Vault-13

NUSHARES ETF TR NUSC

NUVEEN ESG SMLCP · ETP · CUSIP 67092P607

250 institutional holders +6 vs Q2 2025
21,302,01621.3m shares reported held*
$939.6mreported value*
20 new 74 added 101 reduced 12 sold out net sold ≈ $56.3m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.11.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 185Q4 22: 207Q1 23: 204Q2 23: 214Q3 23: 210Q4 23: 229Q1 24: 234Q2 24: 235Q3 24: 242Q4 24: 265Q1 25: 256Q2 25: 244Q3 25: 250250Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022185
Q4 2022207
Q1 2023204
Q2 2023214
Q3 2023210
Q4 2023229
Q1 2024234
Q2 2024235
Q3 2024242
Q4 2024265
Q1 2025256
Q2 2025244
Q3 2025250

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 102 bought or addedQ4 23: 89 cut or sold outQ1 24: 104 bought or addedQ1 24: 90 cut or sold outQ1 24Q2 24: 102 bought or addedQ2 24: 100 cut or sold outQ3 24: 94 bought or addedQ3 24: 96 cut or sold outQ3 24Q4 24: 111 bought or addedQ4 24: 107 cut or sold outQ1 25: 104 bought or addedQ1 25: 122 cut or sold outQ1 25Q2 25: 107 bought or addedQ2 25: 109 cut or sold outQ3 25: 94 bought or addedQ3 25: 113 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202310289
Q1 202410490
Q2 2024102100
Q3 20249496
Q4 2024111107
Q1 2025104122
Q2 2025107109
Q3 202594113

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +505,039+505.0k
COLDSTREAM CAPITAL MANAGEMENT INC Added +91,871+91.9k
JPMORGAN CHASE & CO Added +69,278+69.3k
Abacus Wealth Partners, LLC Added +53,965+54.0k
RAYMOND JAMES FINANCIAL INC Added +34,402+34.4k
Corient Private Wealth LP Added +28,941+28.9k
TIAA TRUST, NATIONAL ASSOCIATION Added +27,673+27.7k
BANK OF AMERICA CORP /DE/ Added +21,507+21.5k
Beacon Pointe Advisors, LLC Added +15,842+15.8k
Cetera Investment Advisers Added +13,889+13.9k

Biggest sellers

ROYAL BANK OF CANADA Reduced -1,031,075-1.0m
ENVESTNET ASSET MANAGEMENT INC Reduced -456,854-456.9k
WCG Wealth Advisors LLC Reduced -141,575-141.6k
Ameritas Advisory Services, LLC Sold out -107,678-107.7k
UBS Group AG Reduced -82,356-82.4k
MORGAN STANLEY Reduced -68,095-68.1k
CGC Financial Services, LLC Reduced -44,429-44.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -43,955-44.0k
WELLS FARGO & COMPANY/MN Reduced -42,850-42.9k
LPL Financial LLC Reduced -23,542-23.5k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,280,1496.3m $277.0m $277.0m 0.02% Added +21.5k +21,507
2 TIAA TRUST, NATIONAL ASSOCIATION 0.16% of their portfolio CHARLOTTE, NC 1,495,2681.5m $65.9m $65.9m 0.16% Added +27.7k +27,673
3 Abacus Wealth Partners, LLC 8.54% of their portfolio SANTA MONICA, CA 1,345,9411.3m $59.4m $59.4m 8.54% Added +54.0k +53,965
4 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 1,184,4401.2m $52.2m $52.2m 0.09% Added +505.0k +505,039
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,124,8591.1m $49.6m $49.6m 0.00% Reduced -68.1k -68,095
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 994,769994.8k $43.9m $43.9m 0.01% Reduced -1.0m -1,031,075
7 MISSION WEALTH MANAGEMENT, LP 0.72% of their portfolio Santa Barbara, CA 796,192796.2k $35.1m $35.1m 0.72% Reduced -5.2k -5,222
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 625,326625.3k $27.6m $27.6m 0.01% Reduced -23.5k -23,542
9 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 355,169355.2k $15.7m $15.7m 0.00% Added +113 +113
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 342,481342.5k $15.1m $15.1m 0.00% Reduced -82.4k -82,356
11 North Berkeley Wealth Management, LLC 9.96% of their portfolio Berkeley, CA 286,338286.3k $12.6m $12.6m 9.96% Reduced -4.0k -3,976
12 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 258,174258.2k $11.4m $11.4m 0.02% Added +28.9k +28,941
13 First Pacific Financial 1.57% of their portfolio VANCOUVER, WA 255,519255.5k $11.3m $11.3m 1.57% Added +6.6k +6,644
14 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 221,117221.1k $9.8m $9.8m 0.01% Reduced -8.7k -8,744
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 211,185211.2k $9.3m $9.3m 0.00% Added +34.4k +34,402
16 COLDSTREAM CAPITAL MANAGEMENT INC 0.12% of their portfolio BELLEVUE, WA 199,206199.2k $8.8m $8.8m 0.12% Added +91.9k +91,871
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 196,081196.1k $8.6m $8.6m 0.00% Reduced -42.9k -42,850
18 FMR LLC 0.00% of their portfolio BOSTON, MA 190,312190.3k $8.4m $8.4m 0.00% Reduced -951 -951
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,064148.1k $6.5m $6.5m 0.00% Reduced -13.8k -13,803
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 143,174143.2k $6.3m $6.3m 0.00% Added +69.3k +69,278
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 140,429140.4k $6.2m $6.2m 0.01% Added +1.3k +1,329
22 Allodium Investment Consultants, LLC 3.45% of their portfolio MINNEAPOLIS, MN 138,695138.7k $6.1m $6.1m 3.45% Added +4.0k +3,956
23 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 137,681137.7k $6.1m $6.1m 0.03% Added +10.3k +10,283
24 Colorado Capital Management, Inc. 2.27% of their portfolio BOULDER, CO 133,180133.2k $5.9m $5.9m 2.27% Reduced -5.1k -5,129
25 DeDora Capital, Inc. 1.40% of their portfolio Napa, CA 131,605131.6k $5.8m $5.8m 1.40% Added +118 +118
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 127,473127.5k $5.6m $5.6m 0.01% Reduced -2.8k -2,811
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 99,51999.5k $4.4m $4.4m 0.01% Added +13.9k +13,889
28 Palisades Hudson Asset Management, L.P. 1.58% of their portfolio FORT LAUDERDALE, FL 98,97699.0k $4.4m $4.4m 1.58% Added +4.7k +4,734
29 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 98,78898.8k $4.4m $4.4m 0.04% Added +15.8k +15,842
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 97,06797.1k $4.3m $4.3m 0.01% Reduced -4.2k -4,229
31 LongView Asset Management LLC 2.85% of their portfolio SANTA FE, NM 93,51893.5k $4.1m $4.1m 2.85% Added +12.3k +12,262
32 BSW Wealth Partners 0.46% of their portfolio BOULDER, CO 84,52584.5k $3.7m $3.7m 0.46% Reduced -2.3k -2,305
33 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 81,31081.3k $3.6m $3.6m 0.01% Reduced -18.6k -18,580
34 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 79,69479.7k $3.5m $3.5m 0.00% Added +3.8k +3,761
35 Rossby Financial, LCC 1.17% of their portfolio MELBOURNE, FL 79,40079.4k $3.5m $3.5m 1.17% Added +1.7k +1,670
36 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 76,10576.1k $3.4m $3.4m 0.01% Reduced -3.8k -3,817
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,85672.9k $3.2m $3.2m 0.00% Reduced -456.9k -456,854
38 Clarity Wealth Development LLC 2.88% of their portfolio Corvallis, OR 70,59370.6k $3.2m $3.2m 2.88% Reduced -1.3k -1,283
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 69,48369.5k $3.1m $3.1m 0.01% Reduced -1.2k -1,191
40 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 65,26165.3k $2.9m $2.9m 0.03% Reduced -96 -96
41 Arlington Financial Advisors, LLC 0.38% of their portfolio SANTA BARBARA, CA 59,00659.0k $2.6m $2.6m 0.38% Reduced -218 -218
42 ST GERMAIN D J CO INC 0.10% of their portfolio SPRINGFIELD, MA 58,81558.8k $2.6m $2.6m 0.10% Added +3.1k +3,073
43 Corundum Group, Inc. 1.04% of their portfolio COLORADO SPRINGS, CO 57,66657.7k $2.5m $2.5m 1.04% Reduced -1.0k -1,014
44 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 56,08056.1k $2.5m $2.5m 0.03% Added +27 +27
45 SilverOak Wealth Management LLC 0.41% of their portfolio Edina, MN 54,93554.9k $2.4m $2.4m 0.41% Added +1.8k +1,828
46 Dynamic Advisor Solutions LLC 0.07% of their portfolio PHOENIX, AZ 52,25652.3k $2.3m $2.3m 0.07% Reduced -2.7k -2,671
47 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 52,14452.1k $2.3m $2.3m 0.03% Reduced -1.0k -1,017
48 Wescott Financial Advisory Group, LLC 0.20% of their portfolio Philadelphia, PA 50,89950.9k $2.2m $2.2m 0.20% Added +7.0k +6,980
49 Modern Wealth Management, LLC 0.04% of their portfolio KANSAS CITY, MO 47,12047.1k $2.1m $2.1m 0.04% Unchanged
50 XY Planning Network, Inc. 0.64% of their portfolio BOZEMAN, MT 46,14646.1k $1.9m $1.9m 0.64% Unchanged
51 WHITTIER TRUST CO OF NEVADA INC 0.04% of their portfolio RENO, NV 45,26645.3k $2.0m $2.0m 0.04% Reduced -1.1k -1,142
52 WCG Wealth Advisors LLC 0.12% of their portfolio LAS VEGAS, NV 42,99143.0k $1.9m $1.9m 0.12% Reduced -141.6k -141,575
53 IMPACTfolio, LLC 0.82% of their portfolio DENVER, CO 42,97143.0k $1.9m $1.9m 0.82% Added +4.7k +4,707
54 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 42,30842.3k $1.9m $1.9m 0.01% Added +1.1k +1,117
55 Stonehearth Capital Management, LLC 0.72% of their portfolio DANVERS, MA 42,04642.0k $1.9m $1.9m 0.72% Reduced -60 -60
56 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 41,89841.9k $1.8m $1.8m 0.00% Unchanged
57 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 40,90740.9k $1.8m $1.8m 0.06% Reduced -81 -81
58 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 40,31540.3k $1.8m $1.8m 0.06% Reduced -5.5k -5,513
59 SK Wealth Management, LLC 0.60% of their portfolio PROVIDENCE, RI 36,43336.4k $1.6m $1.6m 0.60% Reduced -3.9k -3,864
60 Westfuller Advisors, LLC 0.73% of their portfolio New York, NY 36,28536.3k $1.6m $1.6m 0.73% Added +1.2k +1,237
61 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 35,96136.0k $1.6m $1.6m 0.01% Unchanged
62 Klaas Financial Asset Advisors, LLC 0.23% of their portfolio LOVES PARK, IL 34,77234.8k $1.5m $1.5m 0.23% Added +1.3k +1,331
63 Pioneer Wealth Management Group 0.46% of their portfolio AUSTIN, TX 32,24232.2k $1.4m $1.4m 0.46% Reduced -80 -80
64 Revolve Wealth Partners, LLC 0.17% of their portfolio Hackensack, NJ 31,52531.5k $1.4m $1.4m 0.17% Added +739 +739
65 Stewardship Advisors, LLC 0.32% of their portfolio MOUNT JOY, PA 31,12931.1k $1.4m $1.4m 0.32% Reduced -187 -187
66 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 30,34630.3k $1.3m $1.3m 0.01% Reduced -6.0k -6,007
67 WealthShield Partners, LLC 0.15% of their portfolio CARY, NC 30,26730.3k $1.3m $1.3m 0.15% Added +90 +90
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,26530.3k $1.3m $1.3m 0.00% Reduced -863 -863
69 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 30,09030.1k $1.3m $1.3m 0.03% Reduced -1.9k -1,931
70 VICUS CAPITAL 0.09% of their portfolio STATE COLLEGE, PA 27,21927.2k $1.2m $1.2m 0.09% Reduced -13.1k -13,069
71 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 25,11625.1k $1.1m $1.1m 0.00% Reduced -3.3k -3,291
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,11024.1k $1.1m $1.1m 0.00% Reduced -425 -425
73 Walkner Condon Financial Advisors LLC 0.16% of their portfolio MADISON, WI 23,48723.5k $1.0m $1.0m 0.16% Added +3.2k +3,188
74 Neumann Capital Management, LLC 0.30% of their portfolio FOSTER CITY, CA 23,26923.3k $1.0m $1.0m 0.30% Added +310 +310
75 Addison Advisors LLC 0.23% of their portfolio MIDDLEBURY, VT 22,56522.6k $995.1k $995.1k 0.23% Unchanged
76 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,51222.5k $980.6k $980.6k 0.00% Added +2.0k +2,048
77 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 22,42722.4k $989.0k $989.0k 0.01% Reduced -224 -224
78 Brio Consultants, LLC 0.13% of their portfolio SAN FRANCISCO, CA 21,72321.7k $958.0k $958.0k 0.13% Reduced -1.9k -1,910
79 Betterment LLC 0.00% of their portfolio NEW YORK, NY 21,65821.7k $955.0k $955.0k 0.00% Added +5.6k +5,621
80 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 21,29321.3k $939.0k $939.0k 0.02% Reduced -21.2k -21,231
81 Equita Financial Network, Inc. 0.31% of their portfolio FORT WASHINGTON, PA 21,01221.0k $926.6k $926.6k 0.31% Reduced -289 -289
82 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 20,99821.0k $926.0k $926.0k 0.01% Added +358 +358
83 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 20,81320.8k $917.9k $917.9k 0.01% Reduced -110 -110
84 Diversified Enterprises, LLC 0.06% of their portfolio Wilmington, DE 20,60520.6k $908.7k $908.7k 0.06% Added +738 +738
85 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 19,99520.0k $881.8k $881.8k 0.03% Reduced -919 -919
86 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,90419.9k $877.8k $877.8k 0.00% Unchanged
87 SGL Investment Advisors, Inc. 0.37% of their portfolio MISSOULA, MT 19,81219.8k $877.7k $877.7k 0.37% Added +787 +787
88 Legacy Edge Advisors, LLC 0.10% of their portfolio SYOSSET, NY 19,67519.7k $867.7k $867.7k 0.10% Added +1.6k +1,612
89 RTD Financial Advisors, Inc. 0.10% of their portfolio Philadelphia, PA 19,19519.2k $846.5k $846.5k 0.10% Added +1.0k +1,037
90 Silver Oak Advisory Group, Inc. 0.37% of their portfolio PORTLAND, OR 18,60418.6k $820.0k $820.0k 0.37% Reduced -555 -555
91 RVW Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 18,50418.5k $816.0k $816.0k 0.06% Reduced -44 -44
92 Midwest Trust Co 0.01% of their portfolio Overland Park, KS 16,70016.7k $736.5k $736.5k 0.01% Reduced -11.0k -10,985
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,60016.6k $732.0k $732.0k 0.00% Reduced -199 -199
94 Painted Porch Advisors LLC 0.27% of their portfolio SANTA BARBARA, CA 16,23416.2k $715.9k $715.9k 0.27% Reduced -2.5k -2,466
95 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 16,22516.2k $726.9k $726.9k 0.02% Reduced -399 -399
96 Evolution Advisers, Inc. 0.32% of their portfolio RICHMOND, VA 15,98516.0k $708.0k $708.0k 0.32% Added +30 +30
97 BOKF, NA 0.01% of their portfolio TULSA, OK 15,71015.7k $692.8k $692.8k 0.01% Reduced -392 -392
98 TriaGen Wealth Management LLC 0.18% of their portfolio Calabasas, CA 15,32015.3k $675.6k $675.6k 0.18% Unchanged
99 Bragg Financial Advisors, Inc 0.02% of their portfolio CHARLOTTE, NC 14,98015.0k $660.6k $660.6k 0.02% Added +302 +302
100 Laurel Wealth Planning LLC 0.34% of their portfolio EDINA, MN 14,71914.7k $649.1k $649.1k 0.34% Reduced -307 -307