Vault-13

NUSHARES ETF TR NUMG

NUVEEN ESG MIDCP · ETP · CUSIP 67092P409

132 institutional holders -5 vs Q1 2025
6,965,8017.0m shares reported held*
$337.7mreported value*
11 new 36 added 49 reduced 17 sold out net bought ≈ $14.1m (+289.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.47.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 107Q1 23: 106Q2 23: 114Q3 23: 117Q4 23: 133Q1 24: 125Q2 24: 122Q3 24: 124Q4 24: 139Q1 25: 137Q2 25: 132132Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022106
Q4 2022107
Q1 2023106
Q2 2023114
Q3 2023117
Q4 2023133
Q1 2024125
Q2 2024122
Q3 2024124
Q4 2024139
Q1 2025137
Q2 2025132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 53 bought or addedQ3 23: 47 cut or sold outQ4 23: 55 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 60 bought or addedQ1 24: 55 cut or sold outQ2 24: 57 bought or addedQ2 24: 56 cut or sold outQ2 24Q3 24: 55 bought or addedQ3 24: 51 cut or sold outQ4 24: 47 bought or addedQ4 24: 65 cut or sold outQ4 24Q1 25: 60 bought or addedQ1 25: 65 cut or sold outQ2 25: 47 bought or addedQ2 25: 66 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20235347
Q4 20235556
Q1 20246055
Q2 20245756
Q3 20245551
Q4 20244765
Q1 20256065
Q2 20254766

Biggest buyers

ROYAL BANK OF CANADA Added +508,694+508.7k
AMERIPRISE FINANCIAL INC Added +63,029+63.0k
LPL Financial LLC Added +41,898+41.9k
Bank of New York Mellon Corp Added +25,569+25.6k
UBS Group AG Added +16,823+16.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +16,819+16.8k
Cerity Partners LLC New +16,031+16.0k
BANK OF AMERICA CORP /DE/ Added +15,602+15.6k
MORGAN STANLEY Added +14,038+14.0k
FLOW TRADERS U.S. LLC New +13,048+13.0k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -104,046-104.0k
AlTi Global, Inc. Reduced -90,369-90.4k
LFA - Lugano Financial Advisors SA Sold out -46,520-46.5k
Virtu Financial LLC Sold out -44,629-44.6k
OLD MISSION CAPITAL LLC Sold out -39,301-39.3k
Cetera Investment Advisers Reduced -17,106-17.1k
Tower Research Capital LLC (TRC) Reduced -16,366-16.4k
IAG Wealth Partners, LLC Reduced -14,121-14.1k
Cook Wealth, LLC Sold out -13,820-13.8k
Ameritas Advisory Services, LLC Reduced -13,002-13.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,109,2711.1m $53.7m $53.7m 0.00% Added +14.0k +14,038
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,033,1641.0m $50.1m $50.1m 0.00% Added +508.7k +508,694
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 790,108790.1k $38.3m $38.3m 0.01% Added +3.1k +3,096
4 TIAA TRUST, NATIONAL ASSOCIATION 0.06% of their portfolio CHARLOTTE, NC 498,599498.6k $24.2m $24.2m 0.06% Reduced -104.0k -104,046
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 472,802472.8k $22.9m $22.9m 0.01% Added +41.9k +41,898
6 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 382,679382.7k $18.5m $18.5m 0.00% Added +25.6k +25,569
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 347,720347.7k $16.8m $16.8m 0.00% Added +15.6k +15,602
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 268,035268.0k $13.0m $13.0m 0.00% Added +63.0k +63,029
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 224,357224.4k $10.9m $10.9m 0.00% Added +16.8k +16,823
10 AlTi Global, Inc. 0.19% of their portfolio NEW YORK, NY 157,208157.2k $7.6m $7.6m 0.19% Reduced -90.4k -90,369
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 142,475142.5k $6.9m $6.9m 0.01% Added +16.8k +16,819
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 104,906104.9k $5.1m $5.1m 0.00% Reduced -1.4k -1,395
13 Ameritas Advisory Services, LLC 0.24% of their portfolio Lincoln, NE 94,70394.7k $4.6m $4.6m 0.24% Reduced -13.0k -13,002
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 81,03281.0k $3.9m $3.9m 0.01% Reduced -17.1k -17,106
15 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 77,49677.5k $3.8m $3.8m 0.00% Reduced -14 -14
16 Fiduciary Trust Co 0.04% of their portfolio Boston, MA 63,30363.3k $3.1m $3.1m 0.04% Unchanged
17 WHITTIER TRUST CO 0.04% of their portfolio SOUTH PASADENA, CA 62,62362.6k $3.0m $3.0m 0.04% Reduced -6.4k -6,414
18 WHITTIER TRUST CO OF NEVADA INC 0.07% of their portfolio RENO, NV 61,49161.5k $3.0m $3.0m 0.07% Reduced -940 -940
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,43757.4k $2.8m $2.8m 0.00% Reduced -18 -18
20 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 55,01055.0k $2.6m $2.6m 0.00% Added +4.9k +4,941
21 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 39,78939.8k $1.9m $1.9m 0.00% Reduced -5.2k -5,245
22 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 37,70437.7k $1.8m $1.8m 0.02% Added +2.0k +2,034
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 37,52137.5k $1.8m $1.8m 0.00% Added +252 +252
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,93933.9k $1.6m $1.6m 0.00% Reduced -7.4k -7,428
25 WCG Wealth Advisors LLC 0.08% of their portfolio LAS VEGAS, NV 26,88526.9k $1.3m $1.3m 0.08% Reduced -859 -859
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,36925.4k $1.2m $1.2m 0.00% Reduced -4.5k -4,452
27 Revolve Wealth Partners, LLC 0.15% of their portfolio Hackensack, NJ 24,48224.5k $1.2m $1.2m 0.15% Added +747 +747
28 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 22,80022.8k $1.1m $1.1m 0.03% Reduced -5.4k -5,351
29 VICUS CAPITAL 0.09% of their portfolio STATE COLLEGE, PA 22,26722.3k $1.1m $1.1m 0.09% Added +41 +41
30 rebel Financial LLC 0.49% of their portfolio GROVEPORT, OH 22,01022.0k $1.1m $1.1m 0.49% First filing
31 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 20,03420.0k $970.6k $970.6k 0.01% Reduced -2.3k -2,315
32 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 18,27018.3k $885.2k $885.2k 0.00% Reduced -4.4k -4,361
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,57117.6k $862.2k $862.2k 0.00% Added +11.2k +11,249
34 IAG Wealth Partners, LLC 0.11% of their portfolio WAUKESHA, WI 17,41217.4k $843.6k $843.6k 0.11% Reduced -14.1k -14,121
35 SK Wealth Management, LLC 0.37% of their portfolio PROVIDENCE, RI 17,37017.4k $845.8k $845.8k 0.37% Reduced -2.5k -2,496
36 High Note Wealth, LLC 0.19% of their portfolio DEEPHAVEN, MN 16,77516.8k $812.7k $812.7k 0.19% Reduced -447 -447
37 WealthShield Partners, LLC 0.10% of their portfolio CARY, NC 16,29916.3k $789.7k $789.7k 0.10% Reduced -2.9k -2,880
38 RTD Financial Advisors, Inc. 0.10% of their portfolio Philadelphia, PA 16,29116.3k $789.3k $789.3k 0.10% Reduced -4.7k -4,722
39 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 16,03116.0k $780.6k $780.6k 0.00% New
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,65915.7k $758.7k $758.7k 0.00% Added +921 +921
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,69914.7k $712.2k $712.2k 0.00% Reduced -4.0k -4,039
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,84413.8k $671.0k $671.0k 0.00% Reduced -799 -799
43 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 13,04813.0k $632.0k $632.0k 0.02% New
44 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 12,20012.2k $591.1k $591.1k 0.00% Added +200 +200
45 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 12,05012.1k $595.4k $595.4k 0.02% Unchanged
46 Institute for Wealth Management, LLC. 0.06% of their portfolio DENVER, CO 11,95112.0k $579.0k $579.0k 0.06% Added +3.4k +3,407
47 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 11,50011.5k $557.2k $557.2k 0.01% Unchanged
48 Neumann Capital Management, LLC 0.17% of their portfolio FOSTER CITY, CA 11,18011.2k $541.7k $541.7k 0.17% Unchanged
49 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,08911.1k $537.2k $537.2k 0.00% Added +5.8k +5,768
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,03111.0k $534.4k $534.4k 0.00% Reduced -9.1k -9,140
51 CANANDAIGUA NATIONAL BANK & TRUST CO 0.05% of their portfolio CANANDAIGUA, NY 10,24410.2k $496.3k $496.3k 0.05% Added +2.8k +2,772
52 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 10,20710.2k $494.5k $494.5k 0.01% Added +1.7k +1,674
53 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,4819.5k $459.4k $459.4k 0.00% Added +41 +41
54 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 9,3929.4k $455.0k $455.0k 0.05% Unchanged
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,9819.0k $435.1k $435.1k 0.00% Reduced -485 -485
56 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,7958.8k $426.1k $426.1k 0.01% Reduced -147 -147
57 Fingerlakes Wealth Management, Inc. 0.32% of their portfolio ITHACA, NY 8,7578.8k $424.3k $424.3k 0.32% Added +1.4k +1,414
58 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 8,5338.5k $413.0k $413.0k 0.00% Reduced -2.0k -1,985
59 Simmons Bank 0.03% of their portfolio Pine Bluff, AR 8,3288.3k $403.5k $403.5k 0.03% Reduced -200 -200
60 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 8,2658.3k $400.4k $400.4k 0.00% Added +2.9k +2,850
61 Petros Family Wealth, LLC 0.36% of their portfolio BLOOMINGTON, MN 8,0568.1k $390.3k $390.3k 0.36% New
62 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,0018.0k $388.0k $388.0k 0.00% Added +4.4k +4,360
63 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,7457.7k $380.1k $380.1k 0.01% Reduced -1.2k -1,194
64 SOA Wealth Advisors, LLC. 0.07% of their portfolio NEW YORK, NY 7,7237.7k $374.2k $374.2k 0.07% Reduced -7.4k -7,352
65 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 7,3697.4k $357.0k $357.0k 0.01% Reduced -544 -544
66 McClarren Financial Advisors, Inc. 0.23% of their portfolio STATE COLLEGE, PA 7,3147.3k $354.4k $354.4k 0.23% Added +1.6k +1,624
67 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 7,3107.3k $354.2k $354.2k 0.03% Reduced -204 -204
68 Evergreen Private Wealth LLC 0.15% of their portfolio GREENWOOD VILLAGE, CO 7,2977.3k $353.6k $353.6k 0.15% Reduced -1.3k -1,333
69 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 7,1657.2k $347.1k $347.1k 0.01% New
70 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 7,1497.1k $346.4k $346.4k 0.00% Added +602 +602
71 LongView Asset Management LLC 0.23% of their portfolio SANTA FE, NM 6,3206.3k $306.2k $306.2k 0.23% Reduced -787 -787
72 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 6,2766.3k $304.1k $304.1k 0.00% Unchanged
73 Golden State Wealth Management, LLC 0.04% of their portfolio SANTA ANA, CA 6,1936.2k $300.0k $300.0k 0.04% Reduced -182 -182
74 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 6,1386.1k $297.4k $297.4k 0.01% Added +899 +899
75 Trust Co 0.03% of their portfolio MANHATTAN, KS 5,8455.8k $283.2k $283.2k 0.03% Reduced -553 -553
76 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,4125.4k $262.0k $262.0k 0.00% Added +608 +608
77 AIRE ADVISORS, LLC 0.05% of their portfolio BEVERLY HILLS, CA 5,4095.4k $262.0k $262.0k 0.05% Unchanged
78 Bragg Financial Advisors, Inc 0.01% of their portfolio CHARLOTTE, NC 5,3585.4k $259.6k $259.6k 0.01% Added +306 +306
79 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 5,0305.0k $243.7k $243.7k 0.00% New
80 Arkos Global Advisors 0.03% of their portfolio HOUSTON, TX 4,8044.8k $233.0k $233.0k 0.03% Reduced -177 -177
81 PFG Advisors 0.01% of their portfolio Phoenix, AZ 4,7964.8k $232.3k $232.3k 0.01% Reduced -81 -81
82 CX Institutional 0.01% of their portfolio AUBURN, IN 4,7514.8k $230.0k $230.0k 0.01% Reduced -298 -298
83 McAdam, LLC 0.01% of their portfolio Philadelphia, PA 4,7504.8k $230.1k $230.1k 0.01% New
84 Ipsen Advisor Group LLC 0.17% of their portfolio LITTLE ROCK, AR 4,5424.5k $220.1k $220.1k 0.17% Reduced -236 -236
85 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 4,5214.5k $219.0k $219.0k 0.01% New
86 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 4,3484.3k $210.7k $210.7k 0.00% New
87 Falcon Wealth Planning 0.02% of their portfolio Ontario, CA 4,3284.3k $209.7k $209.7k 0.02% New
88 Cornerstone Planning Group LLC 0.03% of their portfolio FAIRFIELD, NJ 3,4783.5k $167.3k $167.3k 0.03% Unchanged
89 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 3,1843.2k $154.3k $154.3k 0.00% New
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,0753.1k $149.0k $149.0k 0.00% Added +1.1k +1,089
91 Dunhill Financial, LLC 0.04% of their portfolio LONDON, X0 2,9953.0k $145.1k $145.1k 0.04% Added +32 +32
92 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,7602.8k $133.7k $133.7k 0.00% Unchanged
93 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 2,2422.2k $108.6k $108.6k 0.00% New
94 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,0802.1k $100.8k $100.8k 0.00% Reduced -4.2k -4,238
95 Harbor Asset Planning, Inc. 0.10% of their portfolio BELMONT, MA 2,0582.1k $99.7k $99.7k 0.10% First filing
96 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,9031.9k $92.2k $92.2k 0.00% Unchanged
97 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,6281.6k $78.9k $78.9k 0.00% Unchanged
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,5231.5k $73.8k $73.8k 0.00% Unchanged
99 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,4121.4k $68.4k $68.4k 0.00% Reduced -236 -236
100 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 1,3831.4k $67.0k $67.0k 0.00% Reduced -785 -785