Vault-13

NUSHARES ETF TR NUSC

NUVEEN ESG SMLCP · ETP · CUSIP 67092P607

244 institutional holders -12 vs Q1 2025
22,606,51322.6m shares reported held*
$921.3mreported value*
11 new 96 added 87 reduced 22 sold out net bought ≈ $37.6m (+895.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.75. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 185Q4 22: 207Q1 23: 204Q2 23: 214Q3 23: 210Q4 23: 229Q1 24: 234Q2 24: 235Q3 24: 242Q4 24: 265Q1 25: 256Q2 25: 244244Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022185
Q4 2022207
Q1 2023204
Q2 2023214
Q3 2023210
Q4 2023229
Q1 2024234
Q2 2024235
Q3 2024242
Q4 2024265
Q1 2025256
Q2 2025244

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 96 bought or addedQ3 23: 82 cut or sold outQ4 23: 102 bought or addedQ4 23: 89 cut or sold outQ4 23Q1 24: 104 bought or addedQ1 24: 90 cut or sold outQ2 24: 102 bought or addedQ2 24: 100 cut or sold outQ2 24Q3 24: 94 bought or addedQ3 24: 96 cut or sold outQ4 24: 111 bought or addedQ4 24: 107 cut or sold outQ4 24Q1 25: 104 bought or addedQ1 25: 122 cut or sold outQ2 25: 107 bought or addedQ2 25: 109 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20239682
Q4 202310289
Q1 202410490
Q2 2024102100
Q3 20249496
Q4 2024111107
Q1 2025104122
Q2 2025107109

Biggest buyers

ROYAL BANK OF CANADA Added +1,034,918+1.0m
COLDSTREAM CAPITAL MANAGEMENT INC New +107,335+107.3k
RAYMOND JAMES FINANCIAL INC Added +91,599+91.6k
FMR LLC Added +73,137+73.1k
MERCER GLOBAL ADVISORS INC /ADV Added +66,754+66.8k
Rockefeller Capital Management L.P. Added +49,484+49.5k
Modern Wealth Management, LLC New +47,120+47.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +37,962+38.0k
ENVESTNET ASSET MANAGEMENT INC Added +26,844+26.8k
North Berkeley Wealth Management, LLC Added +26,727+26.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -196,338-196.3k
Financial Connections Group, Inc. Sold out -95,002-95.0k
MORGAN STANLEY Reduced -78,949-78.9k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -70,204-70.2k
WELLS FARGO & COMPANY/MN Reduced -70,139-70.1k
Thrivent Financial for Lutherans Reduced -45,565-45.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -40,310-40.3k
Atria Wealth Solutions, Inc. Sold out -33,271-33.3k
FINANCIAL COUNSELORS INC Sold out -27,685-27.7k
Cambridge Investment Research Advisors, Inc. Reduced -27,554-27.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,258,6426.3m $255.0m $255.0m 0.02% Reduced -196.3k -196,338
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,025,8442.0m $82.5m $82.5m 0.01% Added +1.0m +1,034,918
3 TIAA TRUST, NATIONAL ASSOCIATION 0.16% of their portfolio CHARLOTTE, NC 1,467,5951.5m $59.8m $59.8m 0.16% Reduced -70.2k -70,204
4 Abacus Wealth Partners, LLC 8.04% of their portfolio SANTA MONICA, CA 1,291,9761.3m $52.6m $52.6m 8.04% Added +22.5k +22,548
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,192,9541.2m $48.6m $48.6m 0.00% Reduced -78.9k -78,949
6 MISSION WEALTH MANAGEMENT, LP 0.71% of their portfolio Santa Barbara, CA 801,414801.4k $32.6m $32.6m 0.71% Added +7.1k +7,116
7 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 679,401679.4k $27.7m $27.7m 0.06% Added +66.8k +66,754
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 648,868648.9k $26.4m $26.4m 0.01% Added +11.6k +11,559
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 529,710529.7k $21.6m $21.6m 0.01% Added +26.8k +26,844
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 424,837424.8k $17.3m $17.3m 0.00% Added +23.2k +23,182
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 355,056355.1k $14.5m $14.5m 0.00% Reduced -8.8k -8,799
12 North Berkeley Wealth Management, LLC 10.85% of their portfolio Berkeley, CA 290,314290.3k $11.8m $11.8m 10.85% Added +26.7k +26,727
13 First Pacific Financial 1.49% of their portfolio VANCOUVER, WA 248,875248.9k $10.1m $10.1m 1.49% Added +5.8k +5,825
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 238,931238.9k $9.7m $9.7m 0.00% Reduced -70.1k -70,139
15 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 229,861229.9k $9.4m $9.4m 0.01% Added +12.0k +11,972
16 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 229,233229.2k $9.3m $9.3m 0.01% Added +6.7k +6,703
17 FMR LLC 0.00% of their portfolio BOSTON, MA 191,263191.3k $7.8m $7.8m 0.00% Added +73.1k +73,137
18 WCG Wealth Advisors LLC 0.49% of their portfolio LAS VEGAS, NV 184,566184.6k $7.5m $7.5m 0.49% Added +14.6k +14,571
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 176,783176.8k $7.2m $7.2m 0.00% Added +91.6k +91,599
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 161,867161.9k $6.6m $6.6m 0.00% Reduced -3.6k -3,624
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 139,100139.1k $5.7m $5.7m 0.01% Added +1.2k +1,231
22 Colorado Capital Management, Inc. 2.41% of their portfolio BOULDER, CO 138,309138.3k $5.6m $5.6m 2.41% Reduced -216 -216
23 Allodium Investment Consultants, LLC 3.47% of their portfolio MINNEAPOLIS, MN 134,739134.7k $5.5m $5.5m 3.47% Reduced -7.9k -7,877
24 DeDora Capital, Inc. 1.40% of their portfolio Napa, CA 131,487131.5k $5.4m $5.4m 1.40% Reduced -154 -154
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 130,284130.3k $5.3m $5.3m 0.01% Reduced -40.3k -40,310
26 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 127,398127.4k $5.2m $5.2m 0.02% Added +3.3k +3,256
27 Ameritas Advisory Services, LLC 0.23% of their portfolio Lincoln, NE 107,678107.7k $4.4m $4.4m 0.23% Reduced -4.5k -4,503
28 COLDSTREAM CAPITAL MANAGEMENT INC 0.07% of their portfolio BELLEVUE, WA 107,335107.3k $4.4m $4.4m 0.07% New
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 101,296101.3k $4.3m $4.3m 0.01% Added +173 +173
30 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 99,89099.9k $4.1m $4.1m 0.00% Added +49.5k +49,484
31 Palisades Hudson Asset Management, L.P. 1.50% of their portfolio FORT LAUDERDALE, FL 94,24294.2k $3.8m $3.8m 1.50% Added +17.0k +16,987
32 BSW Wealth Partners 0.48% of their portfolio BOULDER, CO 86,83086.8k $3.5m $3.5m 0.48% Reduced -10.8k -10,784
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 85,63085.6k $3.5m $3.5m 0.01% Added +19.2k +19,177
34 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 82,94682.9k $3.4m $3.4m 0.04% Added +5.2k +5,182
35 LongView Asset Management LLC 2.50% of their portfolio SANTA FE, NM 81,25681.3k $3.3m $3.3m 2.50% Added +23.4k +23,360
36 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 79,92279.9k $3.3m $3.3m 0.01% Reduced -27.6k -27,554
37 Rossby Financial, LCC 1.19% of their portfolio MELBOURNE, FL 77,73077.7k $3.2m $3.2m 1.19% Reduced -2.0k -1,968
38 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 75,93375.9k $3.1m $3.1m 0.00% Added +10.1k +10,083
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 73,89673.9k $3.0m $3.0m 0.00% Reduced -6.3k -6,332
40 Clarity Wealth Development LLC 2.92% of their portfolio Corvallis, OR 71,87671.9k $2.9m $2.9m 2.92% Added +636 +636
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 70,67470.7k $2.9m $2.9m 0.01% Added +10.3k +10,347
42 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 65,35765.4k $2.7m $2.7m 0.03% Added +4.9k +4,927
43 Arlington Financial Advisors, LLC 0.39% of their portfolio SANTA BARBARA, CA 59,22459.2k $2.4m $2.4m 0.39% Added +5.3k +5,311
44 Corundum Group, Inc. 1.06% of their portfolio COLORADO SPRINGS, CO 58,68058.7k $2.4m $2.4m 1.06% Reduced -1.8k -1,827
45 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 56,05356.1k $2.3m $2.3m 0.03% Reduced -2.6k -2,568
46 ST GERMAIN D J CO INC 0.10% of their portfolio SPRINGFIELD, MA 55,74255.7k $2.3m $2.3m 0.10% Reduced -4.7k -4,738
47 Dynamic Advisor Solutions LLC 0.07% of their portfolio PHOENIX, AZ 54,92754.9k $2.2m $2.2m 0.07% Reduced -11.5k -11,463
48 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 53,16153.2k $2.2m $2.2m 0.03% Reduced -148 -148
49 SilverOak Wealth Management LLC 0.41% of their portfolio Edina, MN 53,10753.1k $2.2m $2.2m 0.41% Added +4.4k +4,381
50 CGC Financial Services, LLC 0.73% of their portfolio LAKE OSWEGO, OR 53,07353.1k $2.2m $2.2m 0.73% Added +673 +673
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,14649.1k $2.0m $2.0m 0.00% Added +38.0k +37,962
52 Modern Wealth Management, LLC 0.05% of their portfolio KANSAS CITY, MO 47,12047.1k $1.9m $1.9m 0.05% New
53 WHITTIER TRUST CO OF NEVADA INC 0.04% of their portfolio RENO, NV 46,40846.4k $1.9m $1.9m 0.04% Added +1.4k +1,376
54 XY Planning Network, Inc. 0.64% of their portfolio BOZEMAN, MT 46,14646.1k $1.9m $1.9m 0.64% Added +8.1k +8,067
55 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 45,82845.8k $1.9m $1.9m 0.07% Reduced -9.4k -9,432
56 Wescott Financial Advisory Group, LLC 0.17% of their portfolio Philadelphia, PA 43,91943.9k $1.8m $1.8m 0.17% Added +1.6k +1,562
57 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 42,52442.5k $1.7m $1.7m 0.03% Added +21.5k +21,501
58 Stonehearth Capital Management, LLC 0.71% of their portfolio DANVERS, MA 42,10642.1k $1.7m $1.7m 0.71% Reduced -13.4k -13,360
59 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 41,89841.9k $1.7m $1.7m 0.00% Unchanged
60 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 41,19141.2k $1.7m $1.7m 0.01% Reduced -367 -367
61 SageView Advisory Group, LLC 0.07% of their portfolio Newport Beach, CA 40,98841.0k $1.7m $1.7m 0.07% Reduced -1.6k -1,638
62 SK Wealth Management, LLC 0.73% of their portfolio PROVIDENCE, RI 40,29740.3k $1.7m $1.7m 0.73% Reduced -6.4k -6,413
63 VICUS CAPITAL 0.14% of their portfolio STATE COLLEGE, PA 40,28840.3k $1.6m $1.6m 0.14% Added +641 +641
64 IMPACTfolio, LLC 0.74% of their portfolio DENVER, CO 38,26438.3k $1.6m $1.6m 0.74% Reduced -3.2k -3,249
65 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 36,35336.4k $1.5m $1.5m 0.01% Reduced -2.4k -2,381
66 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 35,96136.0k $1.5m $1.5m 0.01% Added +8.2k +8,237
67 Westfuller Advisors, LLC 0.81% of their portfolio New York, NY 35,04835.0k $1.4m $1.4m 0.81% Unchanged
68 Klaas Financial Asset Advisors, LLC 0.22% of their portfolio LOVES PARK, IL 33,44133.4k $1.4m $1.4m 0.22% Added +2.3k +2,294
69 Pioneer Wealth Management Group 0.49% of their portfolio AUSTIN, TX 32,32232.3k $1.3m $1.3m 0.49% Added +2.7k +2,666
70 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 32,02132.0k $1.3m $1.3m 0.03% Added +731 +731
71 Stewardship Advisors, LLC 0.32% of their portfolio MOUNT JOY, PA 31,31631.3k $1.3m $1.3m 0.32% Reduced -143 -143
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,12831.1k $1.3m $1.3m 0.00% Reduced -17.7k -17,741
73 Revolve Wealth Partners, LLC 0.16% of their portfolio Hackensack, NJ 30,78630.8k $1.3m $1.3m 0.16% Added +362 +362
74 WealthShield Partners, LLC 0.15% of their portfolio CARY, NC 30,17730.2k $1.2m $1.2m 0.15% Reduced -4.6k -4,619
75 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 28,40728.4k $1.2m $1.2m 0.00% Added +11.9k +11,873
76 Midwest Trust Co 0.02% of their portfolio Overland Park, KS 27,68527.7k $1.1m $1.1m 0.02% First filing
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,53524.5k $999.5k $999.5k 0.00% Reduced -1.0k -1,022
78 Brio Consultants, LLC 0.14% of their portfolio SAN FRANCISCO, CA 23,63323.6k $962.8k $962.8k 0.14% Reduced -19.6k -19,553
79 Neumann Capital Management, LLC 0.29% of their portfolio FOSTER CITY, CA 22,95923.0k $935.4k $935.4k 0.29% Added +200 +200
80 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 22,65122.7k $931.2k $931.2k 0.01% Reduced -85 -85
81 Addison Advisors LLC 0.23% of their portfolio MIDDLEBURY, VT 22,56522.6k $919.3k $919.3k 0.23% Unchanged
82 Equita Financial Network, Inc. 0.35% of their portfolio FORT WASHINGTON, PA 21,30121.3k $867.8k $867.8k 0.35% Reduced -5.9k -5,940
83 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 20,92320.9k $852.4k $852.4k 0.01% Added +544 +544
84 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 20,91420.9k $852.0k $852.0k 0.03% Reduced -1.7k -1,683
85 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 20,64020.6k $840.9k $840.9k 0.01% Added +1.4k +1,429
86 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,46420.5k $830.6k $830.6k 0.00% Added +1.7k +1,673
87 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 20,29920.3k $827.0k $827.0k 0.15% Added +1.5k +1,508
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,90419.9k $810.9k $810.9k 0.00% Reduced -10.4k -10,409
89 Diversified Enterprises, LLC 0.06% of their portfolio Wilmington, DE 19,86719.9k $809.4k $809.4k 0.06% Added +4.6k +4,647
90 Silver Oak Advisory Group, Inc. 0.38% of their portfolio PORTLAND, OR 19,15919.2k $780.0k $780.0k 0.38% Added +3.0k +2,986
91 SGL Investment Advisors, Inc. 0.38% of their portfolio MISSOULA, MT 19,02519.0k $794.1k $794.1k 0.38% Added +656 +656
92 Freedom Investment Management, Inc. 0.06% of their portfolio SOUTH WINDSOR, CT 18,87918.9k $769.1k $769.1k 0.06% Reduced -2.0k -2,004
93 Painted Porch Advisors LLC 0.31% of their portfolio SANTA BARBARA, CA 18,70018.7k $761.8k $761.8k 0.31% Added +549 +549
94 RVW Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 18,54818.5k $755.6k $755.6k 0.06% Reduced -373 -373
95 RTD Financial Advisors, Inc. 0.09% of their portfolio Philadelphia, PA 18,15818.2k $739.8k $739.8k 0.09% Added +895 +895
96 Legacy Edge Advisors, LLC 0.10% of their portfolio SYOSSET, NY 18,06318.1k $735.9k $735.9k 0.10% Added +3.3k +3,324
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,79916.8k $684.4k $684.4k 0.00% Added +930 +930
98 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 16,62416.6k $702.9k $702.9k 0.02% Reduced -748 -748
99 BOKF, NA 0.01% of their portfolio TULSA, OK 16,10216.1k $656.0k $656.0k 0.01% Added +202 +202
100 Betterment LLC 0.00% of their portfolio NEW YORK, NY 16,03716.0k $653.0k $653.0k 0.00% Added +2.3k +2,347