251.3k
Greylin Investment Management, Inc Added +64,812+64.8k
Skaana Management L.P. Added +52,851+52.9k
Mutual Advisors, LLC New +52,167+52.2k
WOLVERINE ASSET MANAGEMENT LLC Added +49,189+49.2k
Fisher Asset Management, LLC New +39,527+39.5k
JPMORGAN CHASE & CO Added +32,281+32.3k
GoodHaven Capital Management, LLC Added +20,022+20.0k

Biggest sellers

Hudson Bay Capital Management LP Reduced -4,110,100-4.1m
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -700,000-700.0k
ZAZOVE ASSOCIATES LLC Sold out -446,221-446.2k
ARISTEIA CAPITAL, L.L.C. Reduced -283,023-283.0k
EQUITEC PROPRIETARY MARKETS, LLC Reduced -65,765-65.8k
CreativeOne Wealth, LLC Sold out -50,829-50.8k
Warberg Asset Management LLC Reduced -21,976-22.0k
Dodge & Cox Reduced -20,686-20.7k
Privium Fund Management B.V. Reduced -18,000-18.0k
ROYAL LONDON ASSET MANAGEMENT LTD Reduced -17,979-18.0k

Biggest calls

MILLENNIUM MANAGEMENT LLC Reduced $63.8m1.7m shares
TUDOR INVESTMENT CORP ET AL Unchanged $386.2k9.9k shares
CITIGROUP INC Reduced $349.2k9.0k shares
GROUP ONE TRADING LLC Unchanged $160.3k4.1k shares
DEUTSCHE BANK AG\ Unchanged $56.9k1.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 5.88% of their portfolio SUNNY ISLES BEACH, FL 16,485,43216.5m $641.8m $641.8m 5.88% Unchanged
2 Dodge & Cox 0.35% of their portfolio San Francisco, CA 14,275,07014.3m $555.7m $555.7m 0.35% Reduced -20.7k -20,686
3 Aequim Alternative Investments LP 11.90% of their portfolio MILL VALLEY, CA 7,900,0007.9m $298.9m $298.9m 11.90% Added +571.1k +571,126
4 MFN Partners Management, LP 7.13% of their portfolio BOSTON, MA 5,690,6005.7m $221.5m $221.5m 7.13% Unchanged
5 Hudson Bay Capital Management LP 1.36% of their portfolio STAMFORD, CT 4,110,1004.1m $155.5m $155.5m 1.36% Reduced -4.1m -4,110,100
6 HIGHBRIDGE CAPITAL MANAGEMENT LLC 7.67% of their portfolio NEW YORK, NY 3,723,1533.7m $144.9m $144.9m 7.67% Added +1.1m +1,134,189
7 Walleye Capital LLC 0.88% of their portfolio NEW YORK, NY 1,666,8361.7m $63.1m $63.1m 0.88% Unchanged
8 Warberg Asset Management LLC 11.66% of their portfolio WINNETKA, IL 1,024,7201.0m $38.8m $38.8m 11.66% Reduced -22.0k -21,976
9 Sea Otter Advisors LLC 35.93% of their portfolio Miami, FL 998,510998.5k $37.8m $37.8m 35.93% Unchanged
10 ARISTEIA CAPITAL, L.L.C. 1.47% of their portfolio GREENWICH, CT 942,389942.4k $35.7m $35.7m 1.47% Reduced -283.0k -283,023
11 683 Capital Management, LLC 3.33% of their portfolio NEW YORK, NY 854,600854.6k $33.3m $33.3m 3.33% Unchanged
12 Greylin Investment Management, Inc 4.32% of their portfolio ORANGE, VA 641,854641.9k $25.0m $25.0m 4.32% Added +64.8k +64,812
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 508,492508.5k $19.8m $19.8m 0.00% Added +251.3k +251,263
14 Privium Fund Management B.V. 5.28% of their portfolio AMSTERDAM, P7 496,207496.2k $18.9m $18.9m 5.28% Reduced -18.0k -18,000
15 Adams Asset Advisors, LLC 2.45% of their portfolio DALLAS, TX 468,580468.6k $18.2m $18.2m 2.45% Unchanged
16 BOOTHBAY FUND MANAGEMENT, LLC 0.91% of their portfolio NEW YORK, NY 438,997439.0k $26.2m $26.2m 0.91% Unchanged
17 BLUEFIN CAPITAL MANAGEMENT, LLC 1.43% of their portfolio NEW YORK, NY 423,836423.8k $16.2m $16.2m 1.43% Reduced -200 -200
18 NOMURA HOLDINGS INC 0.12% of their portfolio TOKYO, M0 354,291354.3k $13.5m $13.5m 0.12% Unchanged
19 Skaana Management L.P. 3.20% of their portfolio BROOKLYN, NY 351,766351.8k $13.7m $13.7m 3.20% Added +52.9k +52,851
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 331,981332.0k $12.9m $12.9m 0.02% Unchanged
21 Smead Capital Management, Inc. 0.22% of their portfolio Phoenix, AZ 309,850309.9k $12.1m $12.1m 0.22% Added +8.3k +8,260
22 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.36% of their portfolio CHICAGO, IL 300,000300.0k $11.4m $11.4m 0.36% Reduced -700.0k -700,000
23 WOLVERINE ASSET MANAGEMENT LLC 0.18% of their portfolio CHICAGO, IL 297,817297.8k $11.6m $11.6m 0.18% Added +49.2k +49,189
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 267,157267.2k $10.4m $10.4m 0.00% Reduced -8.5k -8,460
25 OnyxPoint Global Management LP 5.63% of their portfolio NEW YORK, NY 217,859217.9k $8.5m $8.5m 5.63% Unchanged
26 FMR LLC 0.00% of their portfolio BOSTON, MA 154,393154.4k $6.0m $6.0m 0.00% Reduced -4.4k -4,404
27 EQUITEC PROPRIETARY MARKETS, LLC 6.38% of their portfolio CHICAGO, IL 151,435151.4k $5.9m $5.9m 6.38% Reduced -65.8k -65,765
28 Pacific Heights Asset Management LLC 0.33% of their portfolio San Francisco, CA 100,000100.0k $3.9m $3.9m 0.33% Unchanged
29 GoodHaven Capital Management, LLC 1.43% of their portfolio MILLBURN, NJ 84,49284.5k $3.3m $3.3m 1.43% Added +20.0k +20,022
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 84,32284.3k $3.3m $3.3m 0.00% Added +3.4k +3,387
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,41165.4k $2.5m $2.5m 0.00% Reduced -6.7k -6,723
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 64,21264.2k $2.5m $2.5m 0.00% Added +32.3k +32,281
33 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 52,16752.2k $2.0m $2.0m 0.07% New
34 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,90439.9k $1.6m $1.6m 0.00% Unchanged
35 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 39,52739.5k $1.5m $1.5m 0.00% New
36 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 34,76434.8k $1.4m $1.4m 0.00% Reduced -20 -20
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 34,76034.8k $1.4m $1.4m 0.00% Added +18.1k +18,069
38 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,51533.5k $1.3m $1.3m 0.00% Added +3 +3
39 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 31,69331.7k $1.2m $1.2m 0.01% Unchanged
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,51831.5k $1.2m $1.2m 0.00% Reduced -899 -899
41 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 28,75128.8k $1.1m $1.1m 0.00% Reduced -220 -220
42 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 26,54926.5k $1.0m $1.0m 0.03% Unchanged
43 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 26,25026.2k $0 $0 0.00% Unchanged
44 RBF Capital, LLC 0.06% of their portfolio RENO, NV 25,62325.6k $997.5k $997.5k 0.06% Unchanged
45 Yarbrough Capital, LLC 0.05% of their portfolio FRANKLIN, TN 23,95924.0k $932.7k $932.7k 0.05% Unchanged
46 ROYAL LONDON ASSET MANAGEMENT LTD 0.00% of their portfolio UNITED KINGDOM, X0 23,29523.3k $906.9k $906.9k 0.00% Reduced -18.0k -17,979
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,22322.2k $865.1k $865.1k 0.00% Reduced -13.8k -13,843
48 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.03% of their portfolio PASADENA, CA 20,88120.9k $812.9k $812.9k 0.03% Reduced -42 -42
49 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,32220.3k $791.1k $791.1k 0.00% Added +4.0k +3,953
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 20,09620.1k $782.4k $782.4k 0.00% Reduced -1.6k -1,593
51 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,89218.9k $735.5k $735.5k 0.00% Reduced -1.1k -1,133
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,24018.2k $710.1k $710.1k 0.00% Reduced -3.1k -3,129
53 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,46417.5k $679.9k $679.9k 0.00% Reduced -435 -435
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,03617.0k $663.0k $663.0k 0.00% Reduced -323 -323
55 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 16,26116.3k $633.0k $633.0k 0.00% Unchanged
56 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 16,14616.1k $628.6k $628.6k 0.00% Unchanged
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,05116.1k $624.9k $624.9k 0.00% Reduced -479 -479
58 PECAUT & CO. 0.25% of their portfolio SIOUX CITY, IA 15,78015.8k $614.3k $614.3k 0.25% Unchanged
59 Cheyne Capital Management (UK) LLP 2.17% of their portfolio LONDON, X0 15,50015.5k $603.4k $603.4k 2.17% Unchanged
60 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 14,13614.1k $535.3k $535.3k 0.02% Unchanged
61 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 14,02114.0k $545.8k $545.8k 0.02% Added +100 +100
