Vault-13

NUSHARES ETF TR NULV

NUVEEN ESG LRGVL · ETP · CUSIP 67092P300

205 institutional holders +1 vs Q2 2023
35,853,60435.9m shares reported held*
$1.2bnreported value*
15 new 84 added 69 reduced 13 sold out net sold ≈ $23.6m (-701.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.60.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 182Q4 22: 193Q1 23: 198Q2 23: 204Q3 23: 205205Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023198
Q2 2023204
Q3 2023205

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 75 cut or sold outQ4 22Q1 23: 113 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 99 bought or addedQ2 23: 80 cut or sold outQ2 23Q3 23: 99 bought or addedQ3 23: 82 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211475
Q1 202311366
Q2 20239980
Q3 20239982

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +477,973+478.0k
Ameritas Advisory Services, LLC New +247,652+247.7k
WNY Asset Management, LLC New +90,933+90.9k
JPMORGAN CHASE & CO Added +86,202+86.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +70,845+70.8k
MERCER GLOBAL ADVISORS INC /ADV Added +57,650+57.6k
Bank of New York Mellon Corp Added +52,521+52.5k
Allworth Financial LP Added +48,977+49.0k
CAPTRUST FINANCIAL ADVISORS Added +43,824+43.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +40,538+40.5k

Biggest sellers

Perella Weinberg Partners Capital Management LP Reduced -600,831-600.8k
Raymond James Financial Services Advisors, Inc. Reduced -299,930-299.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -288,082-288.1k
Fund Evaluation Group, LLC Reduced -199,133-199.1k
Dunhill Financial, LLC Sold out -133,227-133.2k
ROYAL BANK OF CANADA Reduced -88,884-88.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -84,463-84.5k
AMERIPRISE FINANCIAL INC Reduced -80,695-80.7k
Strategic Point Investment Advisors, LLC Reduced -56,778-56.8k
UBS Group AG Reduced -51,253-51.3k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 14,167,70014.2m $475.9m $475.9m 0.06% Added +478.0k +477,973
2 TIAA TRUST, NATIONAL ASSOCIATION 0.45% of their portfolio CHARLOTTE, NC 3,682,6683.7m $123.7m $123.7m 0.45% First filing
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,999,0242.0m $67.1m $67.1m 0.01% Added +86.2k +86,202
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,064,3871.1m $35.8m $35.8m 0.03% Added +24.7k +24,694
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,061,2081.1m $35.6m $35.6m 0.00% Reduced -8.3k -8,289
6 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 925,813925.8k $31.2m $31.2m 0.07% Reduced -9.6k -9,604
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 804,031804.0k $27.0m $27.0m 0.01% Reduced -51.3k -51,253
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 685,203685.2k $23.0m $23.0m 0.01% Reduced -288.1k -288,082
9 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 613,837613.8k $20.6m $20.6m 0.10% Reduced -34.7k -34,654
10 Money Design Co.,Ltd. 1.02% of their portfolio TOKYO, M0 501,803501.8k $16.9m $16.9m 1.02% Added +21.7k +21,662
11 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 495,402495.4k $16.6m $16.6m 0.03% Added +70.8k +70,845
12 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.48% of their portfolio Seattle, WA 361,850361.9k $12.2m $12.2m 0.48% Added +23.0k +22,994
13 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 331,916331.9k $11.1m $11.1m 0.05% First filing
14 Lido Advisors, LLC 0.12% of their portfolio Los Angeles, CA 313,375313.4k $10.5m $10.5m 0.12% Added +4.2k +4,240
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 294,685294.7k $9.9m $9.9m 0.00% Reduced -80.7k -80,695
16 Laurel Wealth Planning LLC 7.60% of their portfolio EDINA, MN 290,685290.7k $9.8m $9.8m 7.60% Reduced -16.6k -16,565
17 Fund Evaluation Group, LLC 0.81% of their portfolio CINCINNATI, OH 270,269270.3k $9.1m $9.1m 0.81% Reduced -199.1k -199,133
18 Ameritas Advisory Services, LLC 0.42% of their portfolio Lincoln, NE 247,652247.7k $8.3m $8.3m 0.42% New
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 232,683232.7k $7.8m $7.8m 0.01% Reduced -299.9k -299,930
20 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 228,910228.9k $7.7m $7.7m 0.01% Added +31.6k +31,616
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 223,459223.5k $7.5m $7.5m 0.00% Reduced -88.9k -88,884
22 REGATTA CAPITAL GROUP, LLC 2.37% of their portfolio EL SEGUNDO, CA 222,761222.8k $7.5m $7.5m 2.37% Added +1.9k +1,860
