Vault-13

NUSHARES ETF TR NCLO

NUVEN AA-BBB CLO · ETP · CUSIP 67092P730

14 institutional holders +3 vs Q1 2025
1,978,8752.0m shares reported held*
$49.7mreported value*
7 new 3 added 1 reduced 3 sold out net sold ≈ $33.2m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.12.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

051015Q4 24: 6Q1 25: 11Q2 25: 1414Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q4 20246
Q1 202511
Q2 202514

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 25: 5 bought or addedQ1 25: 1 cut or sold outQ1 25Q2 25: 10 bought or addedQ2 25: 4 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 202551
Q2 2025104

Biggest buyers

ROYAL BANK OF CANADA New +108,418+108.4k
Arax Advisory Partners New +71,190+71.2k
NATIXIS ADVISORS, LLC New +43,999+44.0k
JANE STREET GROUP, LLC New +39,473+39.5k
Cambridge Investment Research Advisors, Inc. Added +33,708+33.7k
CITADEL ADVISORS LLC New +16,552+16.6k
HRT FINANCIAL LP New +9,266+9.3k
UBS Group AG New +2,979+3.0k
CORRADO ADVISORS, LLC Added +2,512+2.5k
FLAGSTAR SECURITIES, INC Added +140+140

Biggest sellers

Nuveen, LLC Sold out -995,000-995.0k
BANK OF AMERICA CORP /DE/ Sold out -400,000-400.0k
BANK OF NOVA SCOTIA Reduced -230,022-230.0k
Blueprint Investment Partners LLC Sold out -23,988-24.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 800,000800.0k $20.1m $20.1m 0.01% Unchanged
2 BNP PARIBAS 0.33% of their portfolio NEW YORK, NY 400,000400.0k $10.0m $10.0m 0.33% Unchanged
3 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 347,901347.9k $8.7m $8.7m 0.02% Reduced -230.0k -230,022
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 108,418108.4k $2.7m $2.7m 0.00% New
5 CORRADO ADVISORS, LLC 1.11% of their portfolio RAMSEY, NJ 71,93171.9k $1.8m $1.8m 1.11% Added +2.5k +2,512
6 Arax Advisory Partners 0.08% of their portfolio NEW YORK, NY 71,19071.2k $1.8m $1.8m 0.08% New
7 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 56,75356.8k $1.4m $1.4m 0.00% Added +33.7k +33,708
8 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 43,99944.0k $1.1m $1.1m 0.00% New
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,47339.5k $991.6k $991.6k 0.00% New
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,55216.6k $415.8k $415.8k 0.00% New
11 FLAGSTAR SECURITIES, INC 0.07% of their portfolio New York, NY 10,41310.4k $261.6k $261.6k 0.07% Added +140 +140
12 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,2669.3k $232.0k $232.0k 0.00% New
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,9793.0k $74.8k $74.8k 0.00% New
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged