Vault-13

NUVEEN OHIO QLTY MUN INCOME

COM · CUSIP 670980101

53 institutional holders -1 vs Q4 2022
6,360,2566.4m shares reported held*
$81.0mreported value*
4 new 16 added 20 reduced 3 sold out net bought ≈ $2.8m (+220.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($637.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.73.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 58Q4 22: 54Q1 23: 5353Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202258
Q4 202254
Q1 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 23 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221735
Q1 20232023

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +569,654+569.7k
Karpus Management, Inc. Added +291,071+291.1k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +95,384+95.4k
DAYMARK WEALTH PARTNERS, LLC New +18,327+18.3k
Walleye Capital LLC New +14,236+14.2k
IFP Advisors, Inc Added +13,829+13.8k
Dakota Wealth Management Added +12,300+12.3k
BANK OF AMERICA CORP /DE/ Added +10,500+10.5k
WOLVERINE ASSET MANAGEMENT LLC Added +9,392+9.4k
OSAIC HOLDINGS, INC. Added +7,556+7.6k

Biggest sellers

BARTLETT & CO. WEALTH MANAGEMENT LLC Reduced -254,657-254.7k
Bartlett & Co. LLC Reduced -254,657-254.7k
Matisse Capital Reduced -112,900-112.9k
Allspring Global Investments Holdings, LLC Reduced -55,934-55.9k
Stratos Wealth Partners, LTD. Reduced -55,500-55.5k
Almitas Capital LLC Sold out -25,840-25.8k
CITADEL ADVISORS LLC Sold out -12,954-13.0k
WELLS FARGO & COMPANY/MN Reduced -12,061-12.1k
MORGAN STANLEY Reduced -11,287-11.3k
STIFEL FINANCIAL CORP Reduced -5,612-5.6k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 1.05% of their portfolio Pittsford, NY 2,634,2932.6m $33.5m $33.5m 1.05% Added +291.1k +291,071
2 SIT INVESTMENT ASSOCIATES INC 0.45% of their portfolio Minneapolis, MN 1,312,7641.3m $16.7m $16.7m 0.45% Added +569.7k +569,654
3 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 277,093277.1k $3.5m $3.5m 0.01% Reduced -55.9k -55,934
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.16% of their portfolio WEST PALM BEACH, FL 265,552265.6k $3.4m $3.4m 0.16% Added +95.4k +95,384
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 250,711250.7k $3.2m $3.2m 0.00% Reduced -11.3k -11,287
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 158,970159.0k $2.0m $2.0m 0.00% Reduced -3.2k -3,238
7 Logan Stone Capital, LLC 0.69% of their portfolio CHICAGO, IL 136,347136.3k $1.7m $1.7m 0.69% Unchanged
8 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 123,481123.5k $1.7m $1.7m 0.07% Added +13.8k +13,829
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 116,866116.9k $1.5m $1.5m 0.00% Reduced -12.1k -12,061
10 Matisse Capital 0.93% of their portfolio PORTLAND, OR 112,900112.9k $1.4m $1.4m 0.93% Reduced -112.9k -112,900
11 Saba Capital Management, L.P. 0.03% of their portfolio NEW YORK, NY 106,920106.9k $1.4m $1.4m 0.03% Added +904 +904
12 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 94,60194.6k $1.2m $1.2m 0.02% Added +9.4k +9,392
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 79,26379.3k $1.0m $1.0m 0.00% Reduced -5.6k -5,612
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 66,29266.3k $842.6k $842.6k 0.00% Added +10.5k +10,500
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,81158.8k $747.5k $747.5k 0.00% Added +2.3k +2,323
16 Venture Visionary Partners LLC 0.04% of their portfolio Sylvania, OH 54,75254.8k $695.9k $695.9k 0.04% Added +703 +703
17 Dakota Wealth Management 0.04% of their portfolio PALM BEACH GARDENS, FL 50,12750.1k $637.1k $637.1k 0.04% Added +12.3k +12,300
18 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 45,98346.0k $584.4k $584.4k 0.02% Reduced -5.3k -5,260
19 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 41,86341.9k $532.1k $532.1k 0.03% Added +17 +17
20 AHL INVESTMENT MANAGEMENT, INC. 0.49% of their portfolio Winter Park, FL 41,73541.7k $530.5k $530.5k 0.49% Reduced -2.2k -2,242
21 Aviance Capital Partners, LLC 0.11% of their portfolio NAPLES, FL 39,49439.5k $502.0k $502.0k 0.11% Added +61 +61
22 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 24,23624.2k $308.0k $308.0k 0.02% Unchanged
23 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 23,49323.5k $298.6k $298.6k 0.01% Reduced -55.5k -55,500
24 Krilogy Financial LLC 0.02% of their portfolio ST. LOUIS, MO 21,00021.0k $266.9k $266.9k 0.02% Reduced -1.8k -1,835
25 WESBANCO BANK INC 0.01% of their portfolio WHEELING, WV 20,94820.9k $266.0k $266.0k 0.01% Unchanged
26 Wellspring Financial Advisors, LLC 0.08% of their portfolio CLEVELAND, OH 20,30020.3k $258.0k $258.0k 0.08% Unchanged
27 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 19,23819.2k $244.5k $244.5k 0.00% Unchanged
28 Wealth Dimensions Group, Ltd. 0.09% of their portfolio CINCINNATI, OH 18,99019.0k $241.4k $241.4k 0.09% Unchanged
29 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 18,32718.3k $232.9k $232.9k 0.03% New
30 SkyView Investment Advisors, LLC 0.05% of their portfolio SHREWSBURY, NJ 18,17718.2k $231.0k $231.0k 0.05% Unchanged
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,98717.0k $215.9k $215.9k 0.00% Added +7.6k +7,556
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,80516.8k $213.0k $213.0k 0.00% Unchanged
33 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,57416.6k $210.7k $210.7k 0.00% Added +4.0k +4,036
34 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 16,12916.1k $205.0k $205.0k 0.01% Added +55 +55
35 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 14,23614.2k $180.9k $180.9k 0.00% New
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,68713.7k $174.0k $174.0k 0.00% Reduced -2.5k -2,539
37 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,19412.2k $155.0k $155.0k 0.00% Reduced -1.3k -1,252
38 Atlas Wealth LLC 0.03% of their portfolio CINCINNATI, OH 10,35110.4k $131.6k $131.6k 0.03% Reduced -4.9k -4,945
39 JAMES INVESTMENT RESEARCH, INC. 0.02% of their portfolio ALPHA, OH 9,2509.2k $118.0k $118.0k 0.02% Unchanged
40 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 8,3978.4k $106.7k $106.7k 0.00% Added +135 +135
41 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,5364.5k $57.7k $57.7k 0.01% Reduced -280 -280
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,4084.4k $56.0k $56.0k 0.00% Unchanged
43 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4,3624.4k $55.4k $55.4k 0.00% Reduced -240 -240
44 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 3,0003.0k $38.1k $38.1k 0.00% Reduced -3.6k -3,569
45 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 1,7011.7k $22.0k $22.0k 0.00% Unchanged
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,4481.4k $18.0k $18.0k 0.00% New
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0111.0k $12.8k $12.8k 0.00% Reduced -2.7k -2,660
48 NORTHWEST INVESTMENT COUNSELORS, LLC 0.00% of their portfolio Lake Oswego, OR 790790 $10.0k $10.0k 0.00% Unchanged
49 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 650650 $8.3k $8.3k 0.00% Reduced -500 -500
50 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 120120 $2.0k $2.0k 0.00% Reduced -254.7k -254,657
51 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 120120 $1.5k $1.5k 0.00% Reduced -254.7k -254,657
52 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 100100 $1.0k $1.0k 0.00% New
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged