Vault-13

OFS CAP CORP OFS

COM · Common Stock · CUSIP 67103B100

23 institutional holders -9 vs Q1 2026
610,785610.8k shares reported held*
4.6% of all shares outstanding*
$2.2mreported value*
2 new 1 added 11 reduced 10 sold out net sold ≈ $710.8k (-200.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 13.4m as of 2026-07-27, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.56. Options: 2 managers hold calls ($59.5k notional), 2 hold puts ($49.2k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 35Q1 23: 37Q2 23: 38Q3 23: 37Q4 23: 39Q1 24: 37Q2 24: 37Q3 24: 34Q4 24: 34Q1 25: 31Q2 25: 40Q3 25: 31Q4 25: 34Q1 26: 32Q2 26: 2323Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202239
Q4 202235
Q1 202337
Q2 202338
Q3 202337
Q4 202339
Q1 202437
Q2 202437
Q3 202434
Q4 202434
Q1 202531
Q2 202540
Q3 202531
Q4 202534
Q1 202632
Q2 202623

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 12 bought or addedQ3 24: 17 cut or sold outQ4 24: 14 bought or addedQ4 24: 11 cut or sold outQ4 24Q1 25: 11 bought or addedQ1 25: 16 cut or sold outQ2 25: 16 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 18 cut or sold outQ4 25: 10 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 14 bought or addedQ1 26: 20 cut or sold outQ2 26: 3 bought or addedQ2 26: 21 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241217
Q4 20241411
Q1 20251116
Q2 20251611
Q3 20251318
Q4 20251018
Q1 20261420
Q2 2026321

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 25 calls: $78.2kQ3 25 puts: $15.0kQ3 25P/C 0.19Q4 25 calls: $44.3kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $2.5kQ1 26 puts: $102.6kQ1 26P/C 41.30Q2 26 calls: $59.5kQ2 26 puts: $49.2kQ2 26P/C 0.83
Numbers
QuarterCallsPutsP/C
Q3 2025$78.2k$15.0k0.19
Q4 2025$44.3k$00.00
Q1 2026$2.5k$102.6k41.30
Q2 2026$59.5k$49.2k0.83

Biggest buyers

Callodine Capital Management, LP New +107,346+107.3k
Curi Capital, LLC New +65,000+65.0k
Concorde Asset Management, LLC Added +15,450+15.4k

Biggest sellers

MARSHALL WACE, LLP Sold out -75,111-75.1k
Bulldog Investors, LLP Sold out -57,639-57.6k
Squarepoint Ops LLC Sold out -50,322-50.3k
TWO SIGMA INVESTMENTS, LP Sold out -44,006-44.0k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Reduced -26,355-26.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,299-23.3k
UBS Group AG Reduced -20,378-20.4k
XTX Topco Ltd Sold out -16,641-16.6k
Cambridge Investment Research Advisors, Inc. Sold out -15,040-15.0k
MORGAN STANLEY Reduced -12,001-12.0k

Biggest calls

CITADEL ADVISORS LLC New $59.1k16.7k shares
SIMPLEX TRADING, LLC Reduced $354100 shares

Biggest puts

CITADEL ADVISORS LLC New $40.0k11.3k shares
SIMPLEX TRADING, LLC Unchanged $9.2k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Callodine Capital Management, LP 0.02% of their portfolio BOSTON, MA 107,346107.3k $380.0k $380.0k 0.02% New
2 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 98,64798.6k $352.2k $352.2k 0.02% Reduced -11.3k -11,301
3 Virtus Investment Advisers, LLC 0.07% of their portfolio HARTFORD, CT 90,18990.2k $319.3k $319.3k 0.07% Reduced -2.5k -2,476
4 Curi Capital, LLC 0.00% of their portfolio CHICAGO, IL 65,00065.0k $230.1k $230.1k 0.00% New
5 Vident Advisory, LLC 0.00% of their portfolio Alpharetta, GA 41,78041.8k $147.9k $147.9k 0.00% Reduced -7.5k -7,457
6 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 34,82634.8k $123.3k $123.3k 0.00% Reduced -26.4k -26,355
7 Concorde Asset Management, LLC 0.07% of their portfolio ANN ARBOR, MI 33,55033.5k $123.9k $123.9k 0.07% Added +15.4k +15,450
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 27,56227.6k $97.6k $97.6k 0.00% Reduced -12.0k -12,001
9 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 26,78626.8k $94.8k $94.8k 0.00% Reduced -9.0k -9,002
10 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 19,67219.7k $69.6k $69.6k 0.01% Unchanged
11 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 13,50013.5k $47.8k $47.8k 0.00% Unchanged
12 Prota Financial, LLC 0.03% of their portfolio HOUSTON, TX 12,95012.9k $46.4k $46.4k 0.03% Unchanged
13 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,10212.1k $42.8k $42.8k 0.00% Unchanged
14 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,75011.8k $42.0k $42.0k 0.00% Reduced -1.5k -1,500
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,5007.5k $27.0k $27.0k 0.00% Reduced -3.0k -3,000
16 LGT Financial Advisors LLC 0.06% of their portfolio DALLAS, TX 3,0853.1k $10.9k $10.9k 0.06% Unchanged
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,3821.4k $4.9k $4.9k 0.00% Reduced -20.4k -20,378
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1061.1k $3.9k $3.9k 0.00% Unchanged
19 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 809809 $2.9k $2.9k 0.00% Unchanged
20 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 740740 $2.6k $2.6k 0.00% Reduced -1.2k -1,211
21 Triumph Capital Management 0.00% of their portfolio DENVER, CO 500500 $1.8k $1.8k 0.00% Unchanged
22 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 33 $11 $11 0.00% Unchanged
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $0 $0 0.00% Reduced -2 -2