OFS CAP CORP OFS
COM · Common Stock · CUSIP 67103B100
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 13.4m as of 2026-07-27, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.56. Options: 2 managers hold calls ($59.5k notional), 2 hold puts ($49.2k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 39 |
| Q4 2022 | 35 |
| Q1 2023 | 37 |
| Q2 2023 | 38 |
| Q3 2023 | 37 |
| Q4 2023 | 39 |
| Q1 2024 | 37 |
| Q2 2024 | 37 |
| Q3 2024 | 34 |
| Q4 2024 | 34 |
| Q1 2025 | 31 |
| Q2 2025 | 40 |
| Q3 2025 | 31 |
| Q4 2025 | 34 |
| Q1 2026 | 32 |
| Q2 2026 | 23 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 12 | 17 |
| Q4 2024 | 14 | 11 |
| Q1 2025 | 11 | 16 |
| Q2 2025 | 16 | 11 |
| Q3 2025 | 13 | 18 |
| Q4 2025 | 10 | 18 |
| Q1 2026 | 14 | 20 |
| Q2 2026 | 3 | 21 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $78.2k | $15.0k | 0.19 |
| Q4 2025 | $44.3k | $0 | 0.00 |
| Q1 2026 | $2.5k | $102.6k | 41.30 |
| Q2 2026 | $59.5k | $49.2k | 0.83 |
Biggest buyers
| Callodine Capital Management, LP | New | +107.3k |
| Curi Capital, LLC | New | +65.0k |
| Concorde Asset Management, LLC | Added | +15.4k |
Biggest sellers
| MARSHALL WACE, LLP | Sold out | -75.1k |
| Bulldog Investors, LLP | Sold out | -57.6k |
| Squarepoint Ops LLC | Sold out | -50.3k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -44.0k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Reduced | -26.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -23.3k |
| UBS Group AG | Reduced | -20.4k |
| XTX Topco Ltd | Sold out | -16.6k |
| Cambridge Investment Research Advisors, Inc. | Sold out | -15.0k |
| MORGAN STANLEY | Reduced | -12.0k |
Biggest calls
| CITADEL ADVISORS LLC | New | $59.1k16.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $354100 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $40.0k11.3k shares |
| SIMPLEX TRADING, LLC | Unchanged | $9.2k2.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Callodine Capital Management, LP 0.02% of their portfolio | 107.3k $380.0k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 98.6k $352.2k | Reduced -11.3k |
| Virtus Investment Advisers, LLC 0.07% of their portfolio | 90.2k $319.3k | Reduced -2.5k |
| Curi Capital, LLC 0.00% of their portfolio | 65.0k $230.1k | New |
| Vident Advisory, LLC 0.00% of their portfolio | 41.8k $147.9k | Reduced -7.5k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 34.8k $123.3k | Reduced -26.4k |
| Concorde Asset Management, LLC 0.07% of their portfolio | 33.5k $123.9k | Added +15.4k |
| MORGAN STANLEY 0.00% of their portfolio | 27.6k $97.6k | Reduced -12.0k |
| Arkadios Wealth Advisors 0.00% of their portfolio | 26.8k $94.8k | Reduced -9.0k |
| SOA Wealth Advisors, LLC. 0.01% of their portfolio | 19.7k $69.6k | Unchanged |
| &PARTNERS 0.00% of their portfolio | 13.5k $47.8k | Unchanged |
| Prota Financial, LLC 0.03% of their portfolio | 12.9k $46.4k | Unchanged |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 12.1k $42.8k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 11.8k $42.0k | Reduced -1.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 7.5k $27.0k | Reduced -3.0k |
| LGT Financial Advisors LLC 0.06% of their portfolio | 3.1k $10.9k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 1.4k $4.9k | Reduced -20.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.1k $3.9k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 809 $2.9k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 740 $2.6k | Reduced -1.2k |
| Triumph Capital Management 0.00% of their portfolio | 500 $1.8k | Unchanged |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 3 $11 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 0 $0 | Reduced -2 |