62 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 13,93113.9k $526.6k $526.6k 0.00% Unchanged
63 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,46713.5k $524.3k $524.3k 0.01% Reduced -31 -31
64 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 12,54312.5k $488.3k $488.3k 0.02% Added +64 +64
65 BlackRock Inc. 0.00% of their portfolio New York, NY 11,53711.5k $449.1k $449.1k 0.00% Reduced -5 -5
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,44111.4k $445.4k $445.4k 0.00% Reduced -487 -487
67 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,23711.2k $437.5k $437.5k 0.00% Reduced -842 -842
68 Linscomb Wealth, Inc. 0.02% of their portfolio Houston, TX 10,95611.0k $426.5k $426.5k 0.02% Reduced -522 -522
69 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $425.8k $425.8k 0.00% Unchanged
70 SUMMIT SECURITIES GROUP LLC 0.15% of their portfolio NEW YORK, NY 9,8399.8k $383.0k $383.0k 0.15% Unchanged
71 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,4439.4k $367.5k $367.5k 0.00% Reduced -5.4k -5,443
72 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 9,4359.4k $367.3k $367.3k 0.01% Unchanged
73 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $365.1k $365.1k 0.00% Unchanged
74 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 8,9939.0k $350.1k $350.1k 0.00% Reduced -8 -8
75 Aldebaran Capital, LLC 0.35% of their portfolio CARMEL, IN 8,9068.9k $346.7k $346.7k 0.35% Reduced -16 -16
76 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,6738.7k $337.6k $337.6k 0.00% Added +260 +260
77 Virtu Financial LLC 0.03% of their portfolio New York, NY 8,5058.5k $331.0k $331.0k 0.03% New
78 TD Capital Management LLC 0.04% of their portfolio MEMPHIS, TN 8,0518.1k $313.4k $313.4k 0.04% Reduced -700 -700
79 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 7,3667.4k $286.8k $286.8k 0.01% Unchanged
80 Purus Wealth Management, LLC 0.16% of their portfolio Newport Beach, CA 7,2877.3k $283.7k $283.7k 0.16% Unchanged
81 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 7,1617.2k $278.8k $278.8k 0.02% Unchanged
82 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,6616.7k $259.3k $259.3k 0.01% Unchanged
83 Mraz, Amerine & Associates, Inc. 0.05% of their portfolio Modesto, CA 6,5566.6k $255.2k $255.2k 0.05% Unchanged
84 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,5146.5k $254.0k $254.0k 0.00% Added +382 +382
85 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,4246.4k $250.1k $250.1k 0.00% Added +1 +1
86 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 6,2626.3k $243.8k $243.8k 0.00% Reduced -31 -31
87 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,8985.9k $229.6k $229.6k 0.00% Added +1.2k +1,220
88 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,7665.8k $224.0k $224.0k 0.00% Reduced -555 -555
89 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,5405.5k $215.7k $215.7k 0.00% Added +256 +256
90 CSS LLC/IL 0.02% of their portfolio CHICAGO, IL 5,2995.3k $206.3k $206.3k 0.02% Reduced -17.1k -17,056
91 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 5,0275.0k $195.7k $195.7k 0.00% Reduced -5.0k -5,027
92 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,7544.8k $185.1k $185.1k 0.01% Added +4.7k +4,688
93 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $175.4k $175.4k 0.00% Unchanged
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,3463.3k $130.3k $130.3k 0.00% Reduced -90 -90
95 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,8852.9k $112.3k $112.3k 0.01% Reduced -2.9k -2,885
96 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,6972.7k $105.0k $105.0k 0.01% Unchanged
97 Beacon Capital Management, LLC 0.03% of their portfolio FRANKLIN, TN 2,1312.1k $92.1k $92.1k 0.03% Reduced -103 -103
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,9481.9k $75.8k $75.8k 0.00% Added +9 +9
99 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,8771.9k $73.1k $73.1k 0.00% Reduced -147 -147
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,8271.8k $72.5k $72.5k 0.00% Added +135 +135