Vault-13

OFS CAP CORP OFS

COM · Common Stock · CUSIP 67103B100

37 institutional holders +0 vs Q1 2024
1,422,2731.4m shares reported held*
10.6% of all shares outstanding*
$12.6mreported value*
3 new 12 added 13 reduced 4 sold out net sold ≈ $4.3m (-484.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 13.4m as of 2024-07-29, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $8.87. Options: 4 managers hold calls ($236.4k notional), 3 hold puts ($13.0k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 35Q1 23: 37Q2 23: 38Q3 23: 37Q4 23: 39Q1 24: 37Q2 24: 3737Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202239
Q4 202235
Q1 202337
Q2 202338
Q3 202337
Q4 202339
Q1 202437
Q2 202437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 17 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 18 cut or sold outQ2 23: 18 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 16 cut or sold outQ4 23: 20 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 20 cut or sold outQ2 24: 15 bought or addedQ2 24: 17 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221717
Q1 20231418
Q2 20231813
Q3 20231616
Q4 20232015
Q1 20241720
Q2 20241517

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 23 calls: $525.9kQ3 23 puts: $31.5kQ3 23P/C 0.06Q4 23 calls: $540.3kQ4 23 puts: $92.4kQ4 23P/C 0.17Q1 24 calls: $398.6kQ1 24 puts: $125.3kQ1 24P/C 0.31Q2 24 calls: $236.4kQ2 24 puts: $13.0kQ2 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2023$525.9k$31.5k0.06
Q4 2023$540.3k$92.4k0.17
Q1 2024$398.6k$125.3k0.31
Q2 2024$236.4k$13.0k0.05

Biggest buyers

TWO SIGMA ADVISERS, LP Added +35,400+35.4k
Arkadios Wealth Advisors Added +34,083+34.1k
Trexquant Investment LP New +20,932+20.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +20,559+20.6k
VIRTUS ADVISERS, LLC Added +19,198+19.2k
CITADEL ADVISORS LLC Added +13,663+13.7k
TWO SIGMA INVESTMENTS, LP Added +9,895+9.9k
Connor, Clark & Lunn Investment Management Ltd. Added +7,990+8.0k
LPL Financial LLC Added +2,808+2.8k
Cambridge Investment Research Advisors, Inc. Added +2,250+2.2k

Biggest sellers

MORGAN STANLEY Reduced -408,910-408.9k
ACADIAN ASSET MANAGEMENT LLC Reduced -84,142-84.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -36,476-36.5k
Advisors Asset Management, Inc. Reduced -35,654-35.7k
Access Investment Management LLC Reduced -30,000-30.0k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Reduced -15,572-15.6k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -11,100-11.1k
Fort Sheridan Advisors LLC Sold out -10,270-10.3k
RITHOLTZ WEALTH MANAGEMENT Reduced -8,369-8.4k
BlackRock Inc. Reduced -4,009-4.0k

Biggest calls

CITADEL ADVISORS LLC Added $157.9k17.8k shares
SIMPLEX TRADING, LLC Reduced $43.0k4.9k shares
GROUP ONE TRADING LLC Unchanged $35.5k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $8.0k900 shares
SIMPLEX TRADING, LLC Reduced $5.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 251,926251.9k $2.2m $2.2m 0.04% Reduced -35.7k -35,654
2 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio ORLANDO, FL 133,577133.6k $1.2m $1.2m 0.11% Reduced -36.5k -36,476
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 127,481127.5k $1.1m $1.1m 0.00% Reduced -408.9k -408,910
4 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 98,60098.6k $874.6k $874.6k 0.00% Added +35.4k +35,400
5 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ST. LOUIS, MO 98,00098.0k $869.3k $869.3k 0.01% Unchanged
6 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 87,07887.1k $772.4k $772.4k 0.00% Added +9.9k +9,895
7 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 76,38676.4k $677.5k $677.5k 0.05% Added +34.1k +34,083
8 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 66,28066.3k $586.0k $586.0k 0.00% Reduced -84.1k -84,142
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,65160.7k $538.0k $538.0k 0.00% Added +2.8k +2,808
10 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 59,00059.0k $523.3k $523.3k 0.02% Reduced -11.1k -11,100
11 VIRTUS ADVISERS, LLC 0.22% of their portfolio HARTFORD, CT 50,92250.9k $451.7k $451.7k 0.22% Added +19.2k +19,198
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,21241.2k $365.6k $365.6k 0.00% Added +13.7k +13,663
13 BlackRock Inc. 0.00% of their portfolio New York, NY 37,98638.0k $336.9k $336.9k 0.00% Reduced -4.0k -4,009
14 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 36,18836.2k $321.0k $321.0k 0.00% Added +8.0k +7,990
15 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 34,71534.7k $307.9k $307.9k 0.00% Reduced -15.6k -15,572
16 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 20,93220.9k $185.7k $185.7k 0.00% New
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,55920.6k $182.4k $182.4k 0.00% New
18 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,33515.3k $136.0k $136.0k 0.00% Added +1.5k +1,500
19 RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio NEW YORK, NY 15,27115.3k $135.5k $135.5k 0.00% Reduced -8.4k -8,369
20 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 15,10015.1k $133.9k $133.9k 0.01% Unchanged
21 SOA Wealth Advisors, LLC. 0.03% of their portfolio NEW YORK, NY 14,81914.8k $131.4k $131.4k 0.03% Added +538 +538
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,50014.5k $129.0k $129.0k 0.00% Added +2.2k +2,250
23 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 12,90012.9k $114.0k $114.0k 0.00% Unchanged
24 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,10212.1k $114.4k $114.4k 0.00% First filing
25 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,7666.8k $60.0k $60.0k 0.01% Reduced -710 -710
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,0633.1k $27.2k $27.2k 0.00% Reduced -3.1k -3,128
27 Access Investment Management LLC 0.01% of their portfolio ATLANTA, GA 2,5002.5k $22.2k $22.2k 0.01% Reduced -30.0k -30,000
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,8561.9k $16.5k $16.5k 0.00% Added +410 +410
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7521.8k $15.5k $15.5k 0.00% Reduced -1.9k -1,933
30 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,5501.6k $13.7k $13.7k 0.00% Unchanged
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,0001.0k $9.0k $9.0k 0.00% Unchanged
32 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 929929 $8.0k $8.0k 0.00% Added +871 +871
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 652652 $5.8k $5.8k 0.00% Reduced -2.8k -2,799
34 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 435435 $3.9k $3.9k 0.00% Unchanged
35 Cypress Capital, LLC 0.00% of their portfolio FRANKLIN, TN 150150 $1.3k $1.3k 0.00% New
36 CWM, LLC 0.00% of their portfolio OMAHA, NE 100100 $1.0k $1.0k 0.00% Unchanged
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged