Vault-13

NUSHARES ETF TR NULV

NUVEEN ESG LRGVL · ETP · CUSIP 67092P300

222 institutional holders +17 vs Q3 2023
37,559,20137.6m shares reported held*
$1.3bnreported value*
20 new 69 added 90 reduced 14 sold out net bought ≈ $48.5m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.91.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 182Q4 22: 193Q1 23: 198Q2 23: 204Q3 23: 205Q4 23: 222222Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023198
Q2 2023204
Q3 2023205
Q4 2023222

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 75 cut or sold outQ4 22Q1 23: 113 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 99 bought or addedQ2 23: 80 cut or sold outQ2 23Q3 23: 99 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 89 bought or addedQ4 23: 104 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211475
Q1 202311366
Q2 20239980
Q3 20239982
Q4 202389104

Biggest buyers

JPMORGAN CHASE & CO Added +1,101,470+1.1m
MORGAN STANLEY Added +770,036+770.0k
Perella Weinberg Partners Capital Management LP Added +470,859+470.9k
RWA WEALTH PARTNERS, LLC New +151,925+151.9k
Boston Common Asset Management, LLC New +68,247+68.2k
3EDGE Asset Management, LP New +66,149+66.1k
MERCER GLOBAL ADVISORS INC /ADV Added +65,559+65.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +60,964+61.0k
ENVESTNET ASSET MANAGEMENT INC Added +48,285+48.3k
O'Brien Wealth Partners LLC Added +41,288+41.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -394,254-394.3k
Laurel Wealth Planning LLC Reduced -282,317-282.3k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -158,064-158.1k
ROYAL BANK OF CANADA Reduced -110,992-111.0k
Ameritas Advisory Services, LLC Reduced -91,707-91.7k
LPL Financial LLC Reduced -76,831-76.8k
Cambridge Investment Research Advisors, Inc. Reduced -39,405-39.4k
Federation des caisses Desjardins du Quebec Reduced -38,905-38.9k
GOLDMAN SACHS GROUP INC Sold out -35,967-36.0k
CITADEL ADVISORS LLC Sold out -34,704-34.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 13,773,44613.8m $494.6m $494.6m 0.06% Reduced -394.3k -394,254
2 TIAA TRUST, NATIONAL ASSOCIATION 0.42% of their portfolio CHARLOTTE, NC 3,524,6043.5m $126.6m $126.6m 0.42% Reduced -158.1k -158,064
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,100,4943.1m $111.3m $111.3m 0.01% Added +1.1m +1,101,470
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,831,2441.8m $65.8m $65.8m 0.00% Added +770.0k +770,036
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 987,556987.6k $35.5m $35.5m 0.02% Reduced -76.8k -76,831
6 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 940,900940.9k $33.8m $33.8m 0.07% Added +15.1k +15,087
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 772,418772.4k $27.7m $27.7m 0.01% Reduced -31.6k -31,613
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 733,488733.5k $26.3m $26.3m 0.01% Added +48.3k +48,285
9 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 574,432574.4k $20.6m $20.6m 0.09% Reduced -39.4k -39,405
10 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 556,366556.4k $20.0m $20.0m 0.04% Added +61.0k +60,964
11 Perella Weinberg Partners Capital Management LP 1.60% of their portfolio NEW YORK, NY 545,914545.9k $19.6m $19.6m 1.60% Added +470.9k +470,859
12 Money Design Co.,Ltd. 1.02% of their portfolio TOKYO, M0 503,088503.1k $18.1m $18.1m 1.02% Added +1.3k +1,285
