Vault-13

NUSHARES ETF TR NUSC

NUVEEN ESG SMLCP · ETP · CUSIP 67092P607

261 institutional holders +11 vs Q3 2025
22,978,89423.0m shares reported held*
$1.0bnreported value*
22 new 86 added 98 reduced 19 sold out net bought ≈ $63.8m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($89 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.68.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 185Q4 22: 207Q1 23: 204Q2 23: 214Q3 23: 210Q4 23: 229Q1 24: 234Q2 24: 235Q3 24: 242Q4 24: 265Q1 25: 256Q2 25: 244Q3 25: 250Q4 25: 261261Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022185
Q4 2022207
Q1 2023204
Q2 2023214
Q3 2023210
Q4 2023229
Q1 2024234
Q2 2024235
Q3 2024242
Q4 2024265
Q1 2025256
Q2 2025244
Q3 2025250
Q4 2025261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 104 bought or addedQ1 24: 90 cut or sold outQ2 24: 102 bought or addedQ2 24: 100 cut or sold outQ2 24Q3 24: 94 bought or addedQ3 24: 96 cut or sold outQ4 24: 111 bought or addedQ4 24: 107 cut or sold outQ4 24Q1 25: 104 bought or addedQ1 25: 122 cut or sold outQ2 25: 107 bought or addedQ2 25: 109 cut or sold outQ2 25Q3 25: 94 bought or addedQ3 25: 113 cut or sold outQ4 25: 108 bought or addedQ4 25: 117 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202410490
Q2 2024102100
Q3 20249496
Q4 2024111107
Q1 2025104122
Q2 2025107109
Q3 202594113
Q4 2025108117

Biggest buyers

Boston Common Asset Management, LLC New +444,826+444.8k
MERCER GLOBAL ADVISORS INC /ADV Added +295,128+295.1k
Corient Private Wealth LP Added +247,971+248.0k
ASSETMARK, INC Added +247,421+247.4k
WCG Wealth Advisors LLC Added +178,623+178.6k
TrueWealth Financial Partners New +124,591+124.6k
Ameritas Advisory Services, LLC New +84,831+84.8k
CAPTRUST FINANCIAL ADVISORS Added +76,964+77.0k
Abacus Wealth Partners, LLC Added +59,834+59.8k
ROYAL BANK OF CANADA Added +40,614+40.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -117,311-117.3k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -112,666-112.7k
JPMORGAN CHASE & CO Reduced -73,010-73.0k
MORGAN STANLEY Reduced -55,949-55.9k
Dynamic Advisor Solutions LLC Reduced -36,700-36.7k
LPL Financial LLC Reduced -26,613-26.6k
SK Wealth Management, LLC Reduced -20,808-20.8k
GeoWealth Management, LLC Reduced -16,560-16.6k
Corundum Group, Inc. Reduced -11,530-11.5k
PARK AVENUE SECURITIES LLC Sold out -11,119-11.1k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,162,8386.2m $275.2m $275.2m 0.02% Reduced -117.3k -117,311
2 MERCER GLOBAL ADVISORS INC /ADV 0.10% of their portfolio DENVER, CO 1,479,5681.5m $66.1m $66.1m 0.10% Added +295.1k +295,128
3 Abacus Wealth Partners, LLC 6.16% of their portfolio SANTA MONICA, CA 1,405,7751.4m $62.8m $62.8m 6.16% Added +59.8k +59,834
4 TIAA TRUST, NATIONAL ASSOCIATION 0.15% of their portfolio CHARLOTTE, NC 1,382,6021.4m $61.7m $61.7m 0.15% Reduced -112.7k -112,666
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,068,9101.1m $47.7m $47.7m 0.00% Reduced -55.9k -55,949
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,035,3831.0m $46.2m $46.2m 0.01% Added +40.6k +40,614
7 MISSION WEALTH MANAGEMENT, LP 0.74% of their portfolio Santa Barbara, CA 818,426818.4k $36.5m $36.5m 0.74% Added +22.2k +22,234
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 598,713598.7k $26.7m $26.7m 0.01% Reduced -26.6k -26,613
9 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 506,145506.1k $22.6m $22.6m 0.02% Added +248.0k +247,971
