Vault-13

OFS CREDIT COMPANY INC OCCI

COM · Closed-End Fund · CUSIP 67111Q107

30 institutional holders +6 vs Q1 2025
1,127,7161.1m shares reported held*
$7.0mreported value*
12 new 4 added 5 reduced 6 sold out net bought ≈ $1.2m (+187.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.23.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 19Q4 22: 19Q1 23: 22Q2 23: 22Q3 23: 23Q4 23: 26Q1 24: 27Q2 24: 25Q3 24: 18Q4 24: 22Q1 25: 24Q2 25: 3030Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202219
Q4 202219
Q1 202322
Q2 202322
Q3 202323
Q4 202326
Q1 202427
Q2 202425
Q3 202418
Q4 202422
Q1 202524
Q2 202530

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 17 bought or addedQ3 23: 7 cut or sold outQ4 23: 18 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 10 cut or sold outQ2 24: 8 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 13 cut or sold outQ4 24: 9 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 7 cut or sold outQ2 25: 16 bought or addedQ2 25: 11 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023177
Q4 2023189
Q1 20242010
Q2 2024814
Q3 2024813
Q4 2024910
Q1 2025167
Q2 20251611

Biggest buyers

MORGAN STANLEY Added +316,426+316.4k
Naviter Wealth, LLC New +20,591+20.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +12,402+12.4k
Prospera Financial Services Inc New +11,800+11.8k
MinichMacGregor Wealth Management, LLC New +11,739+11.7k
Fisher Asset Management, LLC New +11,000+11.0k
Larson Financial Group LLC New +10,138+10.1k
RAYMOND JAMES FINANCIAL INC New +4,200+4.2k
OSAIC HOLDINGS, INC. Added +4,100+4.1k
NFSG Corp New +2,155+2.2k

Biggest sellers

Virtu Financial LLC Sold out -70,562-70.6k
Virtus Investment Advisers, LLC Reduced -42,766-42.8k
Arkadios Wealth Advisors Sold out -33,396-33.4k
Graypoint LLC Reduced -31,511-31.5k
JANE STREET GROUP, LLC Reduced -20,700-20.7k
NICOLET ADVISORY SERVICES, LLC Sold out -15,579-15.6k
FNY Investment Advisers, LLC Sold out -2,500-2.5k
UBS Group AG Reduced -1,705-1.7k
NewEdge Advisors, LLC Reduced -820-820
Transce3nd, LLC Sold out -110-110

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Karpus Management, Inc. 13G · institution filed 2026-05-07 19.9% 449.2k 2026-05-07
Eagle Point Credit Management LLC 13G · passive investor +1.0 pts · filed 2026-08-11 5.8% +1.0 pts 207.2k 2026-08-11

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 1 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20241$8.5k0——
Q2 20241$9.0k0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Virtus Investment Advisers, LLC 0.74% of their portfolio HARTFORD, CT 350,238350.2k $2.2m $2.2m 0.74% Reduced -42.8k -42,766
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 329,025329.0k $2.0m $2.0m 0.00% Added +316.4k +316,426
3 Graypoint LLC 0.05% of their portfolio Albany, NY 137,029137.0k $853.7k $853.7k 0.05% Reduced -31.5k -31,511
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 88,62688.6k $552.1k $552.1k 0.00% Added +1.5k +1,473
5 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 53,07053.1k $330.6k $330.6k 0.00% Unchanged
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,15342.2k $262.6k $262.6k 0.00% Reduced -20.7k -20,700
7 Naviter Wealth, LLC 0.02% of their portfolio LITTLE ROCK, AR 20,59120.6k $128.3k $128.3k 0.02% New
8 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,87616.9k $105.1k $105.1k 0.00% Reduced -820 -820
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,40212.4k $77.3k $77.3k 0.00% New
10 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 11,80011.8k $73.5k $73.5k 0.00% New
11 MinichMacGregor Wealth Management, LLC 0.02% of their portfolio Saratoga Springs, NY 11,73911.7k $73.1k $73.1k 0.02% New
12 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 11,00011.0k $68.5k $68.5k 0.00% New
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,78310.8k $67.2k $67.2k 0.00% Added +4.1k +4,100
14 MELFA WEALTH MANAGEMENT, INC. 0.04% of their portfolio WESTBOROUGH, MA 10,28610.3k $64.1k $64.1k 0.04% Added +7 +7
15 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 10,13810.1k $63.2k $63.2k 0.00% New
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 4,2004.2k $26.2k $26.2k 0.00% New
17 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 2,1552.2k $13.4k $13.4k 0.00% New
18 Harbor Asset Planning, Inc. 0.01% of their portfolio BELMONT, MA 1,2391.2k $7.7k $7.7k 0.01% First filing
19 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,1101.1k $6.9k $6.9k 0.00% New
20 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,0001.0k $6.2k $6.2k 0.00% Unchanged
21 Accredited Wealth Management, LLC 0.01% of their portfolio LOUISVILLE, KY 1,0001.0k $6.2k $6.2k 0.01% Unchanged
22 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 470470 $2.9k $2.9k 0.00% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 324324 $2.0k $2.0k 0.00% Reduced -1.7k -1,705
24 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 302302 $1.9k $1.9k 0.00% Unchanged
25 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 9393 $579 $579 0.00% Unchanged
26 Strategic Wealth Investment Group, LLC 0.00% of their portfolio LOUISVILLE, KY 5555 $343 $343 0.00% New
27 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1010 $62 $62 0.00% Unchanged
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $6 $6 0.00% Unchanged
29 DANSKE BANK A/S 0.00% of their portfolio COPENHAGEN V, G7 11 $6 $6 0.00% New
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged