Vault-13

OFS CAP CORP OFS

COM · Common Stock · CUSIP 67103B100

32 institutional holders -2 vs Q4 2025
811,680811.7k shares reported held*
6.1% of all shares outstanding*
$2.9mreported value*
8 new 6 added 10 reduced 10 sold out net sold ≈ $1.1m (-318.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 13.4m as of 2026-04-27, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.53. Options: 1 managers hold calls ($2.5k notional), 3 hold puts ($102.6k).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 35Q1 23: 37Q2 23: 38Q3 23: 37Q4 23: 39Q1 24: 37Q2 24: 37Q3 24: 34Q4 24: 34Q1 25: 31Q2 25: 40Q3 25: 31Q4 25: 34Q1 26: 3232Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202239
Q4 202235
Q1 202337
Q2 202338
Q3 202337
Q4 202339
Q1 202437
Q2 202437
Q3 202434
Q4 202434
Q1 202531
Q2 202540
Q3 202531
Q4 202534
Q1 202632

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 15 bought or addedQ2 24: 17 cut or sold outQ3 24: 12 bought or addedQ3 24: 17 cut or sold outQ3 24Q4 24: 14 bought or addedQ4 24: 11 cut or sold outQ1 25: 11 bought or addedQ1 25: 16 cut or sold outQ1 25Q2 25: 16 bought or addedQ2 25: 11 cut or sold outQ3 25: 13 bought or addedQ3 25: 18 cut or sold outQ3 25Q4 25: 10 bought or addedQ4 25: 18 cut or sold outQ1 26: 14 bought or addedQ1 26: 20 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241517
Q3 20241217
Q4 20241411
Q1 20251116
Q2 20251611
Q3 20251318
Q4 20251018
Q1 20261420

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ2 25 calls: $40.8kQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $78.2kQ3 25 puts: $15.0kQ3 25P/C 0.19Q4 25 calls: $44.3kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $2.5kQ1 26 puts: $102.6kQ1 26P/C 41.30
Numbers
QuarterCallsPutsP/C
Q2 2025$40.8k$00.00
Q3 2025$78.2k$15.0k0.19
Q4 2025$44.3k$00.00
Q1 2026$2.5k$102.6k41.30

Biggest buyers

Vident Advisory, LLC New +49,237+49.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +23,299+23.3k
UBS Group AG Added +18,412+18.4k
Concorde Asset Management, LLC New +18,100+18.1k
XTX Topco Ltd New +16,641+16.6k
Virtus Investment Advisers, LLC Added +10,444+10.4k
Squarepoint Ops LLC Added +7,953+8.0k
LGT Financial Advisors LLC New +3,085+3.1k
SIMPLEX TRADING, LLC Added +1,811+1.8k
SOA Wealth Advisors, LLC. Added +927+927

Biggest sellers

MORGAN STANLEY Reduced -117,953-118.0k
TWO SIGMA ADVISERS, LP Sold out -109,300-109.3k
Connor, Clark & Lunn Investment Management Ltd. Sold out -70,184-70.2k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -43,250-43.2k
TWO SIGMA INVESTMENTS, LP Reduced -28,224-28.2k
CITADEL ADVISORS LLC Sold out -24,068-24.1k
Arkadios Wealth Advisors Reduced -22,043-22.0k
LPL Financial LLC Sold out -17,907-17.9k
JANE STREET GROUP, LLC Sold out -13,869-13.9k
RITHOLTZ WEALTH MANAGEMENT Reduced -5,246-5.2k

Biggest calls

SIMPLEX TRADING, LLC Reduced $2.5k700 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $93.0k26.2k shares
SIMPLEX TRADING, LLC New $9.2k2.6k shares
GROUP ONE TRADING LLC New $355100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 109,948109.9k $377.5k $377.5k 0.03% Reduced -43.2k -43,250
2 Virtus Investment Advisers, LLC 0.09% of their portfolio HARTFORD, CT 92,66592.7k $329.0k $329.0k 0.09% Added +10.4k +10,444
3 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 75,11175.1k $266.6k $266.6k 0.00% Reduced -4.0k -4,011
4 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 61,18161.2k $217.2k $217.2k 0.00% Reduced -1.8k -1,776
5 Bulldog Investors, LLP 0.05% of their portfolio SADDLE BROOK, NJ 57,63957.6k $204.6k $204.6k 0.05% Unchanged
6 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 50,32250.3k $178.6k $178.6k 0.00% Added +8.0k +7,953
7 Vident Advisory, LLC 0.00% of their portfolio Alpharetta, GA 49,23749.2k $174.8k $174.8k 0.00% New
8 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 44,00644.0k $156.2k $156.2k 0.00% Reduced -28.2k -28,224
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 39,56339.6k $140.5k $140.5k 0.00% Reduced -118.0k -117,953
10 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 35,78835.8k $127.0k $127.0k 0.00% Reduced -22.0k -22,043
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,29923.3k $82.7k $82.7k 0.00% New
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 21,76021.8k $77.2k $77.2k 0.00% Added +18.4k +18,412
13 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 19,67219.7k $69.8k $69.8k 0.01% Added +927 +927
14 Concorde Asset Management, LLC 0.03% of their portfolio ANN ARBOR, MI 18,10018.1k $64.3k $64.3k 0.03% New
15 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 16,64116.6k $59.1k $59.1k 0.00% New
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,04015.0k $53.0k $53.0k 0.00% Unchanged
17 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 13,50013.5k $47.9k $47.9k 0.00% Unchanged
18 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,25013.2k $47.0k $47.0k 0.00% Reduced -750 -750
19 Prota Financial, LLC 0.03% of their portfolio HOUSTON, TX 12,95012.9k $46.0k $46.0k 0.03% Unchanged
20 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,10212.1k $43.0k $43.0k 0.00% Unchanged
21 RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio NEW YORK, NY 11,84211.8k $42.0k $42.0k 0.00% Reduced -5.2k -5,246
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,50010.5k $37.0k $37.0k 0.00% Reduced -1.0k -1,000
23 LGT Financial Advisors LLC 0.06% of their portfolio DALLAS, TX 3,0853.1k $11.0k $11.0k 0.06% New
24 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,9512.0k $6.9k $6.9k 0.00% Added +1.8k +1,811
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1061.1k $3.9k $3.9k 0.00% Added +600 +600
26 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 809809 $2.9k $2.9k 0.00% Reduced -2.0k -2,010
27 Triumph Capital Management 0.00% of their portfolio DENVER, CO 500500 $1.8k $1.8k 0.00% Unchanged
28 CWM, LLC 0.00% of their portfolio OMAHA, NE 100100 $355 $355 0.00% Unchanged
29 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 77 $25 $25 0.00% New
30 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 33 $11 $11 0.00% New
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $7 $7 0.00% Unchanged
32 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $4 $4 0.00% New