10 Boston Common Asset Management, LLC 1.20% of their portfolio BOSTON, MA 444,826444.8k $19.9m $19.9m 1.20% New
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 351,305351.3k $15.7m $15.7m 0.00% Reduced -3.9k -3,864
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 338,655338.7k $15.1m $15.1m 0.00% Reduced -3.8k -3,826
13 North Berkeley Wealth Management, LLC 7.52% of their portfolio Berkeley, CA 285,704285.7k $12.8m $12.8m 7.52% Reduced -634 -634
14 First Pacific Financial 1.55% of their portfolio VANCOUVER, WA 265,387265.4k $11.8m $11.8m 1.55% Added +9.9k +9,868
15 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 259,489259.5k $11.6m $11.6m 0.02% Added +247.4k +247,421
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 234,296234.3k $10.5m $10.5m 0.01% Added +13.2k +13,179
17 WCG Wealth Advisors LLC 0.28% of their portfolio LAS VEGAS, NV 221,614221.6k $9.9m $9.9m 0.28% Added +178.6k +178,623
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 214,344214.3k $9.6m $9.6m 0.00% Added +3.2k +3,159
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 208,227208.2k $9.3m $9.3m 0.00% Added +12.1k +12,146
20 FMR LLC 0.00% of their portfolio BOSTON, MA 198,534198.5k $8.9m $8.9m 0.00% Added +8.2k +8,222
21 COLDSTREAM CAPITAL MANAGEMENT INC 0.11% of their portfolio BELLEVUE, WA 192,701192.7k $8.6m $8.6m 0.11% Reduced -6.5k -6,505
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 163,254163.3k $7.3m $7.3m 0.01% Added +22.8k +22,825
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 152,356152.4k $6.8m $6.8m 0.00% Added +4.3k +4,292
24 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 136,567136.6k $6.1m $6.1m 0.03% Reduced -1.1k -1,114
25 Allodium Investment Consultants, LLC 3.08% of their portfolio MINNEAPOLIS, MN 136,311136.3k $6.1m $6.1m 3.08% Reduced -2.4k -2,384
26 DeDora Capital, Inc. 1.40% of their portfolio Napa, CA 132,575132.6k $5.9m $5.9m 1.40% Added +970 +970
27 Colorado Capital Management, Inc. 2.19% of their portfolio BOULDER, CO 130,720130.7k $5.8m $5.8m 2.19% Reduced -2.5k -2,460
28 TrueWealth Financial Partners 4.59% of their portfolio BELLEVUE, WA 124,591124.6k $5.6m $5.6m 4.59% New
29 True Blue Financial, LLC 4.59% of their portfolio STEVENSVILLE, MI 124,566124.6k $5.6m $5.6m 4.59% First filing
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 122,186122.2k $5.5m $5.5m 0.01% Reduced -5.3k -5,287
31 Palisades Hudson Asset Management, L.P. 1.87% of their portfolio FORT LAUDERDALE, FL 107,969108.0k $4.8m $4.8m 1.87% Added +9.0k +8,993
32 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 103,937103.9k $4.6m $4.6m 0.03% Added +5.1k +5,149
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 98,07698.1k $4.4m $4.4m 0.00% Reduced -1.4k -1,443
34 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 96,86896.9k $4.3m $4.3m 0.01% Added +77.0k +76,964
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 91,97692.0k $4.3m $4.3m 0.01% Reduced -5.1k -5,091
36 LongView Asset Management LLC 2.85% of their portfolio SANTA FE, NM 91,37491.4k $4.1m $4.1m 2.85% Reduced -2.1k -2,144
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 87,43587.4k $3.9m $3.9m 0.00% Added +14.6k +14,579
38 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 87,00187.0k $3.9m $3.9m 0.00% Added +7.3k +7,307
39 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 85,46485.5k $3.8m $3.8m 0.01% Added +4.2k +4,154
40 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 84,83184.8k $3.8m $3.8m 0.14% New
41 BSW Wealth Partners 0.44% of their portfolio BOULDER, CO 82,83282.8k $3.7m $3.7m 0.44% Reduced -1.7k -1,693
42 Rossby Financial, LCC 1.09% of their portfolio MELBOURNE, FL 77,80577.8k $3.5m $3.5m 1.09% Reduced -1.6k -1,595
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 71,37771.4k $3.2m $3.2m 0.01% Reduced -4.7k -4,728
44 Clarity Wealth Development LLC 2.67% of their portfolio Corvallis, OR 70,72470.7k $3.2m $3.2m 2.67% Added +131 +131
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 70,16470.2k $3.1m $3.1m 0.00% Reduced -73.0k -73,010
46 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 67,08867.1k $3.0m $3.0m 0.01% Reduced -2.4k -2,395
47 ST GERMAIN D J CO INC 0.11% of their portfolio SPRINGFIELD, MA 63,47163.5k $2.8m $2.8m 0.11% Added +4.7k +4,656
48 SilverOak Wealth Management LLC 0.43% of their portfolio Edina, MN 60,85460.9k $2.7m $2.7m 0.43% Added +5.9k +5,919
49 SBE LLC DBA CEDAR COVE WEALTH PARTNERS 1.34% of their portfolio BLOOMINGTON, MN 57,52757.5k $2.6m $2.6m 1.34% First filing
50 Arlington Financial Advisors, LLC 0.36% of their portfolio SANTA BARBARA, CA 56,29156.3k $2.5m $2.5m 0.36% Reduced -2.7k -2,715
51 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 55,43055.4k $2.5m $2.5m 0.03% Reduced -9.8k -9,831
52 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 53,56053.6k $2.5m $2.5m 0.03% Reduced -2.5k -2,520
53 Wescott Financial Advisory Group, LLC 0.20% of their portfolio Philadelphia, PA 51,98252.0k $2.3m $2.3m 0.20% Added +1.1k +1,083
54 XY Planning Network, Inc. 0.38% of their portfolio BOZEMAN, MT 49,27149.3k $2.2m $2.2m 0.38% Added +3.1k +3,125
55 Modera Wealth Management, LLC 0.02% of their portfolio WESTWOOD, NJ 46,88246.9k $2.1m $2.1m 0.02% Reduced -5.3k -5,262
56 Corundum Group, Inc. 0.69% of their portfolio COLORADO SPRINGS, CO 46,13646.1k $2.1m $2.1m 0.69% Reduced -11.5k -11,530
57 Modern Wealth Management, LLC 0.04% of their portfolio KANSAS CITY, MO 45,25845.3k $2.0m $2.0m 0.04% Reduced -1.9k -1,862
58 IMPACTfolio, LLC 0.85% of their portfolio DENVER, CO 45,09945.1k $2.0m $2.0m 0.85% Added +2.1k +2,128
59 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 42,41742.4k $1.9m $1.9m 0.01% Added +109 +109
60 Stonehearth Capital Management, LLC 0.69% of their portfolio DANVERS, MA 41,97542.0k $1.9m $1.9m 0.69% Reduced -71 -71
61 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 41,89841.9k $1.9m $1.9m 0.00% Unchanged
62 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 41,01141.0k $1.8m $1.8m 0.06% Added +104 +104
63 WHITTIER TRUST CO OF NEVADA INC 0.04% of their portfolio RENO, NV 40,64240.6k $1.9m $1.9m 0.04% Reduced -4.6k -4,624
64 Westfuller Advisors, LLC 0.66% of their portfolio New York, NY 36,65636.7k $1.6m $1.6m 0.66% Added +371 +371
65 Pioneer Wealth Management Group 0.46% of their portfolio AUSTIN, TX 33,67933.7k $1.5m $1.5m 0.46% Added +1.4k +1,437
66 Klaas Financial Asset Advisors, LLC 0.22% of their portfolio LOVES PARK, IL 33,26633.3k $1.5m $1.5m 0.22% Reduced -1.5k -1,506
67 Revolve Wealth Partners, LLC 0.17% of their portfolio Hackensack, NJ 32,61332.6k $1.5m $1.5m 0.17% Added +1.1k +1,088
68 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 32,28332.3k $1.4m $1.4m 0.01% Reduced -3.7k -3,678
69 Xena Financial Planning, LLC 1.64% of their portfolio PORTLAND, OR 31,35031.4k $1.4m $1.4m 1.64% First filing
70 WealthShield Partners, LLC 0.15% of their portfolio CARY, NC 30,32430.3k $1.4m $1.4m 0.15% Added +57 +57
71 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,67529.7k $1.3m $1.3m 0.00% Reduced -590 -590
72 Stewardship Advisors, LLC 0.30% of their portfolio MOUNT JOY, PA 29,37629.4k $1.3m $1.3m 0.30% Reduced -1.8k -1,753
73 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,95328.0k $1.2m $1.2m 0.01% Reduced -2.4k -2,393
74 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 27,30227.3k $1.2m $1.2m 0.02% Reduced -2.8k -2,788
75 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 27,18427.2k $1.2m $1.2m 0.00% Added +2.1k +2,068
76 Equita Financial Network, Inc. 0.35% of their portfolio FORT WASHINGTON, PA 25,77025.8k $1.2m $1.2m 0.35% Added +4.8k +4,758
77 Walkner Condon Financial Advisors LLC 0.16% of their portfolio MADISON, WI 25,53325.5k $1.1m $1.1m 0.16% Added +2.0k +2,046
78 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 25,18725.2k $1.1m $1.1m 0.03% Added +5.2k +5,192
79 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,88523.9k $1.1m $1.1m 0.00% Added +18.7k +18,694
80 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 23,75523.8k $1.1m $1.1m 0.04% Reduced -16.6k -16,560
81 Neumann Capital Management, LLC 0.30% of their portfolio FOSTER CITY, CA 23,61923.6k $1.1m $1.1m 0.30% Added +350 +350
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,12023.1k $1.0m $1.0m 0.00% Reduced -990 -990
83 Addison Advisors LLC 0.23% of their portfolio MIDDLEBURY, VT 22,56522.6k $1.0m $1.0m 0.23% Unchanged
84 Betterment LLC 0.00% of their portfolio NEW YORK, NY 21,12721.1k $943.0k $943.0k 0.00% Reduced -531 -531
85 Silver Oak Advisory Group, Inc. 0.42% of their portfolio PORTLAND, OR 20,98921.0k $937.0k $937.0k 0.42% Added +2.4k +2,385
86 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 20,94120.9k $935.0k $935.0k 0.01% Reduced -57 -57
87 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 20,76120.8k $927.0k $927.0k 0.01% Reduced -52 -52
88 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 20,70520.7k $924.5k $924.5k 0.01% Reduced -1.7k -1,722
89 SGL Investment Advisors, Inc. 0.39% of their portfolio MISSOULA, MT 20,62520.6k $967.7k $967.7k 0.39% Added +813 +813
90 VICUS CAPITAL 0.07% of their portfolio STATE COLLEGE, PA 20,56420.6k $918.2k $918.2k 0.07% Reduced -6.7k -6,655
91 Legacy Edge Advisors, LLC 0.10% of their portfolio SYOSSET, NY 20,53120.5k $916.7k $916.7k 0.10% Added +856 +856
92 Diversified Enterprises, LLC 0.05% of their portfolio Wilmington, DE 20,33720.3k $908.0k $908.0k 0.05% Reduced -268 -268
93 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 19,42019.4k $867.1k $867.1k 0.01% Reduced -1.9k -1,873
94 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,35019.4k $864.2k $864.2k 0.00% Reduced -3.2k -3,162
95 Brio Consultants, LLC 0.11% of their portfolio SAN FRANCISCO, CA 19,24719.2k $859.4k $859.4k 0.11% Reduced -2.5k -2,476
96 RVW Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 18,38818.4k $821.0k $821.0k 0.06% Reduced -116 -116
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,75317.8k $792.6k $792.6k 0.00% Added +1.2k +1,153
98 RTD Financial Advisors, Inc. 0.10% of their portfolio Philadelphia, PA 17,60117.6k $785.9k $785.9k 0.10% Reduced -1.6k -1,594
99 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 17,40717.4k $777.2k $777.2k 0.00% Added +3.3k +3,280
100 Midwest Trust Co 0.01% of their portfolio Overland Park, KS 16,70016.7k $745.7k $745.7k 0.01% Unchanged