Vault-13

OP BANCORP OPBK

COM · Common Stock · CUSIP 67109R109

57 institutional holders -2 vs Q1 2024
6,427,3546.4m shares reported held*
43.4% of all shares outstanding*
$61.6mreported value*
6 new 20 added 17 reduced 8 sold out net sold ≈ $3.0m (-312.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($458.1k this quarter). Holder counts are more reliable. Shares outstanding: 14.8m as of 2024-08-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $9.59. Options: 4 managers hold calls ($95.5k notional), 2 hold puts ($3.8k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 53Q4 22: 57Q1 23: 58Q2 23: 53Q3 23: 56Q4 23: 64Q1 24: 59Q2 24: 5757Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202253
Q4 202257
Q1 202358
Q2 202353
Q3 202356
Q4 202364
Q1 202459
Q2 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 30 cut or sold outQ2 23: 23 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 22 cut or sold outQ4 23: 34 bought or addedQ4 23: 20 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 25 cut or sold outQ2 24: 26 bought or addedQ2 24: 25 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222819
Q1 20232330
Q2 20232331
Q3 20232522
Q4 20233420
Q1 20242725
Q2 20242625

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $108.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $21.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $95.5kQ2 24 puts: $3.8kQ2 24P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$108.1k$00.00
Q1 2024$21.0k$00.00
Q2 2024$95.5k$3.8k0.04

Biggest buyers

KENNEDY CAPITAL MANAGEMENT LLC New +94,351+94.4k
Janney Montgomery Scott LLC New +50,872+50.9k
FMR LLC Added +44,137+44.1k
DIMENSIONAL FUND ADVISORS LP Added +35,288+35.3k
RENAISSANCE TECHNOLOGIES LLC Added +32,060+32.1k
ROYCE & ASSOCIATES LP Added +23,663+23.7k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +12,716+12.7k
CITADEL ADVISORS LLC New +9,802+9.8k
RITHOLTZ WEALTH MANAGEMENT Added +7,440+7.4k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Added +5,258+5.3k

Biggest sellers

BHZ CAPITAL MANAGEMENT, LP Sold out -162,567-162.6k
MILLENNIUM MANAGEMENT LLC Reduced -65,981-66.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -55,242-55.2k
JANE STREET GROUP, LLC Reduced -53,093-53.1k
Empowered Funds, LLC Reduced -40,928-40.9k
Stieven Capital Advisors, L.P. Reduced -37,704-37.7k
BlackRock Inc. Reduced -33,701-33.7k
Qube Research & Technologies Ltd Reduced -33,657-33.7k
GOLDMAN SACHS GROUP INC Reduced -27,595-27.6k
BANK OF AMERICA CORP /DE/ Reduced -26,386-26.4k

Biggest calls

CITADEL ADVISORS LLC New $74.8k7.8k shares
SIMPLEX TRADING, LLC Unchanged $13.0k1.4k shares
GROUP ONE TRADING LLC Unchanged $7.7k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $3.8k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution new · filed 2026-07-29 5.5% new 825.5k≈ $12.4m 2026-07-29

