Vault-13

NUSHARES ETF TR NUMG

NUVEEN ESG MIDCP · ETP · CUSIP 67092P409

122 institutional holders -3 vs Q1 2024
6,590,1746.6m shares reported held*
$275.5mreported value*
10 new 47 added 42 reduced 14 sold out net sold ≈ $68.3m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.81.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 107Q1 23: 106Q2 23: 114Q3 23: 117Q4 23: 133Q1 24: 125Q2 24: 122122Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022106
Q4 2022107
Q1 2023106
Q2 2023114
Q3 2023117
Q4 2023133
Q1 2024125
Q2 2024122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 59 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 45 cut or sold outQ2 23: 60 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 47 cut or sold outQ4 23: 55 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 60 bought or addedQ1 24: 55 cut or sold outQ2 24: 57 bought or addedQ2 24: 56 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225933
Q1 20234745
Q2 20236038
Q3 20235347
Q4 20235556
Q1 20246055
Q2 20245756

Biggest buyers

LPL Financial LLC Added +48,859+48.9k
BANK OF AMERICA CORP /DE/ Added +40,284+40.3k
ROYAL BANK OF CANADA Added +39,079+39.1k
JPMORGAN CHASE & CO Added +38,616+38.6k
CITADEL ADVISORS LLC New +36,942+36.9k
Raymond James Financial Services Advisors, Inc. Added +29,276+29.3k
OLD MISSION CAPITAL LLC New +23,164+23.2k
Bank of New York Mellon Corp Added +21,524+21.5k
AMERIPRISE FINANCIAL INC Added +21,134+21.1k
Virtu Financial LLC Added +16,021+16.0k

Biggest sellers

MORGAN STANLEY Reduced -1,700,614-1.7m
TIAA TRUST, NATIONAL ASSOCIATION Reduced -120,695-120.7k
UBS Group AG Reduced -33,111-33.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -16,488-16.5k
STIFEL FINANCIAL CORP Sold out -14,447-14.4k
FLOW TRADERS U.S. LLC Sold out -7,712-7.7k
McClarren Financial Advisors, Inc. Reduced -7,028-7.0k
Idaho Trust Co Sold out -6,832-6.8k
Fiduciary Trust Co Reduced -6,694-6.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,130-6.1k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 898,739898.7k $37.6m $37.6m 0.01% Added +7.3k +7,267
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 856,352856.4k $35.8m $35.8m 0.00% Reduced -1.7m -1,700,614
3 TIAA TRUST, NATIONAL ASSOCIATION 0.09% of their portfolio CHARLOTTE, NC 727,807727.8k $30.4m $30.4m 0.09% Reduced -120.7k -120,695
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 524,497524.5k $21.9m $21.9m 0.01% Added +39.1k +39,079
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 416,174416.2k $17.4m $17.4m 0.01% Added +48.9k +48,859
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 311,791311.8k $13.0m $13.0m 0.00% Added +40.3k +40,284
7 AlTi Global, Inc. 0.28% of their portfolio NEW YORK, NY 252,973253.0k $10.6m $10.6m 0.28% Added +351 +351
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 250,020250.0k $10.5m $10.5m 0.00% Added +21.1k +21,134
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 205,542205.5k $8.6m $8.6m 0.00% Reduced -33.1k -33,111
10 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 167,303167.3k $7.0m $7.0m 0.00% Added +21.5k +21,524
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 122,066122.1k $5.1m $5.1m 0.01% Reduced -6.1k -6,130
12 Ameritas Advisory Services, LLC 0.16% of their portfolio Lincoln, NE 104,015104.0k $4.3m $4.3m 0.16% Added +3.1k +3,061
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 94,56494.6k $4.0m $4.0m 0.01% Added +29.3k +29,276
14 WHITTIER TRUST CO 0.05% of their portfolio SOUTH PASADENA, CA 90,39690.4k $3.8m $3.8m 0.05% Reduced -3.0k -2,975
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 88,16288.2k $3.7m $3.7m 0.00% Added +38.6k +38,616
16 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 87,28887.3k $3.6m $3.6m 0.01% Added +1.2k +1,207
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 81,79381.8k $3.4m $3.4m 0.00% Reduced -5.0k -4,950
18 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 64,60464.6k $2.7m $2.7m 0.02% Added +2.2k +2,167
19 Fiduciary Trust Co 0.04% of their portfolio Boston, MA 63,07363.1k $2.6m $2.6m 0.04% Reduced -6.7k -6,694
20 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 61,89061.9k $2.6m $2.6m 0.02% Added +263 +263
21 WHITTIER TRUST CO OF NEVADA INC 0.07% of their portfolio RENO, NV 59,03459.0k $2.5m $2.5m 0.07% Added +370 +370
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,99258.0k $2.4m $2.4m 0.00% Added +189 +189
23 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 47,97348.0k $2.0m $2.0m 0.02% Added +749 +749
24 LFA - Lugano Financial Advisors SA 1.48% of their portfolio LUGANO, V8 46,52046.5k $1.9m $1.9m 1.48% Reduced -5.4k -5,401
25 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 45,90645.9k $1.9m $1.9m 0.06% Reduced -5.2k -5,150
26 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 45,84045.8k $1.9m $1.9m 0.00% Reduced -1.2k -1,181
27 IAG Wealth Partners, LLC 0.32% of their portfolio WAUKESHA, WI 37,69637.7k $1.6m $1.6m 0.32% Reduced -2.9k -2,858
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,94236.9k $1.5m $1.5m 0.00% New
29 Olde Wealth Management, LLC 0.51% of their portfolio SAMMAMISH, WA 32,04632.0k $1.3m $1.3m 0.51% Added +195 +195
30 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 31,37631.4k $1.3m $1.3m 0.00% Added +2.7k +2,743
31 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 30,83030.8k $1.3m $1.3m 0.10% Added +1.2k +1,168
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 26,72426.7k $1.1m $1.1m 0.00% Added +2.3k +2,275
33 Virtu Financial LLC 0.08% of their portfolio New York, NY 26,63226.6k $1.1m $1.1m 0.08% Added +16.0k +16,021
34 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 26,58926.6k $1.1m $1.1m 0.01% Unchanged
35 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 23,16423.2k $968.5k $968.5k 0.03% New
36 VICUS CAPITAL 0.08% of their portfolio STATE COLLEGE, PA 21,29021.3k $890.1k $890.1k 0.08% Added +1.4k +1,394
37 Revolve Wealth Partners, LLC 0.14% of their portfolio Hackensack, NJ 20,42220.4k $853.8k $853.8k 0.14% Added +3.0k +2,994
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,23520.2k $846.1k $846.1k 0.00% Reduced -1.0k -1,000
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,95320.0k $834.2k $834.2k 0.00% Unchanged
40 Cook Wealth, LLC 0.44% of their portfolio RALEIGH, NC 19,85719.9k $822.9k $822.9k 0.44% Added +192 +192
41 High Note Wealth, LLC 0.25% of their portfolio DEEPHAVEN, MN 19,67819.7k $822.7k $822.7k 0.25% Reduced -1.5k -1,496
42 SOA Wealth Advisors, LLC. 0.14% of their portfolio NEW YORK, NY 17,04717.0k $712.7k $712.7k 0.14% Reduced -1.2k -1,174
43 WealthShield Partners, LLC 0.11% of their portfolio CARY, NC 16,75016.8k $700.3k $700.3k 0.11% Added +273 +273
44 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 16,69616.7k $698.1k $698.1k 0.01% Added +5.3k +5,333
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,81114.8k $619.3k $619.3k 0.00% Reduced -2.2k -2,160
46 US FINANCIAL ADVISORS, LLC 0.20% of their portfolio BRAINTREE, MA 14,35114.4k $600.0k $600.0k 0.20% Added +158 +158
47 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,99414.0k $585.1k $585.1k 0.01% Reduced -3.2k -3,200
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,23913.2k $554.0k $554.0k 0.00% Reduced -574 -574
49 RTD Financial Advisors, Inc. 0.07% of their portfolio Philadelphia, PA 13,17713.2k $550.9k $550.9k 0.07% Added +4.2k +4,191
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,89611.9k $497.4k $497.4k 0.00% Reduced -16.5k -16,488
51 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 11,61011.6k $485.4k $485.4k 0.01% Unchanged
52 BLB&B Advisors, LLC 0.03% of their portfolio MONTGOMERYVILLE, PA 11,58311.6k $484.3k $484.3k 0.03% Added +220 +220
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,61810.6k $445.0k $445.0k 0.00% Reduced -3.4k -3,401
54 Neumann Capital Management, LLC 0.15% of their portfolio FOSTER CITY, CA 10,58010.6k $442.4k $442.4k 0.15% Added +100 +100
55 Continuum Advisory, LLC 0.06% of their portfolio EAGLE, ID 9,7319.7k $406.8k $406.8k 0.06% Added +18 +18
56 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 9,5029.5k $397.3k $397.3k 0.01% Reduced -252 -252
57 Larson Financial Group LLC 0.03% of their portfolio ST LOUIS, MO 9,3069.3k $389.1k $389.1k 0.03% Added +612 +612
58 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,0609.1k $378.8k $378.8k 0.00% Reduced -2.8k -2,816
59 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,9418.9k $381.7k $381.7k 0.00% Added +4.0k +3,986
60 Evergreen Private Wealth LLC 0.18% of their portfolio GREENWOOD VILLAGE, CO 8,5668.6k $358.2k $358.2k 0.18% Reduced -3 -3
61 Simmons Bank 0.03% of their portfolio Pine Bluff, AR 8,5428.5k $357.1k $357.1k 0.03% Reduced -321 -321
62 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 7,8267.8k $327.2k $327.2k 0.03% Added +19 +19
63 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 7,7937.8k $325.8k $325.8k 0.01% Reduced -798 -798
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,7117.7k $322.4k $322.4k 0.00% Reduced -309 -309
65 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,4107.4k $310.0k $310.0k 0.00% Reduced -239 -239
66 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 7,2577.3k $303.4k $303.4k 0.01% Reduced -5.7k -5,695
67 Fingerlakes Wealth Management, Inc. 0.26% of their portfolio ITHACA, NY 6,8716.9k $287.3k $287.3k 0.26% Added +39 +39
68 Private Wealth Strategies, L.L.C. 0.05% of their portfolio New Albany, OH 6,4106.4k $268.0k $268.0k 0.05% Unchanged
69 Falcon Wealth Planning 0.03% of their portfolio Ontario, CA 6,2876.3k $262.9k $262.9k 0.03% Added +136 +136
70 MONECO ADVISORS, LLC 0.04% of their portfolio FAIRFIELD, CT 6,2516.3k $261.4k $261.4k 0.04% New
71 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,0386.0k $252.4k $252.4k 0.00% Unchanged
72 Trust Co 0.03% of their portfolio MANHATTAN, KS 6,0066.0k $251.1k $251.1k 0.03% Added +52 +52
73 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 5,9295.9k $247.9k $247.9k 0.01% Unchanged
74 CANANDAIGUA NATIONAL BANK & TRUST CO 0.03% of their portfolio CANANDAIGUA, NY 5,8325.8k $243.8k $243.8k 0.03% New
75 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,7895.8k $242.0k $242.0k 0.01% Added +262 +262
76 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 5,6045.6k $234.3k $234.3k 0.01% Reduced -753 -753
77 Roberts Financial Services LLC 0.05% of their portfolio MARQUETTE, MI 5,4405.4k $227.5k $227.5k 0.05% Added +52 +52
78 Darden Wealth Group Inc 0.14% of their portfolio ANN ARBOR, MI 5,4135.4k $226.3k $226.3k 0.14% Reduced -886 -886
79 Bragg Financial Advisors, Inc 0.01% of their portfolio CHARLOTTE, NC 5,2425.2k $219.2k $219.2k 0.01% Reduced -42 -42
80 AIRE ADVISORS, LLC 0.05% of their portfolio BEVERLY HILLS, CA 5,1965.2k $217.2k $217.2k 0.05% Reduced -352 -352
81 Arkos Global Advisors 0.04% of their portfolio HOUSTON, TX 5,1895.2k $217.0k $217.0k 0.04% Added +60 +60
82 CX Institutional 0.01% of their portfolio AUBURN, IN 5,1575.2k $215.6k $215.6k 0.01% Reduced -37 -37
83 Avantax Planning Partners, Inc. 0.01% of their portfolio DUBUQUE, IA 5,0715.1k $212.0k $212.0k 0.01% Reduced -292 -292
84 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,0185.0k $209.8k $209.8k 0.00% Reduced -2.2k -2,221
85 Marshall Financial Group, LLC 0.06% of their portfolio Hunt Valley, MD 4,9404.9k $206.5k $206.5k 0.06% Reduced -46 -46
86 THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio BRENTWOOD, TN 4,8154.8k $201.0k $201.0k 0.01% New
87 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 4,2654.3k $178.3k $178.3k 0.00% Reduced -1.4k -1,410
88 Cornerstone Planning Group LLC 0.04% of their portfolio FAIRFIELD, NJ 3,4773.5k $137.1k $137.1k 0.04% Unchanged
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,4513.5k $144.2k $144.2k 0.00% Unchanged
90 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,9543.0k $123.5k $123.5k 0.00% Reduced -224 -224
91 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,7602.8k $115.4k $115.4k 0.00% Unchanged
92 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,2882.3k $95.7k $95.7k 0.00% Added +240 +240
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1052.1k $88.0k $88.0k 0.00% Unchanged
94 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,8211.8k $76.1k $76.1k 0.00% Reduced -189 -189
95 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,8081.8k $75.6k $75.6k 0.00% Added +441 +441
96 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 1,2481.2k $52.2k $52.2k 0.00% Unchanged
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0781.1k $45.1k $45.1k 0.00% Reduced -1.8k -1,833
98 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0481.0k $43.5k $43.5k 0.00% Reduced -523 -523
99 MidAtlantic Capital Management, Inc. 0.03% of their portfolio RICHMOND, VA 946946 $39.6k $39.6k 0.03% New
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 656656 $27.4k $27.4k 0.00% Unchanged