23 O'Brien Wealth Partners LLC 1.97% of their portfolio Waltham, MA 204,970205.0k $6.9m $6.9m 1.97% Added +8.4k +8,400
24 MISSION WEALTH MANAGEMENT, LP 0.24% of their portfolio Santa Barbara, CA 186,871186.9k $6.3m $6.3m 0.24% Added +1.4k +1,376
25 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 180,868180.9k $6.1m $6.1m 0.02% Added +57.6k +57,650
26 ROPES WEALTH ADVISORS LLC 1.14% of their portfolio BOSTON, MA 174,479174.5k $5.9m $5.9m 1.14% Reduced -3.0k -2,965
27 BSW Wealth Partners 1.28% of their portfolio BOULDER, CO 171,823171.8k $5.8m $5.8m 1.28% Reduced -277 -277
28 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 170,563170.6k $5.7m $5.7m 0.02% Added +43.8k +43,824
29 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 167,451167.5k $5.6m $5.6m 0.07% Added +9.3k +9,283
30 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 166,384166.4k $5.6m $5.6m 0.01% Reduced -2.9k -2,945
31 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 163,480163.5k $5.5m $5.5m 0.05% Added +49.0k +48,977
32 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 150,107150.1k $5.0m $5.0m 0.04% Added +1.8k +1,795
33 Vestmark Advisory Solutions, Inc. 0.35% of their portfolio Wakefield, MA 141,396141.4k $4.7m $4.7m 0.35% Added +6.1k +6,098
34 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 136,720136.7k $4.6m $4.6m 0.05% Reduced -27.0k -26,967
35 CGC Financial Services, LLC 3.12% of their portfolio LAKE OSWEGO, OR 132,839132.8k $4.5m $4.5m 3.12% Reduced -2.7k -2,685
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 128,873128.9k $4.3m $4.3m 0.00% Added +52.5k +52,521
37 Concord Wealth Partners 0.89% of their portfolio ABINGDON, VA 124,376124.4k $4.2m $4.2m 0.89% Reduced -12.9k -12,893
38 EASTERN BANK 0.21% of their portfolio BOSTON, MA 123,309123.3k $4.1m $4.1m 0.21% Reduced -3.4k -3,355
39 EP Wealth Advisors, LLC 0.06% of their portfolio TORRANCE, CA 115,110115.1k $3.9m $3.9m 0.06% Reduced -2.5k -2,490
40 Stewardship Advisors, LLC 1.45% of their portfolio MOUNT JOY, PA 110,781110.8k $3.7m $3.7m 1.45% Reduced -2.5k -2,526
41 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 110,266110.3k $3.7m $3.7m 0.10% Reduced -29.9k -29,937
42 VICUS CAPITAL 0.38% of their portfolio STATE COLLEGE, PA 106,596106.6k $3.6m $3.6m 0.38% Reduced -302 -302
43 Wilmington Savings Fund Society, FSB 0.15% of their portfolio WILMINGTON, DE 101,029101.0k $3.4m $3.4m 0.15% Added +426 +426
44 Concord Asset Management, LLC/VA 1.13% of their portfolio ABINGDON, VA 100,393100.4k $3.4m $3.4m 1.13% Reduced -2.0k -1,953
45 Avantax Planning Partners, Inc. 0.13% of their portfolio DUBUQUE, IA 95,41195.4k $3.2m $3.2m 0.13% Reduced -12.4k -12,379
46 ST GERMAIN D J CO INC 0.18% of their portfolio SPRINGFIELD, MA 95,13395.1k $3.2m $3.2m 0.18% Added +4.3k +4,330
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 93,67193.7k $3.1m $3.1m 0.00% Added +18.2k +18,200
48 STALEY CAPITAL ADVISERS INC 0.17% of their portfolio PITTSBURGH, PA 93,00093.0k $3.1m $3.1m 0.17% Reduced -7.0k -7,000
49 WNY Asset Management, LLC 0.60% of their portfolio Williamsville, NY 90,93390.9k $3.1m $3.1m 0.60% New
50 Mariner Managed Account Solutions, LLC 0.25% of their portfolio Boston, MA 90,74590.7k $3.0m $3.0m 0.25% Added +2.6k +2,570
51 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 88,38188.4k $3.0m $3.0m 0.05% Added +696 +696
52 MARINO, STRAM & ASSOCIATES LLC 0.85% of their portfolio BRAINTREE, MA 86,11586.1k $2.9m $2.9m 0.85% Added +1.6k +1,580
53 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 79,52679.5k $2.7m $2.7m 0.04% Added +21.4k +21,386
54 FLPUTNAM INVESTMENT MANAGEMENT CO 0.07% of their portfolio PORTLAND, ME 75,17575.2k $2.5m $2.5m 0.07% Added +2.3k +2,286
55 Perella Weinberg Partners Capital Management LP 0.27% of their portfolio NEW YORK, NY 75,05575.1k $2.5m $2.5m 0.27% Reduced -600.8k -600,831
56 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 73,30573.3k $2.5m $2.5m 0.03% Added +309 +309
57 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 70,76070.8k $2.4m $2.4m 0.04% Added +5.6k +5,640
58 One Day In July LLC 0.42% of their portfolio BURLINGTON, VT 70,67170.7k $2.4m $2.4m 0.42% Added +2.1k +2,076
59 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 66,89466.9k $2.2m $2.2m 0.00% Added +1.4k +1,444
60 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 64,41464.4k $2.2m $2.2m 0.07% Added +1.7k +1,707
61 Opes Wealth Management LLC 0.59% of their portfolio MENLO PARK, CA 63,13063.1k $2.1m $2.1m 0.59% Added +5.2k +5,217
62 CX Institutional 0.11% of their portfolio AUBURN, IN 62,00362.0k $2.1m $2.1m 0.11% Added +22.2k +22,187
63 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 61,40761.4k $2.1m $2.1m 0.01% Added +10.1k +10,059
64 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 60,76060.8k $2.0m $2.0m 0.02% Reduced -35.2k -35,178
65 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 60,76060.8k $2.0m $2.0m 0.02% Reduced -35.2k -35,178
66 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 58,05858.1k $2.0m $2.0m 0.02% Added +1.9k +1,930
67 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 57,63957.6k $1.9m $1.9m 0.01% Reduced -9.5k -9,513
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 53,62753.6k $1.8m $1.8m 0.00% Added +2.2k +2,204
69 Mascoma Wealth Management LLC 0.52% of their portfolio HANOVER, NH 49,63849.6k $1.7m $1.7m 0.52% Reduced -1.1k -1,087
70 WealthShield Partners, LLC 0.25% of their portfolio CARY, NC 48,91548.9k $1.6m $1.6m 0.25% Added +10.6k +10,620
71 Evolution Advisers, Inc. 1.19% of their portfolio RICHMOND, VA 48,87848.9k $1.6m $1.6m 1.19% Reduced -51 -51
72 BOKF, NA 0.03% of their portfolio TULSA, OK 48,25248.3k $1.6m $1.6m 0.03% Reduced -5.4k -5,352
73 BAILARD, INC. 0.05% of their portfolio Foster City, CA 47,32347.3k $1.6m $1.6m 0.05% Added +1.6k +1,553
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 46,59646.6k $1.6m $1.6m 0.00% Added +1.4k +1,401
75 Strategic Point Investment Advisors, LLC 0.33% of their portfolio PROVIDENCE, RI 46,39946.4k $1.6m $1.6m 0.33% Reduced -56.8k -56,778
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 40,53840.5k $1.4m $1.4m 0.00% New
77 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 38,55338.6k $1.3m $1.3m 0.06% Reduced -3.0k -2,986
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 38,23238.2k $1.3m $1.3m 0.00% Added +2.1k +2,076
79 KINGSWOOD WEALTH ADVISORS, LLC 0.21% of their portfolio SAN DIEGO, CA 37,25037.2k $1.3m $1.3m 0.21% New
80 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,97636.0k $1.2m $1.2m 0.00% Added +67 +67
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,96736.0k $1.2m $1.2m 0.00% Reduced -35.4k -35,408
82 PrairieView Partners, LLC 0.16% of their portfolio ST. PAUL, MN 35,71435.7k $1.2m $1.2m 0.16% Reduced -153 -153
83 Richard Bernstein Advisors LLC 0.03% of their portfolio NEW YORK, NY 35,24435.2k $1.2m $1.2m 0.03% Reduced -4.9k -4,863
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,70434.7k $1.2m $1.2m 0.00% New
85 Sandbox Financial Partners, LLC 0.61% of their portfolio BETHESDA, MD 34,28834.3k $1.2m $1.2m 0.61% Added +2.9k +2,885
86 Equita Financial Network, Inc. 0.70% of their portfolio FORT WASHINGTON, PA 34,10234.1k $1.1m $1.1m 0.70% First filing
87 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 32,59932.6k $1.1m $1.1m 0.01% Added +5.6k +5,596
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 32,23032.2k $1.1m $1.1m 0.00% Reduced -3.2k -3,215
89 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 32,20532.2k $1.1m $1.1m 0.03% Added +1.3k +1,289
90 Onyx Bridge Wealth Group LLC 0.24% of their portfolio TARRYTOWN, NY 30,88030.9k $1.0m $1.0m 0.24% Added +6.7k +6,721
91 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 30,66730.7k $1.0m $1.0m 0.01% Reduced -1.8k -1,838
92 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 29,78729.8k $1.0m $1.0m 0.01% Reduced -68 -68
93 Bond & Devick Financial Network, Inc. 0.58% of their portfolio ST. LOUIS PARK, MN 26,84626.8k $901.8k $901.8k 0.58% Added +648 +648
94 Johnson Bixby & Associates, LLC 0.18% of their portfolio VANCOUVER, WA 26,32826.3k $884.4k $884.4k 0.18% Reduced -808 -808
95 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 25,66925.7k $862.2k $862.2k 0.03% Unchanged
96 Tradition Wealth Management, LLC 0.10% of their portfolio EDINA, MN 25,44625.4k $855.0k $855.0k 0.10% Added +496 +496
97 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 25,41425.4k $853.7k $853.7k 0.05% Added +97 +97
98 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,28125.3k $849.2k $849.2k 0.00% Added +1.4k +1,446
99 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 24,62324.6k $827.1k $827.1k 0.04% Reduced -459 -459
100 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 24,57124.6k $825.0k $825.0k 0.04% Added +4.5k +4,472