13 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.45% of their portfolio Seattle, WA 365,507365.5k $13.1m $13.1m 0.45% Added +3.7k +3,657
14 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 328,598328.6k $11.8m $11.8m 0.05% Reduced -3.3k -3,318
15 Lido Advisors, LLC 0.11% of their portfolio Los Angeles, CA 317,645317.6k $11.4m $11.4m 0.11% Added +4.3k +4,270
16 Clarity Asset Management, Inc. 8.65% of their portfolio AMES, IA 304,503304.5k $10.9m $10.9m 8.65% First filing
17 Fund Evaluation Group, LLC 0.72% of their portfolio CINCINNATI, OH 277,198277.2k $10.0m $10.0m 0.72% Added +6.9k +6,929
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 274,252274.3k $9.8m $9.8m 0.00% Reduced -20.4k -20,433
19 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 246,427246.4k $8.8m $8.8m 0.03% Added +65.6k +65,559
20 O'Brien Wealth Partners LLC 2.31% of their portfolio Waltham, MA 246,258246.3k $8.8m $8.8m 2.31% Added +41.3k +41,288
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 223,875223.9k $8.1m $8.1m 0.01% Reduced -5.0k -5,035
22 REGATTA CAPITAL GROUP, LLC 2.05% of their portfolio EL SEGUNDO, CA 216,725216.7k $7.8m $7.8m 2.05% Reduced -6.0k -6,036
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 214,815214.8k $7.7m $7.7m 0.01% Reduced -17.9k -17,868
24 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 190,505190.5k $6.8m $6.8m 0.02% Added +19.9k +19,942
25 MISSION WEALTH MANAGEMENT, LP 0.22% of their portfolio Santa Barbara, CA 185,861185.9k $6.7m $6.7m 0.22% Reduced -1.0k -1,010
26 BSW Wealth Partners 1.21% of their portfolio BOULDER, CO 169,621169.6k $6.1m $6.1m 1.21% Reduced -2.2k -2,202
27 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 161,549161.5k $5.8m $5.8m 0.01% Reduced -4.8k -4,835
28 Ameritas Advisory Services, LLC 0.31% of their portfolio Lincoln, NE 155,945155.9k $5.6m $5.6m 0.31% Reduced -91.7k -91,707
29 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 153,258153.3k $5.5m $5.5m 0.07% Reduced -14.2k -14,193
30 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 152,328152.3k $5.5m $5.5m 0.04% Reduced -11.2k -11,152
31 RWA WEALTH PARTNERS, LLC 0.08% of their portfolio BOSTON, MA 151,925151.9k $5.5m $5.5m 0.08% New
32 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 145,210145.2k $5.2m $5.2m 0.04% Reduced -4.9k -4,897
33 Vestmark Advisory Solutions, Inc. 0.25% of their portfolio Wakefield, MA 139,379139.4k $5.0m $5.0m 0.25% Reduced -2.0k -2,017
34 CGC Financial Services, LLC 2.24% of their portfolio LAKE OSWEGO, OR 135,888135.9k $4.9m $4.9m 2.24% Added +3.0k +3,049
35 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 132,320132.3k $4.8m $4.8m 0.05% Reduced -4.4k -4,400
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 126,755126.8k $4.6m $4.6m 0.00% Reduced -2.1k -2,118
37 EASTERN BANK 0.20% of their portfolio BOSTON, MA 124,959125.0k $4.5m $4.5m 0.20% Added +1.6k +1,650
38 Stewardship Advisors, LLC 1.47% of their portfolio MOUNT JOY, PA 113,261113.3k $4.1m $4.1m 1.47% Added +2.5k +2,480
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 112,467112.5k $4.0m $4.0m 0.00% Reduced -111.0k -110,992
40 Invera Wealth Advisors, LLC 2.51% of their portfolio BEND, OR 111,707111.7k $4.0m $4.0m 2.51% First filing
41 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 104,664104.7k $3.8m $3.8m 0.09% Reduced -5.6k -5,602
42 ST GERMAIN D J CO INC 0.19% of their portfolio SPRINGFIELD, MA 100,600100.6k $3.6m $3.6m 0.19% Added +5.5k +5,467
43 Concord Wealth Partners 0.70% of their portfolio ABINGDON, VA 97,54597.5k $3.5m $3.5m 0.70% Reduced -26.8k -26,831
44 Mariner Managed Account Solutions, LLC 0.25% of their portfolio Boston, MA 96,23896.2k $3.5m $3.5m 0.25% Added +5.5k +5,493
45 VICUS CAPITAL 0.35% of their portfolio STATE COLLEGE, PA 95,10495.1k $3.4m $3.4m 0.35% Reduced -11.5k -11,492
46 Avantax Planning Partners, Inc. 0.13% of their portfolio DUBUQUE, IA 95,09795.1k $3.4m $3.4m 0.13% Reduced -314 -314
47 EP Wealth Advisors, LLC 0.04% of their portfolio TORRANCE, CA 93,96694.0k $3.4m $3.4m 0.04% Reduced -21.1k -21,144
48 MARINO, STRAM & ASSOCIATES LLC 0.83% of their portfolio BRAINTREE, MA 89,23089.2k $3.2m $3.2m 0.83% Added +3.1k +3,115
49 STALEY CAPITAL ADVISERS INC 0.15% of their portfolio PITTSBURGH, PA 85,00085.0k $3.1m $3.1m 0.15% Reduced -8.0k -8,000
50 Balanced Rock Investment Advisors LLC 2.71% of their portfolio ROSLINDALE, MA 84,87084.9k $3.0m $3.0m 2.71% First filing
51 WNY Asset Management, LLC 0.51% of their portfolio Williamsville, NY 83,36883.4k $3.0m $3.0m 0.51% Reduced -7.6k -7,565
52 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 82,43282.4k $3.0m $3.0m 0.01% Reduced -11.2k -11,239
53 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 81,30681.3k $2.9m $2.9m 0.04% Reduced -7.1k -7,075
54 Concord Asset Management, LLC/VA 0.77% of their portfolio ABINGDON, VA 73,14273.1k $2.6m $2.6m 0.77% Reduced -27.3k -27,251
55 FLPUTNAM INVESTMENT MANAGEMENT CO 0.06% of their portfolio PORTLAND, ME 70,65170.7k $2.5m $2.5m 0.06% Reduced -4.5k -4,524
56 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 70,58370.6k $2.5m $2.5m 0.04% Reduced -177 -177
57 One Day In July LLC 0.38% of their portfolio BURLINGTON, VT 70,14870.1k $2.5m $2.5m 0.38% Reduced -523 -523
58 Opes Wealth Management LLC 0.60% of their portfolio MENLO PARK, CA 69,85569.9k $2.5m $2.5m 0.60% Added +6.7k +6,725
59 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 69,81069.8k $2.5m $2.5m 0.03% Reduced -9.7k -9,716
60 Boston Common Asset Management, LLC 0.06% of their portfolio BOSTON, MA 68,24768.2k $2.5m $2.5m 0.06% New
61 3EDGE Asset Management, LP 0.18% of their portfolio Naples, FL 66,14966.1k $2.4m $2.4m 0.18% New
62 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 65,41665.4k $2.3m $2.3m 0.01% Added +4.0k +4,009
63 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 64,81564.8k $2.3m $2.3m 0.01% Added +35.0k +35,028
64 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 64,43864.4k $2.3m $2.3m 0.07% Added +24 +24
65 CX Institutional 0.12% of their portfolio AUBURN, IN 62,67062.7k $2.3m $2.3m 0.12% Added +667 +667
66 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 59,89359.9k $2.2m $2.2m 0.00% Reduced -7.0k -7,001
67 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 57,79857.8k $2.1m $2.1m 0.02% Reduced -3.0k -2,962
68 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 57,79857.8k $2.1m $2.1m 0.02% Reduced -3.0k -2,962
69 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 55,33355.3k $2.0m $2.0m 0.02% Reduced -2.7k -2,725
70 Mascoma Wealth Management LLC 0.56% of their portfolio HANOVER, NH 51,85151.9k $1.9m $1.9m 0.56% Added +2.2k +2,213
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 51,77551.8k $1.9m $1.9m 0.00% Reduced -1.9k -1,852
72 Evolution Advisers, Inc. 1.12% of their portfolio RICHMOND, VA 48,83648.8k $1.8m $1.8m 1.12% Reduced -42 -42
73 Strategic Point Investment Advisors, LLC 0.33% of their portfolio PROVIDENCE, RI 47,75947.8k $1.7m $1.7m 0.33% Added +1.4k +1,360
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 47,64347.6k $1.7m $1.7m 0.00% Added +1.0k +1,047
75 BOKF, NA 0.03% of their portfolio TULSA, OK 47,18647.2k $1.7m $1.7m 0.03% Reduced -1.1k -1,066
76 Richard Bernstein Advisors LLC 0.04% of their portfolio NEW YORK, NY 45,80345.8k $1.6m $1.6m 0.04% Added +10.6k +10,559
77 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 45,03245.0k $1.6m $1.6m 0.02% Added +14.4k +14,365
78 Legacy Edge Advisors, LLC 0.35% of their portfolio SYOSSET, NY 42,19842.2k $1.5m $1.5m 0.35% First filing
79 KINGSWOOD WEALTH ADVISORS, LLC 0.16% of their portfolio SAN DIEGO, CA 40,25040.2k $1.4m $1.4m 0.16% Added +3.0k +3,000
80 BAILARD, INC. 0.04% of their portfolio Foster City, CA 40,21840.2k $1.4m $1.4m 0.04% Reduced -7.1k -7,105
81 One Capital Management, LLC 0.05% of their portfolio WESTLAKE VILLAGE, CA 38,55338.6k $1.4m $1.4m 0.05% Unchanged
82 Plum Street Advisors, LLC 0.88% of their portfolio NEW ORLEANS, LA 36,66636.7k $1.3m $1.3m 0.88% First filing
83 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,14236.1k $1.3m $1.3m 0.00% Added +166 +166
84 PrairieView Partners, LLC 0.16% of their portfolio ST. PAUL, MN 36,01436.0k $1.3m $1.3m 0.16% Added +300 +300
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,96836.0k $1.3m $1.3m 0.00% Reduced -2.3k -2,264
86 Equita Financial Network, Inc. 0.66% of their portfolio FORT WASHINGTON, PA 34,54534.5k $1.2m $1.2m 0.66% Added +443 +443
87 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 34,40034.4k $1.2m $1.2m 0.01% Reduced -38.9k -38,905
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 32,40532.4k $1.2m $1.2m 0.00% Added +175 +175
89 NorthRock Partners, LLC 0.05% of their portfolio MINNEAPOLIS, MN 31,47631.5k $1.1m $1.1m 0.05% New
90 WealthShield Partners, LLC 0.18% of their portfolio CARY, NC 30,21930.2k $1.1m $1.1m 0.18% Reduced -18.7k -18,696
91 FMR LLC 0.00% of their portfolio BOSTON, MA 29,86529.9k $1.1m $1.1m 0.00% Added +9.1k +9,077
92 Gateway Wealth Partners, LLC 0.42% of their portfolio APPLETON, WI 29,27229.3k $1.1m $1.1m 0.42% New
93 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,96628.0k $1.0m $1.0m 0.00% Added +2.7k +2,685
94 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 27,73827.7k $996.1k $996.1k 0.01% Reduced -4.9k -4,861
95 Tradition Wealth Management, LLC 0.10% of their portfolio EDINA, MN 26,98627.0k $969.0k $969.0k 0.10% Added +1.5k +1,540
96 Johnson Bixby & Associates, LLC 0.18% of their portfolio VANCOUVER, WA 26,10626.1k $937.5k $937.5k 0.18% Reduced -222 -222
97 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 25,66925.7k $921.8k $921.8k 0.02% Unchanged
98 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 25,02025.0k $898.5k $898.5k 0.04% Added +397 +397
99 Trademark Financial Management, LLC 0.66% of their portfolio Bloomington, MN 24,95825.0k $896.2k $896.2k 0.66% First filing
100 FOCUS FINANCIAL NETWORK INC /ADV 0.03% of their portfolio Minneapolis, MN 24,60724.6k $883.6k $883.6k 0.03% First filing