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 2 buyingQ4 22: 0 sellingQ4 22Q1 23: 2 buyingQ1 23: 0 sellingQ2 23: 2 buyingQ2 23: 1 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$1.3m0——
Q4 20222$1.3m0——
Q1 20232$789.5k0——
Q2 20232$159.4k1$90.7k—
Q3 20230—0——
Q4 20230—0——
Q1 20241$48.9k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 809,741809.7k $7.8m $7.8m 0.00% Reduced -426 -426
2 Diversify Advisory Services, LLC 0.39% of their portfolio SANDY, UT 737,500737.5k $7.0m $7.0m 0.39% Unchanged
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 632,533632.5k $6.1m $6.1m 0.00% Unchanged
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 621,785621.8k $6.0m $6.0m 0.01% Reduced -4.0k -3,995
5 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 476,934476.9k $4.6m $4.6m 0.00% Added +35.3k +35,288
6 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 346,282346.3k $3.3m $3.3m 0.01% Unchanged
7 Stieven Capital Advisors, L.P. 0.60% of their portfolio ST. LOUIS, MO 283,568283.6k $2.7m $2.7m 0.60% Reduced -37.7k -37,704
8 Gator Capital Management, LLC 1.23% of their portfolio TAMPA, FL 252,273252.3k $2.4m $2.4m 1.23% Added +202 +202
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.05% of their portfolio HOUSTON, TX 224,918224.9k $2.2m $2.2m 0.05% Added +12.7k +12,716
10 MALTESE CAPITAL MANAGEMENT LLC 0.39% of their portfolio New York, NY 220,810220.8k $2.1m $2.1m 0.39% Added +1.6k +1,558
11 BlackRock Inc. 0.00% of their portfolio New York, NY 137,736137.7k $1.3m $1.3m 0.00% Reduced -33.7k -33,701
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 115,255115.3k $1.1m $1.1m 0.00% Added +1.9k +1,924
13 Ancora Advisors LLC 0.03% of their portfolio Cleveland, OH 113,810113.8k $1.1m $1.1m 0.03% Unchanged
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 112,060112.1k $1.1m $1.1m 0.00% Added +32.1k +32,060
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 99,26599.3k $952.0k $952.0k 0.00% Reduced -24.9k -24,860
16 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 96,50096.5k $925.0k $925.0k 0.00% Unchanged
17 KENNEDY CAPITAL MANAGEMENT LLC 0.02% of their portfolio ST LOUIS, MO 94,35194.4k $904.8k $904.8k 0.02% New
18 ClariVest Asset Management LLC 0.09% of their portfolio SAN DIEGO, CA 90,50990.5k $868.0k $868.0k 0.09% Added +2.5k +2,528
19 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 75,41975.4k $723.0k $723.0k 0.00% Unchanged
20 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 71,71371.7k $687.7k $687.7k 0.00% Reduced -758 -758
21 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 71,48671.5k $685.6k $685.6k 0.00% Unchanged
22 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 52,02052.0k $498.9k $498.9k 0.00% Added +4.8k +4,768
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 50,87250.9k $488.0k $488.0k 0.00% New
24 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 48,88948.9k $468.8k $468.8k 0.00% Reduced -35 -35
25 Empowered Funds, LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 47,76847.8k $458.1k $458.1k 0.01% Reduced -40.9k -40,928
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,31746.3k $444.2k $444.2k 0.00% Reduced -55.2k -55,242
27 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 45,74445.7k $438.7k $438.7k 0.00% Added +5.3k +5,258
28 FMR LLC 0.00% of their portfolio BOSTON, MA 45,22245.2k $433.7k $433.7k 0.00% Added +44.1k +44,137
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 39,13739.1k $375.3k $375.3k 0.00% Reduced -66.0k -65,981
30 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 38,75238.8k $371.6k $371.6k 0.00% Added +600 +600
31 ROYCE & ASSOCIATES LP 0.00% of their portfolio New York, NY 38,16338.2k $366.0k $366.0k 0.00% Added +23.7k +23,663
32 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 31,04331.0k $297.7k $297.7k 0.00% Added +3.5k +3,543
33 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 30,92630.9k $296.6k $296.6k 0.00% Added +1.3k +1,298
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,43426.4k $253.5k $253.5k 0.00% Reduced -53.1k -53,093
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,75425.8k $247.0k $247.0k 0.00% Reduced -236 -236
36 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 25,00425.0k $239.8k $239.8k 0.00% Added +1.8k +1,795
37 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 25,00025.0k $239.8k $239.8k 0.03% Unchanged
38 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 24,01424.0k $230.3k $230.3k 0.01% Added +7.4k +7,440
39 Man Group plc 0.00% of their portfolio LONDON, X0 23,07823.1k $221.3k $221.3k 0.00% Added +208 +208
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 20,69520.7k $198.5k $198.5k 0.00% Reduced -27.6k -27,595
41 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 20,36920.4k $195.3k $195.3k 0.00% Unchanged
42 SALZHAUER MICHAEL 0.14% of their portfolio NEW YORK, NY 18,21018.2k $174.6k $174.6k 0.14% Unchanged
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,78213.8k $132.2k $132.2k 0.00% Added +1 +1
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,20013.2k $127.0k $127.0k 0.00% Unchanged
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,32510.3k $99.0k $99.0k 0.00% Reduced -18.5k -18,474
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,07810.1k $96.6k $96.6k 0.00% Unchanged
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,8029.8k $94.0k $94.0k 0.00% New
48 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,6402.6k $25.3k $25.3k 0.00% Added +1.2k +1,238
49 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,6272.6k $25.2k $25.2k 0.00% Reduced -33.7k -33,657
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4082.4k $23.1k $23.1k 0.00% Added +447 +447
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,7551.8k $16.8k $16.8k 0.00% New
52 INNEALTA CAPITAL, LLC 0.00% of their portfolio AUSTIN, TX 198198 $1.9k $1.9k 0.00% New
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 174174 $1.7k $1.7k 0.00% Reduced -4.6k -4,640
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 119119 $1.1k $1.1k 0.00% Unchanged
55 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 9696 $920 $920 0.00% Reduced -26.4k -26,386
56 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 5959 $566 $566 0.00% New
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged