Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

310 institutional holders -16 vs Q2 2023
65,714,30765.7m shares reported held*
$3.0bnreported value*
14 new 38 added 58 reduced 27 sold out net bought ≈ $285.9m (+5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($322.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.07. Options: 6 managers hold calls ($97.4m notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325Q2 23: 326Q3 23: 310310Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325
Q2 2023326
Q3 2023310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 85 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229198
Q1 202381115
Q2 20237577
Q3 20235285

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 22 calls: $121.3mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $151.7mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $138.3mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $97.4mQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$121.3m$00.00
Q1 2023$151.7m$00.00
Q2 2023$138.3m$00.00
Q3 2023$97.4m$00.00

Biggest buyers

Hudson Bay Capital Management LP Added +5,256,500+5.3m
Aequim Alternative Investments LP Added +1,578,874+1.6m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +970,736+970.7k
Warberg Asset Management LLC Added +48,875+48.9k
Skaana Management L.P. Added +47,545+47.5k
GoodHaven Capital Management, LLC Added +22,150+22.1k
MANUFACTURERS LIFE INSURANCE COMPANY, THE New +16,146+16.1k
Smead Capital Management, Inc. Added +11,475+11.5k
Strategic Investment Solutions, Inc. /IL Added +9,920+9.9k
Greylin Investment Management, Inc Added +8,110+8.1k

Biggest sellers

ARISTEIA CAPITAL, L.L.C. Reduced -1,024,286-1.0m
CSS LLC/IL Reduced -95,352-95.4k
CreativeOne Wealth, LLC Reduced -66,367-66.4k
ZAZOVE ASSOCIATES LLC Reduced -53,779-53.8k
Virtu Financial LLC Sold out -28,415-28.4k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -16,332-16.3k
MORGAN STANLEY Reduced -13,187-13.2k
BLUEFIN CAPITAL MANAGEMENT, LLC Reduced -9,800-9.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -8,001-8.0k
BANK OF AMERICA CORP /DE/ Reduced -7,258-7.3k

Biggest calls

MILLENNIUM MANAGEMENT LLC Reduced $96.4m2.2m shares
TUDOR INVESTMENT CORP ET AL Unchanged $429.1k9.9k shares
CITIGROUP INC Unchanged $389.6k9.0k shares
GROUP ONE TRADING LLC New $178.1k4.1k shares
DEUTSCHE BANK AG\ Added $63.2k1.5k shares
CREDIT AGRICOLE S A New $18.5k428 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 5.90% of their portfolio SUNNY ISLES BEACH, FL 16,485,43216.5m $713.0m $713.0m 5.90% Unchanged
2 Dodge & Cox 0.42% of their portfolio San Francisco, CA 14,295,75614.3m $618.3m $618.3m 0.42% Reduced -3.1k -3,062
3 Hudson Bay Capital Management LP 1.70% of their portfolio STAMFORD, CT 8,220,2008.2m $355.5m $355.5m 1.70% Added +5.3m +5,256,500
4 Aequim Alternative Investments LP 11.97% of their portfolio MILL VALLEY, CA 7,328,8747.3m $315.7m $315.7m 11.97% Added +1.6m +1,578,874
5 MFN Partners Management, LP 8.26% of their portfolio BOSTON, MA 5,690,6005.7m $246.1m $246.1m 8.26% Unchanged
6 HIGHBRIDGE CAPITAL MANAGEMENT LLC 6.30% of their portfolio NEW YORK, NY 2,588,9642.6m $112.0m $112.0m 6.30% Added +970.7k +970,736
7 Walleye Capital LLC 1.06% of their portfolio NEW YORK, NY 1,666,8361.7m $72.1m $72.1m 1.06% Unchanged
8 ARISTEIA CAPITAL, L.L.C. 2.16% of their portfolio GREENWICH, CT 1,225,4121.2m $52.7m $52.7m 2.16% Reduced -1.0m -1,024,286
9 Warberg Asset Management LLC 14.06% of their portfolio WINNETKA, IL 1,046,6961.0m $45.0m $45.0m 14.06% Added +48.9k +48,875
10 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.77% of their portfolio CHICAGO, IL 1,000,0001.0m $43.0m $43.0m 0.77% Unchanged
11 Sea Otter Advisors LLC 30.50% of their portfolio Miami, FL 998,510998.5k $42.9m $42.9m 30.50% Reduced -1.5k -1,490
12 683 Capital Management, LLC 3.75% of their portfolio NEW YORK, NY 854,600854.6k $37.0m $37.0m 3.75% Unchanged
13 Greylin Investment Management, Inc 4.48% of their portfolio ORANGE, VA 577,042577.0k $25.0m $25.0m 4.48% Added +8.1k +8,110
14 Privium Fund Management B.V. 6.61% of their portfolio AMSTERDAM, P7 514,207514.2k $22.2m $22.2m 6.61% Unchanged
15 Adams Asset Advisors, LLC 2.72% of their portfolio DALLAS, TX 468,580468.6k $20.3m $20.3m 2.72% Reduced -6.3k -6,272
16 ZAZOVE ASSOCIATES LLC 1.99% of their portfolio INCLINE VILLAGE, NV 446,221446.2k $19.2m $19.2m 1.99% Reduced -53.8k -53,779
17 BOOTHBAY FUND MANAGEMENT, LLC 0.91% of their portfolio NEW YORK, NY 438,997439.0k $28.5m $28.5m 0.91% Unchanged
18 BLUEFIN CAPITAL MANAGEMENT, LLC 1.60% of their portfolio NEW YORK, NY 424,036424.0k $18.3m $18.3m 1.60% Reduced -9.8k -9,800
19 NOMURA HOLDINGS INC 0.17% of their portfolio TOKYO, M0 354,291354.3k $15.3m $15.3m 0.17% Unchanged
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 331,981332.0k $14.4m $14.4m 0.02% Reduced -8.0k -8,001
21 Smead Capital Management, Inc. 0.27% of their portfolio Phoenix, AZ 301,590301.6k $13.0m $13.0m 0.27% Added +11.5k +11,475
22 Skaana Management L.P. 4.41% of their portfolio BROOKLYN, NY 298,915298.9k $12.9m $12.9m 4.41% Added +47.5k +47,545
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 275,617275.6k $11.9m $11.9m 0.00% Reduced -7.3k -7,258
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 257,229257.2k $11.1m $11.1m 0.00% Reduced -13.2k -13,187
25 WOLVERINE ASSET MANAGEMENT LLC 0.20% of their portfolio CHICAGO, IL 248,628248.6k $10.8m $10.8m 0.20% Reduced -4.9k -4,925
26 OnyxPoint Global Management LP 5.71% of their portfolio NEW YORK, NY 217,859217.9k $9.4m $9.4m 5.71% Reduced -2.5k -2,500
27 EQUITEC PROPRIETARY MARKETS, LLC 9.44% of their portfolio CHICAGO, IL 217,200217.2k $9.4m $9.4m 9.44% Reduced -2.6k -2,600
28 FMR LLC 0.00% of their portfolio BOSTON, MA 158,797158.8k $6.9m $6.9m 0.00% Unchanged
29 Pacific Heights Asset Management LLC 0.41% of their portfolio San Francisco, CA 100,000100.0k $4.3m $4.3m 0.41% Unchanged
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 80,93580.9k $3.5m $3.5m 0.00% Reduced -2.3k -2,333
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 72,13472.1k $3.1m $3.1m 0.00% Added +2.9k +2,862
32 GoodHaven Capital Management, LLC 1.46% of their portfolio MILLBURN, NJ 64,47064.5k $2.8m $2.8m 1.46% Added +22.1k +22,150
33 CreativeOne Wealth, LLC 0.16% of their portfolio OVERLAND PARK, KS 50,82950.8k $2.2m $2.2m 0.16% Reduced -66.4k -66,367
34 ROYAL LONDON ASSET MANAGEMENT LTD 0.01% of their portfolio UNITED KINGDOM, X0 41,27441.3k $1.8m $1.8m 0.01% Unchanged
35 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,90439.9k $1.7m $1.7m 0.00% Unchanged
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 36,06636.1k $1.6m $1.6m 0.00% Reduced -1.0k -1,015
37 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 34,78434.8k $1.5m $1.5m 0.00% Reduced -243 -243
38 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,51233.5k $1.4m $1.4m 0.00% Added +15 +15
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,41732.4k $1.4m $1.4m 0.00% Reduced -2.1k -2,055
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,93131.9k $1.4m $1.4m 0.00% Added +103 +103
41 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 31,69331.7k $1.4m $1.4m 0.02% Unchanged
42 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 28,97129.0k $1.3m $1.3m 0.00% Reduced -6.6k -6,557
43 Parallax Volatility Advisers, L.P. 0.04% of their portfolio San Francisco, CA 26,54926.5k $1.1m $1.1m 0.04% Unchanged
44 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 26,25026.2k $0 $0 0.00% Unchanged
45 RBF Capital, LLC 0.07% of their portfolio RENO, NV 25,62325.6k $1.1m $1.1m 0.07% Unchanged
46 Yarbrough Capital, LLC 0.06% of their portfolio FRANKLIN, TN 23,95924.0k $1.0m $1.0m 0.06% Unchanged
47 CSS LLC/IL 0.08% of their portfolio CHICAGO, IL 22,35522.4k $966.9k $966.9k 0.08% Reduced -95.4k -95,352
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,68921.7k $938.0k $938.0k 0.00% Reduced -1.3k -1,310
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,36921.4k $924.2k $924.2k 0.00% Added +619 +619
50 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.04% of their portfolio PASADENA, CA 20,92320.9k $904.9k $904.9k 0.04% Unchanged
51 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,02520.0k $866.1k $866.1k 0.00% Added +656 +656
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,89917.9k $774.1k $774.1k 0.00% Reduced -577 -577
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,35917.4k $751.0k $751.0k 0.00% Added +47 +47
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,69116.7k $721.0k $721.0k 0.00% Reduced -830 -830
55 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,53016.5k $714.9k $714.9k 0.00% Reduced -754 -754
56 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,36916.4k $707.9k $707.9k 0.00% Added +43 +43
57 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 16,26116.3k $703.3k $703.3k 0.01% Unchanged
58 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 16,14616.1k $698.3k $698.3k 0.00% New
59 PECAUT & CO. 0.29% of their portfolio SIOUX CITY, IA 15,78015.8k $682.5k $682.5k 0.29% Unchanged
60 Cheyne Capital Management (UK) LLP 1.93% of their portfolio LONDON, X0 15,50015.5k $670.4k $670.4k 1.93% Unchanged
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,88614.9k $643.7k $643.7k 0.00% Added +2.6k +2,563
62 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 14,13614.1k $609.3k $609.3k 0.02% Unchanged
63 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 13,93113.9k $604.8k $604.8k 0.00% Reduced -6.8k -6,850
64 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 13,92113.9k $602.1k $602.1k 0.03% Reduced -3.6k -3,600
65 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,49813.5k $583.8k $583.8k 0.01% Added +41 +41
66 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 12,47912.5k $539.7k $539.7k 0.02% Reduced -48 -48
67 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,07912.1k $522.4k $522.4k 0.00% Unchanged
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,92811.9k $515.9k $515.9k 0.00% Reduced -272 -272
69 BlackRock Inc. 0.00% of their portfolio New York, NY 11,54211.5k $499.2k $499.2k 0.00% Added +831 +831
70 Linscomb Wealth, Inc. 0.03% of their portfolio Houston, TX 11,47811.5k $496.4k $496.4k 0.03% Unchanged
71 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $473.0k $473.0k 0.00% Unchanged
72 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.23% of their portfolio ATLANTA, GA 10,15910.2k $414.2k $414.2k 0.23% Reduced -562 -562
73 Strategic Investment Solutions, Inc. /IL 0.01% of their portfolio ORLAND PARK, IL 10,08010.1k $413.1k $413.1k 0.01% Added +9.9k +9,920
74 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 10,05410.1k $434.8k $434.8k 0.00% Unchanged
75 SUMMIT SECURITIES GROUP LLC 0.30% of their portfolio NEW YORK, NY 9,8399.8k $426.0k $426.0k 0.30% Unchanged
76 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 9,4359.4k $408.1k $408.1k 0.01% Unchanged
77 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $405.6k $405.6k 0.00% Unchanged
78 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 9,0019.0k $389.3k $389.3k 0.00% Unchanged
79 Aldebaran Capital, LLC 0.39% of their portfolio CARMEL, IN 8,9228.9k $385.9k $385.9k 0.39% Reduced -44 -44
80 TD Capital Management LLC 0.05% of their portfolio MEMPHIS, TN 8,7518.8k $378.5k $378.5k 0.05% Unchanged
81 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,4138.4k $363.9k $363.9k 0.00% Added +46 +46
82 Freestone Capital Holdings, LLC 0.02% of their portfolio Seattle, WA 7,3667.4k $318.6k $318.6k 0.02% Unchanged
83 Purus Wealth Management, LLC 0.21% of their portfolio Newport Beach, CA 7,2877.3k $315.2k $315.2k 0.21% Unchanged
84 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 7,1617.2k $309.7k $309.7k 0.02% Unchanged
85 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,6616.7k $288.1k $288.1k 0.01% Added +232 +232
86 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 6,6226.6k $286.4k $286.4k 0.00% Reduced -155 -155
87 Mraz, Amerine & Associates, Inc. 0.06% of their portfolio Modesto, CA 6,5566.6k $283.5k $283.5k 0.06% Reduced -5 -5
88 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,4236.4k $277.8k $277.8k 0.00% Added +70 +70
89 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,3216.3k $273.0k $273.0k 0.00% Reduced -15 -15
90 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 6,2936.3k $272.2k $272.2k 0.00% Added +375 +375
91 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,1326.1k $265.0k $265.0k 0.00% Added +291 +291
92 Legal & General Group Plc 0.00% of their portfolio London, X0 6,0146.0k $259.2k $259.2k 0.00% Unchanged
93 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 5,7705.8k $249.6k $249.6k 0.01% Added +2.9k +2,885
94 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,2845.3k $228.5k $228.5k 0.00% New
95 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,6784.7k $202.3k $202.3k 0.00% New
96 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $194.9k $194.9k 0.00% Unchanged
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,4363.4k $148.6k $148.6k 0.00% Reduced -321 -321
98 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,6972.7k $116.6k $116.6k 0.01% Reduced -6 -6
99 Beacon Capital Management, LLC 0.02% of their portfolio FRANKLIN, TN 2,2342.2k $83.4k $83.4k 0.02% Unchanged
100 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 0.00% of their portfolio HOUSTON, TX 2,0502.0k $89.0k $89.0k 0.00% Unchanged