Vault-13

OFS CREDIT COMPANY INC OCCI

COM · Closed-End Fund · CUSIP 67111Q107

34 institutional holders +6 vs Q1 2026
1,307,1091.3m shares reported held*
$3.3mreported value*
7 new 10 added 7 reduced 4 sold out net sold ≈ $249.4k (-97.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.56.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 19Q4 22: 19Q1 23: 22Q2 23: 22Q3 23: 23Q4 23: 26Q1 24: 27Q2 24: 25Q3 24: 18Q4 24: 22Q1 25: 24Q2 25: 30Q3 25: 26Q4 25: 28Q1 26: 28Q2 26: 3434Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202219
Q4 202219
Q1 202322
Q2 202322
Q3 202323
Q4 202326
Q1 202427
Q2 202425
Q3 202418
Q4 202422
Q1 202524
Q2 202530
Q3 202526
Q4 202528
Q1 202628
Q2 202634

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 8 bought or addedQ3 24: 13 cut or sold outQ4 24: 9 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 7 cut or sold outQ2 25: 16 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 19 cut or sold outQ4 25: 15 bought or addedQ4 25: 11 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 12 cut or sold outQ2 26: 17 bought or addedQ2 26: 11 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024813
Q4 2024910
Q1 2025167
Q2 20251611
Q3 20251319
Q4 20251511
Q1 20261812
Q2 20261711

Biggest buyers

CITADEL ADVISORS LLC New +41,801+41.8k
HRT FINANCIAL LP New +23,724+23.7k
Kestra Advisory Services, LLC Added +20,000+20.0k
Cetera Investment Advisers New +19,688+19.7k
TWO SIGMA SECURITIES, LLC New +15,569+15.6k
BOOTHBAY FUND MANAGEMENT, LLC New +14,638+14.6k
Private Advisor Group, LLC New +12,419+12.4k
Cambridge Investment Research Advisors, Inc. Added +8,812+8.8k
LPL Financial LLC Added +5,202+5.2k
NFSG Corp Added +3,179+3.2k

Biggest sellers

Virtus Investment Advisers, LLC Reduced -69,832-69.8k
UBS Group AG Reduced -54,396-54.4k
XTX Topco Ltd Sold out -41,811-41.8k
MORGAN STANLEY Reduced -39,734-39.7k
JANE STREET GROUP, LLC Reduced -30,439-30.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,008-13.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -12,843-12.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -2,517-2.5k
Pinnacle Wealth Planning Services, Inc. Reduced -172-172
WPG Advisers, LLC Reduced -96-96

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Karpus Management, Inc. 13G · institution filed 2026-05-07 19.9% 449.2k 2026-05-07
Eagle Point Credit Management LLC 13G · passive investor +1.0 pts · filed 2026-08-11 5.8% +1.0 pts 207.2k 2026-08-11

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20261$6.7k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-04-13 Fitta Catherine Mary Director Bought 2,200 $3.03 $6.7k2.2k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Virtus Investment Advisers, LLC 0.23% of their portfolio HARTFORD, CT 392,323392.3k $1.0m $1.0m 0.23% Reduced -69.8k -69,832
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 343,451343.5k $879.2k $879.2k 0.00% Reduced -39.7k -39,734
3 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 112,856112.9k $288.9k $288.9k 0.00% Added +20.0k +20,000
4 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 108,600108.6k $278.0k $278.0k 0.01% Unchanged
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 62,33762.3k $159.6k $159.6k 0.00% Reduced -30.4k -30,439
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 50,97851.0k $130.5k $130.5k 0.00% Added +5.2k +5,202
7 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,80141.8k $107.0k $107.0k 0.00% New
8 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 23,72423.7k $60.0k $60.0k 0.00% New
9 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,29421.3k $54.0k $54.0k 0.00% Added +8.8k +8,812
10 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,68819.7k $50.4k $50.4k 0.00% New
11 Advisory Solutions Group, LLC 0.02% of their portfolio PLYMOUTH, MN 19,13219.1k $49.0k $49.0k 0.02% First filing
12 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 15,56915.6k $39.9k $39.9k 0.00% New
13 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 14,63814.6k $37.5k $37.5k 0.00% New
14 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 12,72212.7k $32.6k $32.6k 0.00% Added +109 +109
15 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,41912.4k $31.8k $31.8k 0.00% New
16 One Capital Management, LLC 0.00% of their portfolio WESTLAKE VILLAGE, CA 10,93510.9k $31.6k $31.6k 0.00% Unchanged
17 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 10,77410.8k $27.6k $27.6k 0.00% Added +551 +551
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,0656.1k $15.5k $15.5k 0.00% Reduced -54.4k -54,396
19 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 5,8355.8k $14.9k $14.9k 0.00% Added +3.2k +3,179
20 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,7135.7k $14.6k $14.6k 0.00% Unchanged
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,9483.9k $10.1k $10.1k 0.00% Added +1.3k +1,308
22 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 2,7752.8k $7.1k $7.1k 0.00% First filing
23 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,6582.7k $6.8k $6.8k 0.00% First filing
24 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,4262.4k $6.2k $6.2k 0.00% Added +434 +434
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0252.0k $5.2k $5.2k 0.00% Reduced -2.5k -2,517
26 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 790790 $2.0k $2.0k 0.00% Reduced -172 -172
27 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 500500 $1.3k $1.3k 0.00% Unchanged
28 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 493493 $1.3k $1.3k 0.00% Reduced -96 -96
29 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 302302 $774 $774 0.00% Unchanged
30 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 270270 $690 $690 0.00% Added +14 +14
31 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 5151 $131 $131 0.00% Added +10 +10
32 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1010 $25 $25 0.00% Unchanged
33 FIDUCIARY FINANCIAL ADVISORS 0.00% of their portfolio GRAND RAPIDS, MI 66 $15 $15 0.00% New
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $3 $3 0.00% Unchanged