Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

333 institutional holders +30 vs Q3 2022
66,581,88066.6m shares reported held*
$2.8bnreported value*
44 new 47 added 67 reduced 31 sold out net bought ≈ $253.2m (+6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($365.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.33. Options: 4 managers hold calls ($121.3m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333333Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022303
Q4 2022333

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $103.3mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $121.3mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$103.3m$00.00
Q4 2022$121.3m$00.00

Biggest buyers

MFN Partners Management, LP Added +5,690,600+5.7m
Aequim Alternative Investments LP Added +2,375,000+2.4m
Hudson Bay Capital Management LP Added +1,595,400+1.6m
Adams Asset Advisors, LLC New +474,852+474.9k
Walleye Capital LLC Added +403,793+403.8k
ICAHN CARL C Added +298,463+298.5k
Perigon Wealth Management, LLC Added +88,957+89.0k
OTA Financial Group L.P. Added +76,166+76.2k
BLUEFIN CAPITAL MANAGEMENT, LLC Added +45,062+45.1k
Privium Fund Management B.V. Added +29,200+29.2k

Biggest sellers

Skaana Management L.P. Reduced -2,156,625-2.2m
ARISTEIA CAPITAL, L.L.C. Reduced -1,179,105-1.2m
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -1,158,948-1.2m
Fort Baker Capital Management LP Sold out -230,700-230.7k
Dodge & Cox Reduced -108,025-108.0k
NATIXIS Sold out -65,619-65.6k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -46,131-46.1k
GOLDMAN SACHS GROUP INC Reduced -33,789-33.8k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -21,003-21.0k
MORGAN STANLEY Reduced -13,205-13.2k

Biggest calls

MILLENNIUM MANAGEMENT LLC Added $120.5m2.9m shares
TUDOR INVESTMENT CORP ET AL Unchanged $409.0k9.9k shares
CITIGROUP INC Unchanged $372.4k9.0k shares
CREDIT AGRICOLE S A Unchanged $17.6k428 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 3.11% of their portfolio SUNNY ISLES BEACH, FL 16,414,53216.4m $676.8m $676.8m 3.11% Added +298.5k +298,463
2 Dodge & Cox 0.41% of their portfolio San Francisco, CA 14,398,63814.4m $593.7m $593.7m 0.41% Reduced -108.0k -108,025
3 MFN Partners Management, LP 10.39% of their portfolio BOSTON, MA 11,381,20011.4m $469.2m $469.2m 10.39% Added +5.7m +5,690,600
4 Aequim Alternative Investments LP 6.03% of their portfolio MILL VALLEY, CA 5,375,0005.4m $221.6m $221.6m 6.03% Added +2.4m +2,375,000
5 ARISTEIA CAPITAL, L.L.C. 3.75% of their portfolio GREENWICH, CT 4,533,5864.5m $186.4m $186.4m 3.75% Reduced -1.2m -1,179,105
6 Hudson Bay Capital Management LP 1.43% of their portfolio STAMFORD, CT 2,963,7003.0m $122.2m $122.2m 1.43% Added +1.6m +1,595,400
7 Walleye Capital LLC 1.49% of their portfolio NEW YORK, NY 1,666,8361.7m $68.7m $68.7m 1.49% Added +403.8k +403,793
8 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.93% of their portfolio NEW YORK, NY 1,510,5351.5m $62.3m $62.3m 1.93% Reduced -21.0k -21,003
9 Warberg Asset Management LLC 14.02% of their portfolio WINNETKA, IL 1,115,4471.1m $45.9m $45.9m 14.02% Reduced -6.3k -6,348
10 683 Capital Management, LLC 3.18% of their portfolio NEW YORK, NY 854,600854.6k $35.2m $35.2m 3.18% Unchanged
11 OTA Financial Group L.P. 24.44% of their portfolio PURCHASE, NY 594,431594.4k $24.5m $24.5m 24.44% Added +76.2k +76,166
12 Greylin Investment Management, Inc 4.09% of their portfolio ORANGE, VA 538,368538.4k $22.2m $22.2m 4.09% Reduced -11.5k -11,525
13 ZAZOVE ASSOCIATES LLC 1.90% of their portfolio INCLINE VILLAGE, NV 500,000500.0k $20.6m $20.6m 1.90% Unchanged
14 Adams Asset Advisors, LLC 2.63% of their portfolio DALLAS, TX 474,852474.9k $19.6m $19.6m 2.63% New
15 BOOTHBAY FUND MANAGEMENT, LLC 0.85% of their portfolio NEW YORK, NY 438,997439.0k $27.7m $27.7m 0.85% Unchanged
16 BLUEFIN CAPITAL MANAGEMENT, LLC 3.18% of their portfolio NEW YORK, NY 437,294437.3k $18.0m $18.0m 3.18% Added +45.1k +45,062
17 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 432,461432.5k $17.8m $17.8m 0.03% Unchanged
18 Skaana Management L.P. 6.50% of their portfolio BROOKLYN, NY 425,773425.8k $17.6m $17.6m 6.50% Reduced -2.2m -2,156,625
19 NOMURA HOLDINGS INC 0.15% of their portfolio TOKYO, M0 354,291354.3k $14.6m $14.6m 0.15% Unchanged
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 326,030326.0k $13.4m $13.4m 0.03% Added +5.9k +5,946
21 Privium Fund Management B.V. 4.67% of their portfolio AMSTERDAM, P7 304,889304.9k $12.3m $12.3m 4.67% Added +29.2k +29,200
22 OnyxPoint Global Management LP 7.94% of their portfolio NEW YORK, NY 248,702248.7k $10.3m $10.3m 7.94% First filing
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 231,491231.5k $9.5m $9.5m 0.00% Reduced -13.2k -13,205
24 WOLVERINE ASSET MANAGEMENT LLC 0.14% of their portfolio CHICAGO, IL 220,707220.7k $9.1m $9.1m 0.14% Added +4.5k +4,472
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 212,454212.5k $8.8m $8.8m 0.00% Reduced -6.0k -6,007
26 Smead Capital Management, Inc. 0.18% of their portfolio Phoenix, AZ 199,839199.8k $8.2m $8.2m 0.18% Added +8.2k +8,208
27 EQUITEC PROPRIETARY MARKETS, LLC 4.26% of their portfolio CHICAGO, IL 176,300176.3k $7.3m $7.3m 4.26% Unchanged
28 FMR LLC 0.00% of their portfolio BOSTON, MA 158,857158.9k $6.5m $6.5m 0.00% Unchanged
29 Pacific Heights Asset Management LLC 0.40% of their portfolio San Francisco, CA 100,000100.0k $4.1m $4.1m 0.40% Unchanged
30 Perigon Wealth Management, LLC 0.18% of their portfolio SAN FRANCISCO, CA 95,28595.3k $5.7m $5.7m 0.18% Added +89.0k +88,957
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 88,49988.5k $3.6m $3.6m 0.00% Reduced -33.8k -33,789
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 87,92187.9k $3.6m $3.6m 0.00% Added +3.9k +3,931
33 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 70,16570.2k $2.9m $2.9m 0.00% Unchanged
34 CSS LLC/IL 0.17% of their portfolio CHICAGO, IL 64,88264.9k $2.7m $2.7m 0.17% Added +23.6k +23,618
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 63,15263.2k $2.6m $2.6m 0.00% Added +20.9k +20,851
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,54943.5k $1.8m $1.8m 0.00% Reduced -4.7k -4,731
37 ROYAL LONDON ASSET MANAGEMENT LTD 0.01% of their portfolio UNITED KINGDOM, X0 41,27441.3k $1.7m $1.7m 0.01% Unchanged
38 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 35,92135.9k $1.5m $1.5m 0.00% Unchanged
39 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 35,52835.5k $1.5m $1.5m 0.00% First filing
40 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 35,03635.0k $1.4m $1.4m 0.00% Unchanged
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,84831.8k $1.3m $1.3m 0.00% Added +112 +112
42 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 31,69331.7k $1.3m $1.3m 0.02% Unchanged
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 28,48228.5k $1.2m $1.2m 0.00% Reduced -839 -839
44 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 26,54926.5k $1.1m $1.1m 0.03% Unchanged
45 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 26,25026.2k $0 $0 0.00% Unchanged
46 RBF Capital, LLC 0.08% of their portfolio RENO, NV 25,62325.6k $1.1m $1.1m 0.08% Unchanged
47 Yarbrough Capital, LLC 0.08% of their portfolio FRANKLIN, TN 23,95924.0k $987.8k $987.8k 0.08% Unchanged
48 BlackRock Inc. 0.00% of their portfolio New York, NY 22,16422.2k $913.8k $913.8k 0.00% Reduced -907 -907
49 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.04% of their portfolio PASADENA, CA 21,99122.0k $906.7k $906.7k 0.04% Reduced -81 -81
50 Virtu Financial LLC 0.12% of their portfolio New York, NY 21,92121.9k $904.0k $904.0k 0.12% New
51 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,74821.7k $896.7k $896.7k 0.00% Unchanged
52 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 20,78220.8k $849.1k $849.1k 0.00% Added +1 +1
53 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,19520.2k $832.6k $832.6k 0.00% Added +666 +666
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,83219.8k $817.7k $817.7k 0.00% Added +683 +683
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 19,66019.7k $810.0k $810.0k 0.00% Added +10 +10
56 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,40319.4k $800.0k $800.0k 0.00% Added +39 +39
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 18,90518.9k $780.0k $780.0k 0.00% Reduced -196 -196
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,02818.0k $743.0k $743.0k 0.00% Added +445 +445
59 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 17,53817.5k $723.1k $723.1k 0.05% Added +128 +128
60 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,62516.6k $685.4k $685.4k 0.00% Reduced -630 -630
61 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 16,33216.3k $673.4k $673.4k 0.00% New
62 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 16,26116.3k $670.4k $670.4k 0.01% Added +6.0k +6,000
63 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 15,86915.9k $653.8k $653.8k 0.00% Reduced -339 -339
64 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 15,86615.9k $654.0k $654.0k 0.00% Unchanged
65 PECAUT & CO. 0.31% of their portfolio SIOUX CITY, IA 15,78015.8k $650.6k $650.6k 0.31% Reduced -125 -125
66 FOURSIXTHREE CAPITAL LP 2.20% of their portfolio NEW YORK, NY 15,54815.5k $641.0k $641.0k 2.20% First filing
67 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 14,18114.2k $583.0k $583.0k 0.02% Reduced -51 -51
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,88912.9k $531.4k $531.4k 0.00% Reduced -124 -124
69 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 12,53312.5k $516.7k $516.7k 0.02% Reduced -74 -74
70 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 12,47312.5k $514.3k $514.3k 0.01% Added +203 +203
71 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,46912.5k $514.1k $514.1k 0.01% Reduced -275 -275
72 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 12,10012.1k $498.9k $498.9k 0.01% Reduced -706 -706
73 Linscomb Wealth, Inc. 0.02% of their portfolio Houston, TX 11,67911.7k $481.5k $481.5k 0.02% Added +89 +89
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,63911.6k $479.9k $479.9k 0.00% Reduced -9.1k -9,131
75 SUMMIT SECURITIES GROUP LLC 0.10% of their portfolio NEW YORK, NY 11,53911.5k $476.0k $476.0k 0.10% Unchanged
76 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $450.9k $450.9k 0.00% Unchanged
77 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,7909.8k $403.6k $403.6k 0.00% Unchanged
78 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.21% of their portfolio ATLANTA, GA 9,7699.8k $402.8k $402.8k 0.21% Reduced -37 -37
79 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 9,4369.4k $389.0k $389.0k 0.01% Unchanged
80 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 9,2879.3k $383.0k $383.0k 0.02% New
81 Aldebaran Capital, LLC 0.38% of their portfolio CARMEL, IN 8,9879.0k $370.5k $370.5k 0.38% First filing
82 TD Capital Management LLC 0.05% of their portfolio MEMPHIS, TN 8,7518.8k $360.8k $360.8k 0.05% Unchanged
83 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,6698.7k $357.4k $357.4k 0.00% Added +405 +405
84 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 7,7737.8k $320.5k $320.5k 0.00% Added +3 +3
85 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 7,3597.4k $303.4k $303.4k 0.01% Reduced -3 -3
86 Purus Wealth Management, LLC 0.27% of their portfolio Newport Beach, CA 7,2877.3k $300.4k $300.4k 0.27% Unchanged
87 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 7,1617.2k $295.2k $295.2k 0.02% Unchanged
88 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,0297.0k $290.0k $290.0k 0.00% Reduced -461 -461
89 Mraz, Amerine & Associates, Inc. 0.06% of their portfolio Modesto, CA 6,5796.6k $271.3k $271.3k 0.06% Reduced -6 -6
90 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,5206.5k $269.0k $269.0k 0.00% Added +285 +285
91 NORDEA INVESTMENT MANAGEMENT AB 0.00% of their portfolio STOCKHOLM, V7 6,2106.2k $250.7k $250.7k 0.00% New
92 Legal & General Group Plc 0.00% of their portfolio London, X0 6,0146.0k $247.3k $247.3k 0.00% Unchanged
93 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 5,8845.9k $242.6k $242.6k 0.00% Reduced -2.8k -2,821
94 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 5,3705.4k $220.8k $220.8k 0.00% Unchanged
95 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,1255.1k $211.3k $211.3k 0.00% Reduced -349 -349
96 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 5,0325.0k $208.0k $208.0k 0.00% Reduced -574 -574
97 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,0045.0k $206.2k $206.2k 0.00% Reduced -97 -97
98 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $185.8k $185.8k 0.00% New
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,0154.0k $165.5k $165.5k 0.00% Added +1.1k +1,114
100 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,6413.6k $60.2k $60.2k 0.00% New