Vault-13

NUSHARES ETF TR NCLO

NUVEN AA-BBB CLO · ETP · CUSIP 67092P730

10 institutional holders -4 vs Q2 2025
396,604396.6k shares reported held*
$10.0mreported value*
3 new 4 added 3 reduced 6 sold out net sold ≈ $39.7m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.11.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

051015Q4 24: 6Q1 25: 11Q2 25: 14Q3 25: 1010Q4 24Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q4 20246
Q1 202511
Q2 202514
Q3 202510

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 25: 5 bought or addedQ1 25: 1 cut or sold outQ1 25Q2 25: 10 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 7 bought or addedQ3 25: 9 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q1 202551
Q2 2025104
Q3 202579

Biggest buyers

Arax Advisory Partners Added +72,537+72.5k
NATIXIS ADVISORS, LLC Added +49,314+49.3k
Sanctuary Advisors, LLC New +16,254+16.3k
Trajan Wealth LLC New +13,462+13.5k
FLAGSTAR SECURITIES, INC Added +12,783+12.8k
CORRADO ADVISORS, LLC Added +2,500+2.5k
HARBOUR INVESTMENTS, INC. New +398+398

Biggest sellers

BARCLAYS PLC Sold out -800,000-800.0k
BNP PARIBAS Sold out -400,000-400.0k
BANK OF NOVA SCOTIA Sold out -347,901-347.9k
ROYAL BANK OF CANADA Reduced -92,970-93.0k
Cambridge Investment Research Advisors, Inc. Sold out -56,753-56.8k
JANE STREET GROUP, LLC Reduced -23,530-23.5k
CITADEL ADVISORS LLC Sold out -16,552-16.6k
HRT FINANCIAL LP Sold out -9,266-9.3k
UBS Group AG Reduced -2,547-2.5k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 143,727143.7k $3.6m $3.6m 0.05% Added +72.5k +72,537
2 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 93,31393.3k $2.3m $2.3m 0.00% Added +49.3k +49,314
3 CORRADO ADVISORS, LLC 1.00% of their portfolio RAMSEY, NJ 74,43174.4k $1.9m $1.9m 1.00% Added +2.5k +2,500
4 FLAGSTAR SECURITIES, INC 0.18% of their portfolio New York, NY 23,19623.2k $582.5k $582.5k 0.18% Added +12.8k +12,783
5 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 16,25416.3k $408.1k $408.1k 0.00% New
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,94315.9k $400.3k $400.3k 0.00% Reduced -23.5k -23,530
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,44815.4k $388.0k $388.0k 0.00% Reduced -93.0k -92,970
8 Trajan Wealth LLC 0.01% of their portfolio SCOTTSDALE, AZ 13,46213.5k $338.0k $338.0k 0.01% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 432432 $10.8k $10.8k 0.00% Reduced -2.5k -2,547
10 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 398398 $10.0k $10.0k 0.00% New