Vault-13

NUSHARES ETF TR NUMV

NUVEEN ESG MIDVL · ETP · CUSIP 67092P508

133 institutional holders +6 vs Q4 2025
8,418,4708.4m shares reported held*
$326.2mreported value*
11 new 48 added 38 reduced 7 sold out net sold ≈ $49.5m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($112.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.75.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 107Q1 23: 110Q2 23: 106Q3 23: 102Q4 23: 117Q1 24: 113Q2 24: 116Q3 24: 117Q4 24: 127Q1 25: 130Q2 25: 127Q3 25: 127Q4 25: 127Q1 26: 133133Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022101
Q4 2022107
Q1 2023110
Q2 2023106
Q3 2023102
Q4 2023117
Q1 2024113
Q2 2024116
Q3 2024117
Q4 2024127
Q1 2025130
Q2 2025127
Q3 2025127
Q4 2025127
Q1 2026133

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 51 bought or addedQ2 24: 45 cut or sold outQ3 24: 49 bought or addedQ3 24: 48 cut or sold outQ3 24Q4 24: 65 bought or addedQ4 24: 44 cut or sold outQ1 25: 48 bought or addedQ1 25: 56 cut or sold outQ1 25Q2 25: 47 bought or addedQ2 25: 47 cut or sold outQ3 25: 48 bought or addedQ3 25: 49 cut or sold outQ3 25Q4 25: 64 bought or addedQ4 25: 42 cut or sold outQ1 26: 59 bought or addedQ1 26: 45 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20245145
Q3 20244948
Q4 20246544
Q1 20254856
Q2 20254747
Q3 20254849
Q4 20256442
Q1 20265945

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +56,480+56.5k
GOLDMAN SACHS GROUP INC New +45,095+45.1k
&PARTNERS Added +31,629+31.6k
JONES FINANCIAL COMPANIES LLLP Added +31,198+31.2k
WELLS FARGO & COMPANY/MN Added +29,557+29.6k
Abacus Wealth Partners, LLC Added +24,325+24.3k
ROYAL BANK OF CANADA Added +23,603+23.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +14,526+14.5k
Bank of New York Mellon Corp Added +14,475+14.5k
Tower Research Capital LLC (TRC) New +13,307+13.3k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -911,763-911.8k
LPL Financial LLC Reduced -436,134-436.1k
RAYMOND JAMES FINANCIAL INC Reduced -151,017-151.0k
MORGAN STANLEY Reduced -45,259-45.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -27,711-27.7k
Corient Private Wealth LP Reduced -12,918-12.9k
RMG Wealth Management LLC Sold out -11,818-11.8k
Fifth Third Wealth Advisors LLC Sold out -11,510-11.5k
Evergreen Private Wealth LLC Sold out -8,407-8.4k
WHITTIER TRUST CO Reduced -7,500-7.5k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,422,9881.4m $55.2m $55.2m 0.00% Reduced -45.3k -45,259
2 Abacus Wealth Partners, LLC 3.58% of their portfolio SANTA MONICA, CA 1,012,6951.0m $39.2m $39.2m 3.58% Added +24.3k +24,325
3 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.13% of their portfolio CHARLOTTE, NC 870,175870.2k $33.7m $33.7m 0.13% First filing
4 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 588,034588.0k $22.8m $22.8m 0.00% Added +14.5k +14,475
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 561,111561.1k $21.8m $21.8m 0.00% Added +23.6k +23,603
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 387,285387.3k $15.0m $15.0m 0.00% Reduced -151.0k -151,017
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 285,944285.9k $11.1m $11.1m 0.00% Reduced -5.6k -5,634
8 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.18% of their portfolio Seattle, WA 267,291267.3k $10.4m $10.4m 0.18% Reduced -4.6k -4,571
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 264,743264.7k $10.3m $10.3m 0.00% Added +2.1k +2,127
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 190,203190.2k $7.4m $7.4m 0.00% Added +29.6k +29,557
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 180,297180.3k $7.0m $7.0m 0.01% Added +14.5k +14,526
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 177,246177.2k $6.9m $6.9m 0.00% Added +56.5k +56,480
13 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 167,001167.0k $6.3m $6.3m 0.00% Added +31.2k +31,198
14 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 165,825165.8k $6.4m $6.4m 0.03% Added +8.7k +8,671
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 153,607153.6k $6.0m $6.0m 0.00% Reduced -436.1k -436,134
16 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 108,909108.9k $4.2m $4.2m 0.01% Added +9.0k +8,963
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 100,641100.6k $3.9m $3.9m 0.00% Unchanged
18 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 91,74991.7k $3.6m $3.6m 0.02% Added +31.6k +31,629
19 Fiduciary Trust Co 0.04% of their portfolio Boston, MA 81,67081.7k $3.2m $3.2m 0.04% Unchanged
20 Invera Wealth Advisors, LLC 1.45% of their portfolio BEND, OR 58,15358.2k $2.3m $2.3m 1.45% Reduced -1.4k -1,360
21 WCG Wealth Advisors LLC 0.06% of their portfolio LAS VEGAS, NV 57,35057.4k $2.2m $2.2m 0.06% Added +1.2k +1,239
22 CANANDAIGUA NATIONAL CORP 0.16% of their portfolio CANANDAIGUA, NY 47,24347.2k $1.8m $1.8m 0.16% First filing
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,09545.1k $1.7m $1.7m 0.00% New
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,87443.9k $1.7m $1.7m 0.00% Added +3.1k +3,081
25 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 43,16443.2k $1.7m $1.7m 0.00% Added +12.5k +12,541
26 Mariner, LLC 0.00% of their portfolio Overland Park, KS 43,07443.1k $1.7m $1.7m 0.00% Added +5.1k +5,135
27 Opes Wealth Management LLC 0.25% of their portfolio MENLO PARK, CA 38,34538.3k $1.5m $1.5m 0.25% Added +100 +100
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 35,14935.1k $1.3m $1.3m 0.00% Reduced -3.2k -3,218
29 REGATTA CAPITAL GROUP, LLC 0.20% of their portfolio EL SEGUNDO, CA 34,51034.5k $1.3m $1.3m 0.20% Added +2.7k +2,741
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,70930.7k $1.2m $1.2m 0.00% Added +826 +826
31 rebel Financial LLC 0.50% of their portfolio GROVEPORT, OH 29,76929.8k $1.2m $1.2m 0.50% Added +1.4k +1,368
32 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 29,48629.5k $1.1m $1.1m 0.00% Added +916 +916
33 Revolve Wealth Partners, LLC 0.15% of their portfolio Hackensack, NJ 29,05529.1k $1.1m $1.1m 0.15% Added +76 +76
34 Heritage Wealth Advisors 0.04% of their portfolio RICHMOND, VA 26,85426.9k $1.0m $1.0m 0.04% Added +935 +935
35 TIAA TRUST, NATIONAL ASSOCIATION 0.06% of their portfolio CHARLOTTE, NC 26,70426.7k $1.0m $1.0m 0.06% Reduced -911.8k -911,763
36 WealthShield Partners, LLC 0.10% of their portfolio CARY, NC 23,48423.5k $910.5k $910.5k 0.10% Added +1.9k +1,902
37 RTD Financial Advisors, Inc. 0.10% of their portfolio Philadelphia, PA 21,86021.9k $847.5k $847.5k 0.10% Reduced -29 -29
38 CENTRAL TRUST Co 0.02% of their portfolio JEFFERSON CITY, MO 20,43620.4k $792.3k $792.3k 0.02% Added +3.5k +3,533
39 Addison Advisors LLC 0.17% of their portfolio MIDDLEBURY, VT 19,61919.6k $760.6k $760.6k 0.17% Added +260 +260
40 Parkside Financial Bank & Trust 0.06% of their portfolio SAINT LOUIS, MO 19,18019.2k $743.6k $743.6k 0.06% Unchanged
41 Fingerlakes Wealth Management, Inc. 0.49% of their portfolio ITHACA, NY 19,13419.1k $741.8k $741.8k 0.49% Added +167 +167
42 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,84318.8k $730.5k $730.5k 0.00% Reduced -552 -552
43 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,70218.7k $725.1k $725.1k 0.00% Reduced -1.7k -1,688
44 Carson Advisory Inc. 0.36% of their portfolio ATHENS, GA 18,07018.1k $700.6k $700.6k 0.36% Reduced -900 -900
45 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 18,00718.0k $698.1k $698.1k 0.01% Unchanged
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,85717.9k $692.4k $692.4k 0.00% Reduced -2.7k -2,670
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,37917.4k $673.8k $673.8k 0.00% Reduced -166 -166
48 RVW Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 17,11317.1k $663.5k $663.5k 0.05% Reduced -69 -69
49 VICUS CAPITAL 0.05% of their portfolio STATE COLLEGE, PA 17,08317.1k $662.3k $662.3k 0.05% Reduced -660 -660
50 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 16,76816.8k $650.0k $650.0k 0.00% Reduced -1.2k -1,249
51 Neumann Capital Management, LLC 0.18% of their portfolio FOSTER CITY, CA 16,18016.2k $627.3k $627.3k 0.18% Added +250 +250
52 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 16,00016.0k $620.3k $620.3k 0.02% Unchanged
53 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 14,63614.6k $567.4k $567.4k 0.01% Added +500 +500
54 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,50313.5k $523.5k $523.5k 0.00% Added +911 +911
55 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 13,30713.3k $515.9k $515.9k 0.01% New
56 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 13,20513.2k $512.0k $512.0k 0.00% Added +1.8k +1,785
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,94012.9k $501.7k $501.7k 0.00% New
58 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,91812.9k $500.8k $500.8k 0.00% Reduced -12.9k -12,918
59 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,72312.7k $493.3k $493.3k 0.00% Added +1.2k +1,220
60 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,16312.2k $472.0k $472.0k 0.00% Added +133 +133
61 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 11,93111.9k $462.6k $462.6k 0.00% Reduced -1.0k -1,006
62 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 11,63211.6k $451.0k $451.0k 0.02% New
63 Stratos Investment Management, LLC 0.02% of their portfolio BEACHWOOD, OH 11,45011.4k $443.9k $443.9k 0.02% Unchanged
64 Betterment LLC 0.00% of their portfolio NEW YORK, NY 11,42211.4k $443.0k $443.0k 0.00% Added +250 +250
65 Private Wealth Management Group, LLC 0.11% of their portfolio PRINCETON, NJ 10,72710.7k $415.9k $415.9k 0.11% Added +231 +231
66 Simmons Bank 0.03% of their portfolio Pine Bluff, AR 10,64310.6k $412.6k $412.6k 0.03% Reduced -37 -37
67 Trust Co 0.04% of their portfolio MANHATTAN, KS 10,27610.3k $398.4k $398.4k 0.04% Reduced -512 -512
68 LexAurum Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 10,00110.0k $387.7k $387.7k 0.05% First filing
69 Cornerstone Financial Management LLC 0.33% of their portfolio BURLINGTON, MA 9,3889.4k $364.0k $364.0k 0.33% Reduced -890 -890
70 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 9,2999.3k $360.5k $360.5k 0.01% Added +33 +33
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 9,1449.1k $354.5k $354.5k 0.00% Reduced -178 -178
72 Bragg Financial Advisors, Inc 0.01% of their portfolio CHARLOTTE, NC 9,0499.0k $350.8k $350.8k 0.01% Added +438 +438
73 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 8,9729.0k $348.0k $348.0k 0.01% New
74 Falcon Wealth Planning 0.02% of their portfolio Ontario, CA 8,8288.8k $342.3k $342.3k 0.02% Reduced -201 -201
75 CX Institutional 0.01% of their portfolio AUBURN, IN 8,6078.6k $334.0k $334.0k 0.01% Added +46 +46
76 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 8,3068.3k $322.0k $322.0k 0.00% Unchanged
77 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7,9387.9k $307.8k $307.8k 0.00% Added +512 +512
78 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 7,9007.9k $306.3k $306.3k 0.00% Unchanged
79 Investor's Fiduciary Advisor Network, LLC 0.08% of their portfolio SNOQUALMIE, WA 7,0517.1k $273.0k $273.0k 0.08% Reduced -702 -702
80 McAdam, LLC 0.01% of their portfolio Philadelphia, PA 6,8966.9k $267.3k $267.3k 0.01% Added +5 +5
81 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 6,6886.7k $259.3k $259.3k 0.01% Reduced -4.3k -4,335
82 Ipsen Advisor Group LLC 0.18% of their portfolio LITTLE ROCK, AR 6,6526.7k $257.9k $257.9k 0.18% Added +381 +381
83 SIGNET FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio PARSIPPANY, NJ 6,2806.3k $243.5k $243.5k 0.03% Unchanged
84 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 6,2806.3k $243.5k $243.5k 0.00% New
85 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 5,8605.9k $227.2k $227.2k 0.00% Unchanged
86 STAGE HARBOR FINANCIAL, LLC 0.15% of their portfolio WESTWOOD, MA 5,7555.8k $223.1k $223.1k 0.15% Unchanged
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,7235.7k $221.9k $221.9k 0.00% Added +381 +381
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,6655.7k $221.7k $221.7k 0.00% Reduced -2.5k -2,467
89 Joel Adams & Associates, Inc. 0.16% of their portfolio ASHEVILLE, NC 5,4275.4k $210.4k $210.4k 0.16% Reduced -1.9k -1,930
90 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,4255.4k $210.0k $210.0k 0.00% Reduced -2.8k -2,843
91 ABOUND FINANCIAL, LLC 0.09% of their portfolio GRANITE BAY, CA 5,4185.4k $210.0k $210.0k 0.09% Reduced -1.6k -1,646
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,2255.2k $202.6k $202.6k 0.00% Reduced -27.7k -27,711
93 VestGen Advisors, LLC 0.01% of their portfolio CHICAGO, IL 5,0735.1k $211.1k $211.1k 0.01% Reduced -1.7k -1,701
94 BLUELINE ADVISORS LLC 0.15% of their portfolio EXETER, NH 4,9364.9k $191.4k $191.4k 0.15% Added +3.1k +3,079
95 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,6684.7k $182.0k $182.0k 0.00% Reduced -908 -908
96 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,3863.4k $131.3k $131.3k 0.00% Added +1.5k +1,473
97 MARSHALL INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio LITTLETON, CO 2,5982.6k $100.7k $100.7k 0.05% New
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4332.4k $94.3k $94.3k 0.00% Reduced -139 -139
99 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 2,3062.3k $90.8k $90.8k 0.00% Reduced -7.5k -7,500
100 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 2,2202.2k $86.1k $86.1k 0.00% New