Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

325 institutional holders -8 vs Q4 2022
64,265,10364.3m shares reported held*
$2.7bnreported value*
40 new 41 added 77 reduced 38 sold out net sold ≈ $80.1m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($332.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.30. Options: 3 managers hold calls ($151.7m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325325Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 115 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229198
Q1 202381115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $103.3mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $121.3mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $151.7mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$103.3m$00.00
Q4 2022$121.3m$00.00
Q1 2023$151.7m$00.00

Biggest buyers

Hudson Bay Capital Management LP Added +2,963,700+3.0m
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) New +1,300,000+1.3m
Sea Otter Advisors LLC New +1,000,000+1.0m
BLUEFIN CAPITAL MANAGEMENT, LLC New +433,836+433.8k
Aequim Alternative Investments LP Added +375,000+375.0k
Privium Fund Management B.V. Added +188,364+188.4k
FMR LLC Added +158,737+158.7k
Smead Capital Management, Inc. Added +87,486+87.5k
ICAHN CARL C Added +70,900+70.9k
STRS OHIO Added +52,500+52.5k

Biggest sellers

MFN Partners Management, LP Reduced -5,690,600-5.7m
ARISTEIA CAPITAL, L.L.C. Reduced -1,672,179-1.7m
BLUEFIN CAPITAL MANAGEMENT, LLC Sold out -437,294-437.3k
Skaana Management L.P. Reduced -303,612-303.6k
Warberg Asset Management LLC Reduced -92,853-92.9k
Perigon Wealth Management, LLC Reduced -88,957-89.0k
Dodge & Cox Reduced -79,259-79.3k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -64,415-64.4k
CREDIT SUISSE AG/ Reduced -61,164-61.2k
CSS LLC/IL Reduced -32,169-32.2k

Biggest calls

MILLENNIUM MANAGEMENT LLC Added $150.9m3.7m shares
TUDOR INVESTMENT CORP ET AL Unchanged $407.0k9.9k shares
CITIGROUP INC Unchanged $370.3k9.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 3.07% of their portfolio SUNNY ISLES BEACH, FL 16,485,43216.5m $675.9m $675.9m 3.07% Added +70.9k +70,900
2 Dodge & Cox 0.40% of their portfolio San Francisco, CA 14,319,37914.3m $587.1m $587.1m 0.40% Reduced -79.3k -79,259
3 Hudson Bay Capital Management LP 1.43% of their portfolio STAMFORD, CT 5,927,4005.9m $243.0m $243.0m 1.43% Added +3.0m +2,963,700
4 Aequim Alternative Investments LP 7.49% of their portfolio MILL VALLEY, CA 5,750,0005.8m $235.8m $235.8m 7.49% Added +375.0k +375,000
5 MFN Partners Management, LP 10.55% of their portfolio BOSTON, MA 5,690,6005.7m $233.3m $233.3m 10.55% Reduced -5.7m -5,690,600
6 ARISTEIA CAPITAL, L.L.C. 2.93% of their portfolio GREENWICH, CT 2,861,4072.9m $116.8m $116.8m 2.93% Reduced -1.7m -1,672,179
7 Walleye Capital LLC 1.38% of their portfolio NEW YORK, NY 1,666,8361.7m $68.3m $68.3m 1.38% Unchanged
8 HIGHBRIDGE CAPITAL MANAGEMENT LLC 2.79% of their portfolio NEW YORK, NY 1,446,1201.4m $59.3m $59.3m 2.79% Reduced -64.4k -64,415
9 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 1.27% of their portfolio CHICAGO, IL 1,300,0001.3m $53.0m $53.0m 1.27% New
10 Warberg Asset Management LLC 12.55% of their portfolio WINNETKA, IL 1,022,5941.0m $41.7m $41.7m 12.55% Reduced -92.9k -92,853
11 Sea Otter Advisors LLC 26.47% of their portfolio Miami, FL 1,000,0001.0m $40.8m $40.8m 26.47% New
12 683 Capital Management, LLC 3.13% of their portfolio NEW YORK, NY 854,600854.6k $35.0m $35.0m 3.13% Unchanged
13 OTA Financial Group L.P. 22.09% of their portfolio PURCHASE, NY 564,880564.9k $23.2m $23.2m 22.09% Reduced -29.6k -29,551
14 Greylin Investment Management, Inc 4.20% of their portfolio ORANGE, VA 562,327562.3k $23.1m $23.1m 4.20% Added +24.0k +23,959
15 ZAZOVE ASSOCIATES LLC 1.86% of their portfolio INCLINE VILLAGE, NV 500,000500.0k $20.4m $20.4m 1.86% Unchanged
16 Privium Fund Management B.V. 6.79% of their portfolio AMSTERDAM, P7 493,253493.3k $20.2m $20.2m 6.79% Added +188.4k +188,364
17 Adams Asset Advisors, LLC 2.61% of their portfolio DALLAS, TX 474,852474.9k $19.5m $19.5m 2.61% Unchanged
18 BOOTHBAY FUND MANAGEMENT, LLC 0.72% of their portfolio NEW YORK, NY 438,997439.0k $27.4m $27.4m 0.72% Unchanged
19 BLUEFIN CAPITAL MANAGEMENT, LLC 2.51% of their portfolio NEW YORK, NY 433,836433.8k $17.8m $17.8m 2.51% New
20 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 432,461432.5k $17.7m $17.7m 0.03% Unchanged
21 NOMURA HOLDINGS INC 0.14% of their portfolio TOKYO, M0 354,291354.3k $14.1m $14.1m 0.14% Unchanged
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 333,294333.3k $13.7m $13.7m 0.02% Added +7.3k +7,264
23 FMR LLC 0.00% of their portfolio BOSTON, MA 317,594317.6k $13.0m $13.0m 0.00% Added +158.7k +158,737
24 Smead Capital Management, Inc. 0.23% of their portfolio Phoenix, AZ 287,325287.3k $11.8m $11.8m 0.23% Added +87.5k +87,486
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 263,332263.3k $10.8m $10.8m 0.00% Added +50.9k +50,878
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 226,026226.0k $9.3m $9.3m 0.00% Reduced -5.5k -5,465
27 WOLVERINE ASSET MANAGEMENT LLC 0.16% of their portfolio CHICAGO, IL 223,009223.0k $9.1m $9.1m 0.16% Added +2.3k +2,302
28 OnyxPoint Global Management LP 7.70% of their portfolio NEW YORK, NY 220,359220.4k $9.0m $9.0m 7.70% Reduced -28.3k -28,343
29 EQUITEC PROPRIETARY MARKETS, LLC 6.44% of their portfolio CHICAGO, IL 166,100166.1k $6.8m $6.8m 6.44% Reduced -10.2k -10,200
30 Skaana Management L.P. 2.95% of their portfolio BROOKLYN, NY 122,161122.2k $5.0m $5.0m 2.95% Reduced -303.6k -303,612
31 Pacific Heights Asset Management LLC 0.39% of their portfolio San Francisco, CA 100,000100.0k $4.1m $4.1m 0.39% Unchanged
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 88,49988.5k $3.6m $3.6m 0.00% Unchanged
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 87,17987.2k $3.6m $3.6m 0.00% Reduced -742 -742
34 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 78,75078.8k $0 $0 0.00% Added +52.5k +52,500
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,56565.6k $2.7m $2.7m 0.00% Added +2.4k +2,413
36 ROYAL LONDON ASSET MANAGEMENT LTD 0.01% of their portfolio UNITED KINGDOM, X0 41,27441.3k $1.7m $1.7m 0.01% Unchanged
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 35,52835.5k $1.5m $1.5m 0.00% Unchanged
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 35,41035.4k $1.5m $1.5m 0.00% Reduced -8.1k -8,139
39 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 35,02735.0k $1.4m $1.4m 0.00% Reduced -9 -9
40 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,49733.5k $1.4m $1.4m 0.00% Reduced -2.4k -2,424
41 CSS LLC/IL 0.10% of their portfolio CHICAGO, IL 32,71332.7k $1.3m $1.3m 0.10% Reduced -32.2k -32,169
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,80931.8k $1.3m $1.3m 0.00% Reduced -39 -39
43 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 31,69331.7k $1.3m $1.3m 0.02% Unchanged
44 Parallax Volatility Advisers, L.P. 0.04% of their portfolio San Francisco, CA 26,54926.5k $1.1m $1.1m 0.04% Unchanged
45 RBF Capital, LLC 0.08% of their portfolio RENO, NV 25,62325.6k $1.1m $1.1m 0.08% Unchanged
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,72524.7k $1.0m $1.0m 0.00% Reduced -3.8k -3,757
47 Yarbrough Capital, LLC 0.08% of their portfolio FRANKLIN, TN 23,95924.0k $982.3k $982.3k 0.08% Unchanged
48 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.04% of their portfolio PASADENA, CA 20,94120.9k $858.6k $858.6k 0.04% Reduced -1.1k -1,050
49 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 20,78120.8k $850.7k $850.7k 0.00% Reduced -1 -1
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,29520.3k $832.1k $832.1k 0.00% Added +463 +463
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 18,34118.3k $752.0k $752.0k 0.00% Reduced -564 -564
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,10818.1k $742.0k $742.0k 0.00% Added +80 +80
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,02818.0k $739.1k $739.1k 0.00% Reduced -1.4k -1,375
54 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 17,53317.5k $718.9k $718.9k 0.04% Reduced -5 -5
55 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 16,33216.3k $669.6k $669.6k 0.00% Unchanged
56 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 16,26116.3k $666.7k $666.7k 0.01% Unchanged
57 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,23716.2k $665.7k $665.7k 0.00% Reduced -388 -388
58 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 15,86615.9k $651.0k $651.0k 0.00% Unchanged
59 PECAUT & CO. 0.29% of their portfolio SIOUX CITY, IA 15,78015.8k $647.0k $647.0k 0.29% Unchanged
60 Cheyne Capital Management (UK) LLP 2.04% of their portfolio LONDON, X0 15,50015.5k $635.5k $635.5k 2.04% New
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,35014.3k $588.0k $588.0k 0.00% Reduced -5.3k -5,310
62 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 14,13614.1k $576.5k $576.5k 0.02% Reduced -45 -45
63 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,81912.8k $525.8k $525.8k 0.00% Reduced -3.0k -3,050
64 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 12,50412.5k $512.7k $512.7k 0.02% Reduced -29 -29
65 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,47412.5k $511.4k $511.4k 0.00% Reduced -415 -415
66 Walleye Trading LLC 0.02% of their portfolio NEW YORK, NY 12,47312.5k $511.4k $511.4k 0.02% Unchanged
67 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,30012.3k $504.3k $504.3k 0.01% Reduced -169 -169
68 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 12,28912.3k $504.0k $504.0k 0.02% New
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,07912.1k $495.2k $495.2k 0.00% Reduced -9.7k -9,669
70 Virtu Financial LLC 0.05% of their portfolio New York, NY 11,99412.0k $492.0k $492.0k 0.05% Reduced -9.9k -9,927
71 Linscomb Wealth, Inc. 0.02% of their portfolio Houston, TX 11,59011.6k $475.2k $475.2k 0.02% Reduced -89 -89
72 WORLD EQUITY GROUP, INC. 0.02% of their portfolio SCHAUMBURG, IL 11,47011.5k $149.0k $149.0k 0.02% New
73 BlackRock Inc. 0.00% of their portfolio New York, NY 11,20411.2k $459.4k $459.4k 0.00% Reduced -11.0k -10,960
74 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 11,17111.2k $458.0k $458.0k 0.01% Reduced -929 -929
75 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $448.4k $448.4k 0.00% Unchanged
76 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.23% of their portfolio ATLANTA, GA 10,72110.7k $439.6k $439.6k 0.23% Added +952 +952
77 SUMMIT SECURITIES GROUP LLC 0.11% of their portfolio NEW YORK, NY 9,8399.8k $403.0k $403.0k 0.11% Reduced -1.7k -1,700
78 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 9,4369.4k $386.9k $386.9k 0.01% Unchanged
79 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $384.5k $384.5k 0.00% Reduced -412 -412
80 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,2499.2k $379.2k $379.2k 0.00% Reduced -10.9k -10,946
81 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 9,0019.0k $369.0k $369.0k 0.00% Reduced -61.2k -61,164
82 Aldebaran Capital, LLC 0.38% of their portfolio CARMEL, IN 8,9879.0k $368.5k $368.5k 0.38% Unchanged
83 TD Capital Management LLC 0.04% of their portfolio MEMPHIS, TN 8,7518.8k $358.8k $358.8k 0.04% Unchanged
84 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,4588.5k $346.8k $346.8k 0.00% Reduced -211 -211
85 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 7,4007.4k $303.0k $303.0k 0.00% New
86 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 7,3597.4k $301.7k $301.7k 0.01% Unchanged
87 Purus Wealth Management, LLC 0.24% of their portfolio Newport Beach, CA 7,2877.3k $298.8k $298.8k 0.24% Unchanged
88 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 7,2277.2k $296.3k $296.3k 0.00% Reduced -546 -546
89 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 7,1617.2k $293.6k $293.6k 0.02% Unchanged
90 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,7776.8k $278.0k $278.0k 0.00% Reduced -252 -252
91 Mraz, Amerine & Associates, Inc. 0.07% of their portfolio Modesto, CA 6,5616.6k $269.0k $269.0k 0.07% Reduced -18 -18
92 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,5006.5k $266.5k $266.5k 0.00% New
93 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,3976.4k $262.0k $262.0k 0.00% Reduced -123 -123
94 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,3286.3k $259.4k $259.4k 0.01% Reduced -89.0k -88,957
95 Legal & General Group Plc 0.00% of their portfolio London, X0 6,0146.0k $245.2k $245.2k 0.00% Unchanged
96 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 5,9135.9k $242.4k $242.4k 0.00% Added +29 +29
97 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 5,3705.4k $219.0k $219.0k 0.00% Unchanged
98 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,2205.2k $214.0k $214.0k 0.00% Added +216 +216
99 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 5,0275.0k $206.0k $206.0k 0.00% Reduced -5 -5
100 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $184.7k $184.7k 0.00% Unchanged