Vault-13

NUSHARES ETF TR NUEM

NUVEEN ESG EMRGN · ETP · CUSIP 67092P888

117 institutional holders +8 vs Q3 2025
6,705,0266.7m shares reported held*
$238.9mreported value*
15 new 38 added 36 reduced 11 sold out net sold ≈ $5.5m (-155.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.63.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 67Q4 22: 88Q1 23: 90Q2 23: 94Q3 23: 93Q4 23: 96Q1 24: 93Q2 24: 98Q3 24: 97Q4 24: 98Q1 25: 102Q2 25: 109Q3 25: 109Q4 25: 117117Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202267
Q4 202288
Q1 202390
Q2 202394
Q3 202393
Q4 202396
Q1 202493
Q2 202498
Q3 202497
Q4 202498
Q1 2025102
Q2 2025109
Q3 2025109
Q4 2025117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 46 bought or addedQ1 24: 40 cut or sold outQ2 24: 46 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 42 bought or addedQ3 24: 40 cut or sold outQ4 24: 46 bought or addedQ4 24: 33 cut or sold outQ4 24Q1 25: 52 bought or addedQ1 25: 40 cut or sold outQ2 25: 43 bought or addedQ2 25: 43 cut or sold outQ2 25Q3 25: 37 bought or addedQ3 25: 43 cut or sold outQ4 25: 53 bought or addedQ4 25: 47 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20244640
Q2 20244636
Q3 20244240
Q4 20244633
Q1 20255240
Q2 20254343
Q3 20253743
Q4 20255347

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ1 25 calls: $0Q1 25 puts: $26.7kQ1 25P/C —Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —
Numbers
QuarterCallsPutsP/C
Q1 2025$0$26.7k—
Q2 2025$0$0—
Q3 2025$0$0—
Q4 2025$0$0—

Biggest buyers

LPL Financial LLC Added +106,337+106.3k
Cerity Partners OCIO LLC Added +55,866+55.9k
Corient Private Wealth LP Added +33,022+33.0k
MORGAN STANLEY Added +27,490+27.5k
Abacus Wealth Partners, LLC Added +26,235+26.2k
Wealthfront Advisers LLC Added +25,939+25.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +21,008+21.0k
Vontobel Holding Ltd. New +17,440+17.4k
Thrivent Financial for Lutherans New +16,038+16.0k
Cetera Investment Advisers Added +12,576+12.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -179,300-179.3k
UBS Group AG Reduced -118,312-118.3k
JANE STREET GROUP, LLC Sold out -50,525-50.5k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -38,151-38.2k
JPMORGAN CHASE & CO Reduced -32,957-33.0k
ROYAL BANK OF CANADA Reduced -31,635-31.6k
Colorado Capital Management, Inc. Reduced -13,826-13.8k
Ascentis Independent Advisors Sold out -13,695-13.7k
OLD MISSION CAPITAL LLC Sold out -13,642-13.6k
COLDSTREAM CAPITAL MANAGEMENT INC Reduced -13,495-13.5k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA TRUST, NATIONAL ASSOCIATION 0.10% of their portfolio CHARLOTTE, NC 1,115,0321.1m $39.7m $39.7m 0.10% Reduced -38.2k -38,151
2 Wealthfront Advisers LLC 0.07% of their portfolio Palo Alto, CA 823,773823.8k $29.3m $29.3m 0.07% Added +25.9k +25,939
3 Abacus Wealth Partners, LLC 2.12% of their portfolio SANTA MONICA, CA 606,609606.6k $21.6m $21.6m 2.12% Added +26.2k +26,235
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 406,638406.6k $14.5m $14.5m 0.00% Added +27.5k +27,490
5 TFC Financial Management, Inc. 1.31% of their portfolio BOSTON, MA 292,752292.8k $10.4m $10.4m 1.31% Added +2.8k +2,786
6 Colorado Capital Management, Inc. 3.20% of their portfolio BOULDER, CO 239,907239.9k $8.5m $8.5m 3.20% Reduced -13.8k -13,826
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 235,687235.7k $8.4m $8.4m 0.00% Reduced -179.3k -179,300
8 COLDSTREAM CAPITAL MANAGEMENT INC 0.10% of their portfolio BELLEVUE, WA 224,685224.7k $8.0m $8.0m 0.10% Reduced -13.5k -13,495
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 202,867202.9k $7.2m $7.2m 0.00% Added +106.3k +106,337
10 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 184,760184.8k $6.6m $6.6m 0.02% Added +5.2k +5,167
11 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 168,973169.0k $6.0m $6.0m 0.02% Added +822 +822
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 161,549161.5k $5.7m $5.7m 0.00% Added +2.1k +2,114
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 140,765140.8k $5.2m $5.2m 0.01% Added +2.9k +2,871
14 Cerity Partners OCIO LLC 0.26% of their portfolio New York, NY 129,649129.6k $4.6m $4.6m 0.26% Added +55.9k +55,866
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 102,652102.7k $3.7m $3.7m 0.00% Added +12.6k +12,576
16 MISSION WEALTH MANAGEMENT, LP 0.07% of their portfolio Santa Barbara, CA 97,34497.3k $3.5m $3.5m 0.07% Reduced -3.8k -3,779
17 Vestmark Advisory Solutions, Inc. 0.04% of their portfolio Wakefield, MA 89,32489.3k $3.2m $3.2m 0.04% Reduced -8.0k -7,987
18 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 83,02483.0k $3.0m $3.0m 0.00% Added +33.0k +33,022
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 77,36077.4k $2.8m $2.8m 0.00% Reduced -118.3k -118,312
20 Allodium Investment Consultants, LLC 1.35% of their portfolio MINNEAPOLIS, MN 74,92674.9k $2.7m $2.7m 1.35% Added +2.1k +2,134
21 Evolution Advisers, Inc. 0.98% of their portfolio RICHMOND, VA 63,37763.4k $2.3m $2.3m 0.98% Added +2.9k +2,892
22 Tolleson Wealth Management, Inc. 0.31% of their portfolio DALLAS, TX 60,30860.3k $2.1m $2.1m 0.31% Reduced -771 -771
23 Clarity Wealth Development LLC 1.76% of their portfolio Corvallis, OR 58,61858.6k $2.1m $2.1m 1.76% Added +521 +521
24 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 58,14058.1k $2.1m $2.1m 0.00% Reduced -56 -56
25 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 53,29853.3k $1.9m $1.9m 0.00% Added +2.6k +2,559
26 Pioneer Wealth Management Group 0.56% of their portfolio AUSTIN, TX 51,49651.5k $1.8m $1.8m 0.56% Added +239 +239
27 CGC Financial Services, LLC 0.47% of their portfolio LAKE OSWEGO, OR 49,28149.3k $1.8m $1.8m 0.47% Added +333 +333
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,18645.2k $1.6m $1.6m 0.00% Added +21.0k +21,008
29 Stewardship Advisors, LLC 0.31% of their portfolio MOUNT JOY, PA 37,50737.5k $1.3m $1.3m 0.31% Reduced -3.0k -3,016
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,16533.2k $1.2m $1.2m 0.00% Reduced -33.0k -32,957
31 Westfuller Advisors, LLC 0.45% of their portfolio New York, NY 31,58931.6k $1.1m $1.1m 0.45% Added +1.1k +1,095
32 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 31,26831.3k $1.1m $1.1m 0.01% Reduced -5.6k -5,605
33 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 29,79929.8k $1.1m $1.1m 0.00% Added +802 +802
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,98729.0k $1.0m $1.0m 0.00% Reduced -8.5k -8,521
35 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 27,94027.9k $1.0m $1.0m 0.01% Unchanged
36 Cascade Financial Partners, LLC 0.09% of their portfolio SAN DIEGO, CA 25,00025.0k $889.5k $889.5k 0.09% Unchanged
37 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,07923.1k $821.2k $821.2k 0.00% Reduced -12 -12
38 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 22,24422.2k $825.7k $825.7k 0.01% Unchanged
39 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 21,45821.5k $763.5k $763.5k 0.00% First filing
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,91420.9k $744.1k $744.1k 0.00% Added +83 +83
41 McNamara Financial Services, Inc. 0.14% of their portfolio MARSHFIELD, MA 20,12220.1k $715.9k $715.9k 0.14% Reduced -340 -340
42 Verus Advisory, Inc. 0.45% of their portfolio SEATTLE, WA 19,23919.2k $685.7k $685.7k 0.45% First filing
43 Sepio Capital, LP 0.04% of their portfolio Salt Lake City, UT 18,20918.2k $647.9k $647.9k 0.04% Reduced -1.8k -1,770
44 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 17,62817.6k $627.2k $627.2k 0.01% Added +8.2k +8,201
45 GREENUP STREET WEALTH MANAGEMENT LLC 0.09% of their portfolio OVERLAND PARK, KS 17,58417.6k $625.7k $625.7k 0.09% Reduced -3.2k -3,230
46 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 17,44017.4k $620.5k $620.5k 0.00% New
47 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 16,03816.0k $571.0k $571.0k 0.00% New
48 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 14,41114.4k $512.7k $512.7k 0.00% Added +808 +808
49 First Pacific Financial 0.06% of their portfolio VANCOUVER, WA 13,41213.4k $477.2k $477.2k 0.06% Added +467 +467
50 CGN Advisors LLC 0.03% of their portfolio MANHATTAN, KS 11,74111.7k $417.7k $417.7k 0.03% Added +344 +344
51 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 11,61011.6k $413.1k $413.1k 0.00% New
52 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 11,56011.6k $411.3k $411.3k 0.01% Reduced -2.2k -2,182
53 Addison Advisors LLC 0.09% of their portfolio MIDDLEBURY, VT 11,17511.2k $397.6k $397.6k 0.09% Unchanged
54 NATURAL INVESTMENTS, LLC 0.09% of their portfolio WINDSOR, CA 10,68410.7k $380.0k $380.0k 0.09% New
55 Modera Wealth Management, LLC 0.00% of their portfolio WESTWOOD, NJ 10,57010.6k $376.1k $376.1k 0.00% Reduced -119 -119
56 Heck Capital Advisors, LLC 0.03% of their portfolio Rhinelander, WI 10,34010.3k $367.9k $367.9k 0.03% Reduced -360 -360
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,24010.2k $364.4k $364.4k 0.00% Added +400 +400
58 Davis Wealth Advisors, LLC 0.30% of their portfolio SALEM, NH 10,12810.1k $360.4k $360.4k 0.30% First filing
59 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 9,8359.8k $349.9k $349.9k 0.03% Unchanged
60 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,7779.8k $347.0k $347.0k 0.00% New
61 ASPIRIANT, LLC 0.01% of their portfolio San Francisco, CA 9,6229.6k $342.4k $342.4k 0.01% Unchanged
62 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 9,2249.2k $328.2k $328.2k 0.00% Added +210 +210
63 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,7518.8k $311.4k $311.4k 0.00% Added +658 +658
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,6208.6k $307.0k $307.0k 0.00% Reduced -31.6k -31,635
65 Greykasell Wealth Strategies, Inc. 0.12% of their portfolio DANVILLE, CA 8,6108.6k $306.3k $306.3k 0.12% Unchanged
66 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 8,4478.4k $300.5k $300.5k 0.00% Reduced -46 -46
67 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 8,3248.3k $296.2k $296.2k 0.00% Reduced -1.4k -1,423
68 Carson Advisory Inc. 0.15% of their portfolio ATHENS, GA 7,8617.9k $279.7k $279.7k 0.15% Unchanged
69 Brooklyn FI, LLC 0.06% of their portfolio NEW YORK, NY 7,7237.7k $274.8k $274.8k 0.06% Unchanged
70 MSH Capital Advisors LLC 0.06% of their portfolio SCOTTSDALE, AZ 7,5507.5k $268.6k $268.6k 0.06% Unchanged
71 Bond & Devick Financial Network, Inc. 0.07% of their portfolio ST. LOUIS PARK, MN 7,4077.4k $263.5k $263.5k 0.07% Unchanged
72 Charter Oak Capital Management, LLC 0.02% of their portfolio PORTSMOUTH, NH 7,1447.1k $254.2k $254.2k 0.02% Added +7 +7
73 Sound Stewardship, LLC 0.12% of their portfolio Overland Park, KS 7,0897.1k $252.2k $252.2k 0.12% Added +14 +14
74 RIVER'S EDGE WEALTH MANAGEMENT, LLC 0.27% of their portfolio BEAVER, PA 7,0797.1k $276.1k $276.1k 0.27% First filing
75 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 6,9787.0k $248.3k $248.3k 0.00% New
76 Continuum Advisory, LLC 0.02% of their portfolio EAGLE, ID 6,6176.6k $235.4k $235.4k 0.02% Added +206 +206
77 Destiny Wealth Partners, LLC 0.03% of their portfolio TAVARES, FL 6,0586.1k $231.8k $231.8k 0.03% Unchanged
78 Walkner Condon Financial Advisors LLC 0.03% of their portfolio MADISON, WI 5,8955.9k $209.7k $209.7k 0.03% Reduced -331 -331
79 Emergent Wealth Advisors, LLC 0.12% of their portfolio WILLIAMSVILLE, NY 5,8925.9k $209.6k $209.6k 0.12% Unchanged
80 Revisor Wealth Management LLC 0.06% of their portfolio AKRON, OH 5,8695.9k $222.7k $222.7k 0.06% Unchanged
81 Betterment LLC 0.00% of their portfolio NEW YORK, NY 5,7845.8k $206.0k $206.0k 0.00% Reduced -175 -175
82 LOCKERMAN FINANCIAL GROUP, INC. 0.39% of their portfolio NEWPORT BEACH, CA 5,7295.7k $203.8k $203.8k 0.39% New
83 CX Institutional 0.01% of their portfolio AUBURN, IN 5,4625.5k $194.0k $194.0k 0.01% Added +623 +623
84 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,7674.8k $169.6k $169.6k 0.00% Reduced -558 -558
85 Rossby Financial, LCC 0.05% of their portfolio MELBOURNE, FL 4,3864.4k $156.1k $156.1k 0.05% Reduced -146 -146
86 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 4,2904.3k $152.6k $152.6k 0.02% Reduced -65 -65
87 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,4052.4k $85.6k $85.6k 0.00% Reduced -6 -6
88 Bear Mountain Capital, Inc. 0.02% of their portfolio SEATTLE, WA 1,9682.0k $73.6k $73.6k 0.02% Reduced -198 -198
89 FMR LLC 0.00% of their portfolio BOSTON, MA 1,7571.8k $62.5k $62.5k 0.00% Added +146 +146
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5031.5k $53.0k $53.0k 0.00% Reduced -957 -957
91 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,5001.5k $53.4k $53.4k 0.00% Reduced -54 -54
92 Covestor Ltd 0.03% of their portfolio LONDON, X0 1,4341.4k $51.0k $51.0k 0.03% Reduced -16 -16
93 Golden State Wealth Management, LLC 0.01% of their portfolio SANTA ANA, CA 1,4201.4k $50.6k $50.6k 0.01% Reduced -72 -72
94 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,2451.2k $44.3k $44.3k 0.00% Reduced -68 -68
95 Millstone Evans Group, LLC 0.02% of their portfolio BOULDER, CO 963963 $34.3k $34.3k 0.02% New
96 Quaker Wealth Management, LLC 0.01% of their portfolio MOORESTOWN, NJ 917917 $32.6k $32.6k 0.01% Added +3 +3
97 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 745745 $26.7k $26.7k 0.00% New
98 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 725725 $25.8k $25.8k 0.00% Unchanged
99 Orion Capital Management LLC 0.01% of their portfolio CORONADO, CA 624624 $22.2k $22.2k 0.01% Added +376 +376
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 473473 $16.8k $16.8k 0.00% Unchanged