Vault-13

NUSHARES ETF TR NUSC

NUVEEN ESG SMLCP · ETP · CUSIP 67092P607

256 institutional holders -9 vs Q4 2024
21,844,12221.8m shares reported held*
$836.3mreported value*
14 new 90 added 99 reduced 23 sold out net sold ≈ $10.4m (-247.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.29. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 185Q4 22: 207Q1 23: 204Q2 23: 214Q3 23: 210Q4 23: 229Q1 24: 234Q2 24: 235Q3 24: 242Q4 24: 265Q1 25: 256256Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022185
Q4 2022207
Q1 2023204
Q2 2023214
Q3 2023210
Q4 2023229
Q1 2024234
Q2 2024235
Q3 2024242
Q4 2024265
Q1 2025256

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 108 bought or addedQ2 23: 70 cut or sold outQ3 23: 96 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 102 bought or addedQ4 23: 89 cut or sold outQ1 24: 104 bought or addedQ1 24: 90 cut or sold outQ1 24Q2 24: 102 bought or addedQ2 24: 100 cut or sold outQ3 24: 94 bought or addedQ3 24: 96 cut or sold outQ3 24Q4 24: 111 bought or addedQ4 24: 107 cut or sold outQ1 25: 104 bought or addedQ1 25: 122 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202310870
Q3 20239682
Q4 202310289
Q1 202410490
Q2 2024102100
Q3 20249496
Q4 2024111107
Q1 2025104122

Biggest buyers

Financial Connections Group, Inc. Added +84,858+84.9k
Bank of New York Mellon Corp Added +69,459+69.5k
FMR LLC Added +63,928+63.9k
Abacus Wealth Partners, LLC Added +49,325+49.3k
DeDora Capital, Inc. Added +37,380+37.4k
MERCER GLOBAL ADVISORS INC /ADV Added +35,597+35.6k
Stewardship Advisors, LLC New +31,459+31.5k
Allodium Investment Consultants, LLC Added +31,248+31.2k
WELLS FARGO & COMPANY/MN Added +30,785+30.8k
CAPTRUST FINANCIAL ADVISORS New +30,313+30.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -462,779-462.8k
Thrivent Financial for Lutherans Reduced -62,001-62.0k
Rockefeller Capital Management L.P. Reduced -46,000-46.0k
LPL Financial LLC Reduced -44,696-44.7k
Dynamic Advisor Solutions LLC Reduced -34,624-34.6k
Lido Advisors, LLC Sold out -30,183-30.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -27,930-27.9k
Cetera Investment Advisers Reduced -27,246-27.2k
SageView Advisory Group, LLC Reduced -24,778-24.8k
Mariner, LLC Reduced -23,019-23.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,454,9806.5m $247.5m $247.5m 0.02% Reduced -462.8k -462,779
2 TIAA TRUST, NATIONAL ASSOCIATION 0.18% of their portfolio CHARLOTTE, NC 1,537,7991.5m $59.0m $59.0m 0.18% Reduced -10.7k -10,656
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,271,9031.3m $48.8m $48.8m 0.00% Added +29.1k +29,122
4 Abacus Wealth Partners, LLC 7.32% of their portfolio SANTA MONICA, CA 1,269,4281.3m $48.7m $48.7m 7.32% Added +49.3k +49,325
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 990,926990.9k $38.0m $38.0m 0.01% Added +19.8k +19,780
6 MISSION WEALTH MANAGEMENT, LP 0.76% of their portfolio Santa Barbara, CA 794,298794.3k $30.5m $30.5m 0.76% Added +12.9k +12,868
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 637,309637.3k $24.4m $24.4m 0.01% Reduced -44.7k -44,696
8 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 612,647612.6k $23.5m $23.5m 0.05% Added +35.6k +35,597
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 502,866502.9k $19.3m $19.3m 0.01% Reduced -27.9k -27,930
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 401,655401.7k $15.4m $15.4m 0.00% Reduced -10.9k -10,899
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 363,855363.9k $14.0m $14.0m 0.00% Added +69.5k +69,459
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 309,070309.1k $11.8m $11.8m 0.00% Added +30.8k +30,785
13 North Berkeley Wealth Management, LLC 10.52% of their portfolio Berkeley, CA 263,587263.6k $10.1m $10.1m 10.52% Added +17.3k +17,253
14 First Pacific Financial 1.89% of their portfolio VANCOUVER, WA 243,050243.1k $9.3m $9.3m 1.89% Added +4.6k +4,629
15 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 222,530222.5k $8.5m $8.5m 0.01% Added +15.2k +15,207
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 217,889217.9k $8.4m $8.4m 0.01% Added +19.8k +19,801
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 170,594170.6k $6.5m $6.5m 0.01% Added +19.2k +19,164
18 WCG Wealth Advisors LLC 0.50% of their portfolio LAS VEGAS, NV 169,995170.0k $6.5m $6.5m 0.50% Reduced -5.8k -5,759
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 165,491165.5k $6.4m $6.4m 0.00% Reduced -6.8k -6,796
20 Allodium Investment Consultants, LLC 4.04% of their portfolio MINNEAPOLIS, MN 142,616142.6k $5.5m $5.5m 4.04% Added +31.2k +31,248
21 Colorado Capital Management, Inc. 2.47% of their portfolio BOULDER, CO 138,525138.5k $5.3m $5.3m 2.47% Reduced -2.8k -2,772
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 137,869137.9k $5.3m $5.3m 0.01% Reduced -2.5k -2,506
23 DeDora Capital, Inc. 1.45% of their portfolio Napa, CA 131,641131.6k $5.0m $5.0m 1.45% Added +37.4k +37,380
24 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 124,142124.1k $4.6m $4.6m 0.03% Reduced -8.1k -8,089
25 FMR LLC 0.00% of their portfolio BOSTON, MA 118,126118.1k $4.5m $4.5m 0.00% Added +63.9k +63,928
26 Ameritas Advisory Services, LLC 0.17% of their portfolio Lincoln, NE 112,181112.2k $4.3m $4.3m 0.17% Reduced -5.7k -5,709
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 107,476107.5k $4.1m $4.1m 0.01% Reduced -821 -821
28 Cable Hill Partners, LLC 0.39% of their portfolio PORTLAND, OR 107,029107.0k $4.0m $4.0m 0.39% Added +2.8k +2,770
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 101,123101.1k $3.9m $3.9m 0.01% Reduced -3.1k -3,132
30 BSW Wealth Partners 0.57% of their portfolio BOULDER, CO 97,61497.6k $3.7m $3.7m 0.57% Reduced -8.7k -8,711
31 Financial Connections Group, Inc. 1.06% of their portfolio CORTE MADERA, CA 95,00295.0k $2.4m $2.4m 1.06% Added +84.9k +84,858
32 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 85,18485.2k $3.3m $3.3m 0.00% Reduced -5.8k -5,755
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 80,22880.2k $3.1m $3.1m 0.00% Added +11.3k +11,343
34 Rossby Financial, LCC 1.28% of their portfolio MELBOURNE, FL 79,69879.7k $3.0m $3.0m 1.28% Added +6.6k +6,606
35 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 77,76477.8k $3.0m $3.0m 0.03% Added +19.7k +19,746
36 Palisades Hudson Asset Management, L.P. 1.34% of their portfolio FORT LAUDERDALE, FL 77,25577.3k $3.0m $3.0m 1.34% Added +4.4k +4,351
37 Clarity Wealth Development LLC 2.97% of their portfolio Corvallis, OR 71,24071.2k $2.7m $2.7m 2.97% Reduced -1.8k -1,755
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 66,45366.5k $2.5m $2.5m 0.00% Reduced -27.2k -27,246
39 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 66,39066.4k $2.5m $2.5m 0.08% Reduced -34.6k -34,624
40 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 65,85065.8k $2.5m $2.5m 0.00% Added +9.3k +9,318
41 Corundum Group, Inc. 1.11% of their portfolio COLORADO SPRINGS, CO 60,50760.5k $2.3m $2.3m 1.11% Added +227 +227
42 ST GERMAIN D J CO INC 0.11% of their portfolio SPRINGFIELD, MA 60,48060.5k $2.3m $2.3m 0.11% Added +12.2k +12,176
43 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 60,43060.4k $2.3m $2.3m 0.03% Reduced -2.6k -2,565
44 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 60,32760.3k $2.3m $2.3m 0.01% Reduced -2.8k -2,802
45 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 58,85858.9k $2.7m $2.7m 0.01% Reduced -62.0k -62,001
46 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 58,62158.6k $2.2m $2.2m 0.03% Added +1.4k +1,441
47 LongView Asset Management LLC 1.90% of their portfolio SANTA FE, NM 57,89657.9k $2.2m $2.2m 1.90% Added +12.3k +12,327
48 Stonehearth Capital Management, LLC 0.88% of their portfolio DANVERS, MA 55,46655.5k $2.1m $2.1m 0.88% Reduced -848 -848
49 GeoWealth Management, LLC 0.09% of their portfolio CHICAGO, IL 55,26055.3k $2.1m $2.1m 0.09% Reduced -17.0k -16,952
50 Arlington Financial Advisors, LLC 0.36% of their portfolio SANTA BARBARA, CA 53,91353.9k $2.1m $2.1m 0.36% Reduced -494 -494
51 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 53,30953.3k $2.0m $2.0m 0.03% Reduced -45 -45
52 CGC Financial Services, LLC 0.79% of their portfolio LAKE OSWEGO, OR 52,40052.4k $2.0m $2.0m 0.79% Added +985 +985
53 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 50,40650.4k $1.9m $1.9m 0.00% Reduced -46.0k -46,000
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,86948.9k $1.9m $1.9m 0.00% Added +1.4k +1,386
55 SilverOak Wealth Management LLC 0.40% of their portfolio Edina, MN 48,72648.7k $1.9m $1.9m 0.40% Added +280 +280
56 SK Wealth Management, LLC 0.88% of their portfolio PROVIDENCE, RI 46,71046.7k $1.6m $1.6m 0.88% Reduced -3.6k -3,558
57 WHITTIER TRUST CO OF NEVADA INC 0.04% of their portfolio RENO, NV 45,03245.0k $1.7m $1.7m 0.04% Reduced -127 -127
58 Brio Consultants, LLC 0.26% of their portfolio SAN FRANCISCO, CA 43,18643.2k $1.7m $1.7m 0.26% Reduced -1.1k -1,068
59 SageView Advisory Group, LLC 0.07% of their portfolio Newport Beach, CA 42,62642.6k $1.6m $1.6m 0.07% Reduced -24.8k -24,778
60 Wescott Financial Advisory Group, LLC 0.17% of their portfolio Philadelphia, PA 42,35742.4k $1.6m $1.6m 0.17% Added +1.1k +1,096
61 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 41,89841.9k $1.6m $1.6m 0.00% Unchanged
62 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 41,55841.6k $1.6m $1.6m 0.01% Added +138 +138
63 IMPACTfolio, LLC 0.84% of their portfolio DENVER, CO 41,51341.5k $1.6m $1.6m 0.84% Reduced -7.9k -7,947
64 VICUS CAPITAL 0.14% of their portfolio STATE COLLEGE, PA 39,64739.6k $1.5m $1.5m 0.14% Reduced -723 -723
65 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 38,73438.7k $1.5m $1.5m 0.01% Reduced -492 -492
66 XY Planning Network, Inc. 0.97% of their portfolio BOZEMAN, MT 38,07938.1k $1.5m $1.5m 0.97% Reduced -186 -186
67 Westfuller Advisors, LLC 0.90% of their portfolio New York, NY 35,04835.0k $1.3m $1.3m 0.90% Added +1.2k +1,160
68 WealthShield Partners, LLC 0.17% of their portfolio CARY, NC 34,79634.8k $1.3m $1.3m 0.17% Added +185 +185
69 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 33,27133.3k $1.3m $1.3m 0.02% Added +568 +568
70 Stewardship Advisors, LLC 0.33% of their portfolio MOUNT JOY, PA 31,45931.5k $1.2m $1.2m 0.33% New
71 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 31,29031.3k $1.2m $1.2m 0.03% Reduced -448 -448
72 Klaas Financial Asset Advisors, LLC 0.21% of their portfolio LOVES PARK, IL 31,14731.1k $1.2m $1.2m 0.21% Added +4.2k +4,175
73 Revolve Wealth Partners, LLC 0.17% of their portfolio Hackensack, NJ 30,42430.4k $1.2m $1.2m 0.17% Added +3.2k +3,154
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,31330.3k $1.2m $1.2m 0.00% New
75 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 29,97230.0k $1.2m $1.2m 0.01% Added +14.2k +14,202
76 Pioneer Wealth Management Group 0.49% of their portfolio AUSTIN, TX 29,65629.7k $1.1m $1.1m 0.49% First filing
77 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 27,72427.7k $1.1m $1.1m 0.00% Unchanged
78 FINANCIAL COUNSELORS INC 0.02% of their portfolio Overland Park, KS 27,68527.7k $1.1m $1.1m 0.02% New
79 Equita Financial Network, Inc. 0.36% of their portfolio FORT WASHINGTON, PA 27,24127.2k $1.0m $1.0m 0.36% Added +2.3k +2,340
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,55725.6k $979.9k $979.9k 0.00% Reduced -23.0k -23,019
81 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 25,17225.2k $965.1k $965.1k 0.03% Added +18.2k +18,208
82 US FINANCIAL ADVISORS, LLC 0.26% of their portfolio BRAINTREE, MA 23,18123.2k $888.8k $888.8k 0.26% Added +967 +967
83 Neumann Capital Management, LLC 0.30% of their portfolio FOSTER CITY, CA 22,75922.8k $872.6k $872.6k 0.30% Added +975 +975
84 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 22,73622.7k $871.7k $871.7k 0.02% Added +14.7k +14,674
85 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 22,59722.6k $866.4k $866.4k 0.03% Added +5.3k +5,350
86 Addison Advisors LLC 0.24% of their portfolio MIDDLEBURY, VT 22,56522.6k $865.1k $865.1k 0.24% Unchanged
87 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 21,02321.0k $806.0k $806.0k 0.02% Added +74 +74
88 Freedom Investment Management, Inc. 0.07% of their portfolio SOUTH WINDSOR, CT 20,88320.9k $800.6k $800.6k 0.07% Added +3.0k +2,988
89 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 20,37920.4k $781.3k $781.3k 0.01% Reduced -400 -400
90 Relyea Zuckerberg Hanson LLC 0.10% of their portfolio STAMFORD, CT 19,88219.9k $762.3k $762.3k 0.10% Reduced -389 -389
91 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 19,53319.5k $748.9k $748.9k 0.01% Unchanged
92 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 19,21119.2k $736.5k $736.5k 0.01% Reduced -6.5k -6,547
93 RVW Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 18,92118.9k $725.4k $725.4k 0.07% Reduced -4.9k -4,932
94 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,79118.8k $720.7k $720.7k 0.00% Reduced -5.5k -5,547
95 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 18,79118.8k $720.4k $720.4k 0.15% Reduced -967 -967
96 SGL Investment Advisors, Inc. 0.37% of their portfolio MISSOULA, MT 18,36918.4k $714.6k $714.6k 0.37% Added +1.4k +1,381
97 Painted Porch Advisors LLC 0.29% of their portfolio SANTA BARBARA, CA 18,15118.2k $695.9k $695.9k 0.29% Added +1.0k +1,014
98 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 17,37217.4k $644.7k $644.7k 0.02% Added +4.8k +4,843
99 RTD Financial Advisors, Inc. 0.09% of their portfolio Philadelphia, PA 17,26317.3k $661.9k $661.9k 0.09% Added +694 +694
100 Laurel Wealth Planning LLC 0.44% of their portfolio EDINA, MN 17,12817.1k $656.7k $656.7k 0.44% Reduced -2.6k -2,564