OFS CREDIT COMPANY INC OCCI
COM · Closed-End Fund · CUSIP 67111Q107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.43.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 19 |
| Q4 2022 | 19 |
| Q1 2023 | 22 |
| Q2 2023 | 22 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 13 | 9 |
| Q1 2023 | 15 | 7 |
| Q2 2023 | 14 | 9 |
Biggest buyers
| Thomas J. Herzfeld Advisors, Inc. | New | +480.1k |
| ENVESTNET ASSET MANAGEMENT INC | New | +81.8k |
| Thrivent Financial for Lutherans | Added | +3.9k |
| BARD ASSOCIATES INC | Added | +3.7k |
| Baird Financial Group, Inc. | Added | +3.1k |
| B. Riley Wealth Advisors, Inc. | Added | +2.4k |
| Kovack Advisors, Inc. | Added | +2.0k |
| NewEdge Advisors, LLC | Added | +1.9k |
| Arkadios Wealth Advisors | Added | +1.5k |
| Wealth Enhancement & Preservation of GA, LLC | Added | +813 |
Biggest sellers
| OSAIC HOLDINGS, INC. | Reduced | -76.3k |
| Balboa Wealth Partners | Reduced | -31.8k |
| Cetera Advisor Networks LLC | Sold out | -11.4k |
| MORGAN STANLEY | Reduced | -6.8k |
| J.P. Morgan Private Wealth Advisors LLC | Reduced | -4.7k |
| Compound Planning, Inc. | Reduced | -2.8k |
| TUCKER ASSET MANAGEMENT LLC | Sold out | -1.3k |
| ROYAL BANK OF CANADA | Reduced | -404 |
| Belpointe Asset Management LLC | Sold out | -50 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Karpus Management, Inc. 13G · institution filed 2026-05-07 | 19.9% |
| Eagle Point Credit Management LLC 13G · passive investor +1.0 pts · filed 2026-08-11 | 5.8% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. 1.60% of their portfolio | 480.1k $4.0m | New |
| BARD ASSOCIATES INC 0.40% of their portfolio | 114.5k $1.0m | Added +3.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 81.8k $683.7k | New |
| Wealth Enhancement & Preservation of GA, LLC 0.49% of their portfolio | 60.8k $508.3k | Added +813 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 53.7k $449.2k | Added +3.1k |
| Compound Planning, Inc. 0.12% of their portfolio | 32.0k $267.7k | Reduced -2.8k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 30.8k $257.0k | Added +3.9k |
| Arkadios Wealth Advisors 0.03% of their portfolio | 30.0k $250.9k | Added +1.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 21.6k $180.2k | Reduced -76.3k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 20.1k $167.8k | Added +1.9k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 19.3k $171.2k | Added +2.4k |
| MORGAN STANLEY 0.00% of their portfolio | 17.8k $148.6k | Reduced -6.8k |
| Balboa Wealth Partners 0.05% of their portfolio | 17.2k $144.2k | Reduced -31.8k |
| Kovack Advisors, Inc. 0.01% of their portfolio | 13.2k $110.7k | Added +2.0k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 11.4k $94.9k | Reduced -4.7k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 11.2k $93.3k | Added +630 |
| Lindbrook Capital, LLC 0.01% of their portfolio | 7.3k $60.9k | Added +287 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 5.6k $46.7k | Added +219 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 420 $4.0k | Reduced -404 |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 34 $288 | Added +1 |
| Cornerstone Planning Group LLC 0.00% of their portfolio | 32 $266 | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |