Vault-13

NUSHARES ETF TR NULG

NUVEEN ESG LRGCP · ETP · CUSIP 67092P201

252 institutional holders +28 vs Q3 2024
13,668,49213.7m shares reported held*
$1.2bnreported value*
29 new 66 added 92 reduced 15 sold out net sold ≈ $22.4m (-260.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $85.92.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 127Q4 22: 150Q1 23: 148Q2 23: 164Q3 23: 178Q4 23: 188Q1 24: 199Q2 24: 225Q3 24: 224Q4 24: 252252Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022127
Q4 2022150
Q1 2023148
Q2 2023164
Q3 2023178
Q4 2023188
Q1 2024199
Q2 2024225
Q3 2024224
Q4 2024252

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 86 bought or addedQ1 23: 58 cut or sold outQ2 23: 85 bought or addedQ2 23: 62 cut or sold outQ2 23Q3 23: 88 bought or addedQ3 23: 63 cut or sold outQ4 23: 76 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 100 bought or addedQ1 24: 81 cut or sold outQ2 24: 99 bought or addedQ2 24: 94 cut or sold outQ2 24Q3 24: 103 bought or addedQ3 24: 87 cut or sold outQ4 24: 95 bought or addedQ4 24: 107 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20238658
Q2 20238562
Q3 20238863
Q4 20237688
Q1 202410081
Q2 20249994
Q3 202410387
Q4 202495107

Biggest buyers

WIN ADVISORS, INC New +48,032+48.0k
GOLDMAN SACHS GROUP INC Added +38,423+38.4k
LPL Financial LLC Added +34,005+34.0k
Aptus Capital Advisors, LLC New +24,686+24.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +23,109+23.1k
Lido Advisors, LLC Added +15,075+15.1k
AMERIPRISE FINANCIAL INC Added +12,550+12.6k
RETIREMENT CAPITAL STRATEGIES New +9,060+9.1k
GeoWealth Management, LLC New +7,260+7.3k
Legacy Financial Group LLC New +6,777+6.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -160,677-160.7k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -56,874-56.9k
Money Design Co.,Ltd. Reduced -40,106-40.1k
Stewardship Advisors, LLC Reduced -37,006-37.0k
Thrivent Financial for Lutherans Reduced -36,851-36.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -27,256-27.3k
Ascentis Independent Advisors Reduced -24,881-24.9k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -18,182-18.2k
MERCER GLOBAL ADVISORS INC /ADV Reduced -12,481-12.5k
AdvisorNet Financial, Inc Sold out -12,189-12.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Northwest & Ethical Investments L.P. (0.0%, 2026-06-03)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,403,0663.4m $292.1m $292.1m 0.03% Reduced -160.7k -160,677
2 TIAA TRUST, NATIONAL ASSOCIATION 0.68% of their portfolio CHARLOTTE, NC 2,613,7352.6m $224.4m $224.4m 0.68% Reduced -56.9k -56,874
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 872,782872.8k $74.9m $74.9m 0.03% Added +34.0k +34,005
4 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 502,780502.8k $43.2m $43.2m 0.06% Added +23.1k +23,109
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 484,408484.4k $41.6m $41.6m 0.00% Reduced -9.4k -9,355
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 302,286302.3k $25.9m $25.9m 0.01% Reduced -5.1k -5,145
7 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 281,703281.7k $24.2m $24.2m 0.08% Reduced -5.1k -5,055
8 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 277,468277.5k $24.7m $24.7m 0.05% Reduced -36.9k -36,851
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 248,802248.8k $21.4m $21.4m 0.00% Reduced -7.6k -7,648
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 231,738231.7k $19.8m $19.8m 0.01% Added +12.6k +12,550
11 Refined Wealth Management 14.32% of their portfolio SALT LAKE CITY, UT 219,158219.2k $18.8m $18.8m 14.32% Reduced -8.8k -8,778
12 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 197,782197.8k $17.0m $17.0m 0.06% Added +5.6k +5,577
13 Clarity Asset Management, Inc. 9.59% of their portfolio AMES, IA 171,580171.6k $14.7m $14.7m 9.59% Reduced -4.1k -4,071
14 Money Design Co.,Ltd. 0.74% of their portfolio TOKYO, M0 167,289167.3k $14.5m $14.5m 0.74% Reduced -40.1k -40,106
15 Lido Advisors, LLC 0.09% of their portfolio Los Angeles, CA 162,573162.6k $14.0m $14.0m 0.09% Added +15.1k +15,075
16 RVW Wealth, LLC 1.19% of their portfolio LOS ANGELES, CA 148,488148.5k $12.7m $12.7m 1.19% Reduced -7.1k -7,077
17 Impact Investors, Inc 8.87% of their portfolio SAN FRANCISCO, CA 133,207133.2k $11.4m $11.4m 8.87% First filing
18 Vestmark Advisory Solutions, Inc. 0.33% of their portfolio Wakefield, MA 113,138113.1k $9.7m $9.7m 0.33% Added +4.7k +4,749
19 O'Brien Wealth Partners LLC 1.66% of their portfolio Waltham, MA 107,551107.6k $9.2m $9.2m 1.66% Reduced -1.4k -1,447
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 102,106102.1k $8.8m $8.8m 0.02% Added +3.5k +3,510
21 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 96,41496.4k $8.3m $8.3m 0.02% Added +2.3k +2,269
22 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 95,75395.8k $8.2m $8.2m 0.01% Added +1.6k +1,618
23 MISSION WEALTH MANAGEMENT, LP 0.18% of their portfolio Santa Barbara, CA 89,39189.4k $7.7m $7.7m 0.18% Reduced -3.0k -3,001
24 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 87,28687.3k $7.5m $7.5m 0.04% Added +3.3k +3,314
25 DeDora Capital, Inc. 2.04% of their portfolio Napa, CA 86,84886.8k $7.5m $7.5m 2.04% Added +1.0k +1,018
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 78,90078.9k $6.8m $6.8m 0.00% Added +440 +440
27 Francis Financial, Inc. 1.50% of their portfolio NEW YORK, NY 75,16275.2k $6.5m $6.5m 1.50% Added +1.1k +1,074
28 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 73,07173.1k $6.3m $6.3m 0.07% Added +3.3k +3,263
29 Uniting Wealth Partners, LLC 2.90% of their portfolio DENVER, CO 70,03270.0k $6.0m $6.0m 2.90% First filing
30 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 64,81964.8k $5.6m $5.6m 0.01% Reduced -3.9k -3,878
31 Global Retirement Partners, LLC 0.15% of their portfolio San Rafael, CA 59,63559.6k $5.1m $5.1m 0.15% Added +2.1k +2,055
32 One Capital Management, LLC 0.16% of their portfolio WESTLAKE VILLAGE, CA 57,14357.1k $4.9m $4.9m 0.16% Reduced -2.1k -2,065
33 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 50,18050.2k $4.3m $4.3m 0.01% Added +2.1k +2,106
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 50,01150.0k $4.3m $4.3m 0.00% Added +1.3k +1,319
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 49,48849.5k $4.2m $4.2m 0.00% Added +38.4k +38,423
36 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 48,13448.1k $4.1m $4.1m 0.02% Reduced -4.0k -4,002
37 WIN ADVISORS, INC 2.00% of their portfolio PALM BEACH GARDENS, FL 48,03248.0k $4.1m $4.1m 2.00% New
38 Cable Hill Partners, LLC 0.40% of their portfolio PORTLAND, OR 45,72245.7k $3.9m $3.9m 0.40% Added +1.3k +1,313
39 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 45,32345.3k $3.9m $3.9m 0.01% Reduced -1.0k -1,020
40 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 38,80638.8k $3.3m $3.3m 0.01% Reduced -4.2k -4,236
41 Laurel Wealth Planning LLC 2.01% of their portfolio EDINA, MN 36,35836.4k $3.1m $3.1m 2.01% Reduced -296 -296
42 WCG Wealth Advisors LLC 0.20% of their portfolio LAS VEGAS, NV 34,58134.6k $3.0m $3.0m 0.20% Added +881 +881
43 UMB Bank, n.a. 0.05% of their portfolio Kansas City, MO 33,52233.5k $2.9m $2.9m 0.05% Reduced -315 -315
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,45832.5k $2.8m $2.8m 0.00% Reduced -11.3k -11,266
45 Evolution Advisers, Inc. 1.51% of their portfolio RICHMOND, VA 32,16932.2k $2.8m $2.8m 1.51% Reduced -64 -64
46 Mascoma Wealth Management LLC 0.67% of their portfolio HANOVER, NH 31,27831.3k $2.7m $2.7m 0.67% Reduced -3.0k -2,953
47 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 30,51830.5k $2.6m $2.6m 0.00% First filing
48 IMPACTfolio, LLC 1.32% of their portfolio DENVER, CO 29,57829.6k $2.5m $2.5m 1.32% Reduced -1.1k -1,148
49 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 27,89027.9k $2.4m $2.4m 0.05% Reduced -220 -220
50 L & S Advisors Inc 0.26% of their portfolio Los Angeles, CA 27,40827.4k $2.4m $2.4m 0.26% Added +83 +83
51 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 24,68624.7k $2.1m $2.1m 0.03% New
52 Equita Financial Network, Inc. 0.76% of their portfolio FORT WASHINGTON, PA 24,36324.4k $2.1m $2.1m 0.76% Reduced -656 -656
53 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 24,16424.2k $2.1m $2.1m 0.00% Reduced -1.2k -1,224
54 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 23,74823.7k $2.0m $2.0m 0.07% Added +113 +113
55 BOKF, NA 0.03% of their portfolio TULSA, OK 23,51223.5k $2.0m $2.0m 0.03% Reduced -1.0k -1,021
56 NorthRock Partners, LLC 0.06% of their portfolio MINNEAPOLIS, MN 23,20123.2k $2.0m $2.0m 0.06% Reduced -1.5k -1,528
57 Revolve Wealth Partners, LLC 0.29% of their portfolio Hackensack, NJ 22,66522.7k $1.9m $1.9m 0.29% Reduced -220 -220
58 SGL Investment Advisors, Inc. 0.96% of their portfolio MISSOULA, MT 21,64621.6k $1.9m $1.9m 0.96% Added +337 +337
59 Ascentis Independent Advisors 0.35% of their portfolio DALLAS, TX 21,30521.3k $1.8m $1.8m 0.35% Reduced -24.9k -24,881
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,33620.3k $1.7m $1.7m 0.00% Reduced -2.8k -2,765
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,13318.1k $1.6m $1.6m 0.00% Reduced -585 -585
62 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 17,89317.9k $1.5m $1.5m 0.05% Reduced -3.3k -3,263
63 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 17,86717.9k $1.5m $1.5m 0.02% Reduced -46 -46
64 Colorado Capital Management, Inc. 0.73% of their portfolio BOULDER, CO 17,45117.5k $1.5m $1.5m 0.73% Reduced -1.8k -1,784
65 CARY STREET PARTNERS FINANCIAL LLC 0.05% of their portfolio RICHMOND, VA 17,15217.2k $1.5m $1.5m 0.05% First filing
66 CGN Advisors LLC 0.14% of their portfolio MANHATTAN, KS 16,99917.0k $1.5m $1.5m 0.14% Added +3.1k +3,062
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,75616.8k $1.4m $1.4m 0.00% Reduced -276 -276
68 Baltimore-Washington Financial Advisors, Inc. 0.07% of their portfolio Columbia, MD 16,71316.7k $1.4m $1.4m 0.07% Added +101 +101
69 Heck Capital Advisors, LLC 0.16% of their portfolio Rhinelander, WI 16,40616.4k $1.4m $1.4m 0.16% Reduced -169 -169
70 CX Institutional 0.06% of their portfolio AUBURN, IN 16,31616.3k $1.4m $1.4m 0.06% Reduced -1.6k -1,623
71 XY Planning Network, Inc. 1.00% of their portfolio BOZEMAN, MT 15,46215.5k $1.3m $1.3m 1.00% First filing
72 MFA WEALTH ADVISORS, LLC 0.32% of their portfolio PITTSBURGH, PA 14,58514.6k $1.3m $1.3m 0.32% Unchanged
73 Trademark Financial Management, LLC 0.97% of their portfolio Bloomington, MN 14,19814.2k $1.2m $1.2m 0.97% Reduced -4.3k -4,262
74 KINGSWOOD WEALTH ADVISORS, LLC 0.09% of their portfolio SAN DIEGO, CA 13,86213.9k $1.2m $1.2m 0.09% Reduced -11.4k -11,366
75 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,76113.8k $1.2m $1.2m 0.00% Added +1.1k +1,123
76 WealthShield Partners, LLC 0.17% of their portfolio CARY, NC 13,66613.7k $1.2m $1.2m 0.17% Added +409 +409
77 Legacy Edge Advisors, LLC 0.19% of their portfolio SYOSSET, NY 13,51613.5k $1.2m $1.2m 0.19% Reduced -3.6k -3,649
78 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,49413.5k $1.2m $1.2m 0.00% Reduced -12.5k -12,481
79 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 13,10513.1k $1.1m $1.1m 0.01% Reduced -1.8k -1,792
80 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 12,77912.8k $1.1m $1.1m 0.03% Added +128 +128
81 Curtis Advisory Group, LLC 0.29% of their portfolio SANTA BARBARA, CA 12,71912.7k $1.1m $1.1m 0.29% Reduced -113 -113
82 Marshall & Sterling Wealth Advisors Inc. 0.73% of their portfolio POUGHKEEPSIE, NY 12,25912.3k $1.1m $1.1m 0.73% First filing
83 LOCKERMAN FINANCIAL GROUP, INC. 1.77% of their portfolio NEWPORT BEACH, CA 12,11312.1k $1.0m $1.0m 1.77% Reduced -199 -199
84 Freedom Investment Management, Inc. 0.08% of their portfolio SOUTH WINDSOR, CT 11,87311.9k $1.0m $1.0m 0.08% Reduced -1.5k -1,459
85 Stewardship Advisors, LLC 0.28% of their portfolio MOUNT JOY, PA 11,66111.7k $1.0m $1.0m 0.28% Reduced -37.0k -37,006
86 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 11,45311.5k $983.1k $983.1k 0.01% Reduced -20 -20
87 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 11,35011.3k $974.3k $974.3k 0.05% Added +1.2k +1,190
88 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,16411.2k $958.3k $958.3k 0.00% Reduced -27.3k -27,256
89 J.Safra Asset Management Corp 0.08% of their portfolio NEW YORK, NY 11,11311.1k $961.6k $961.6k 0.08% Unchanged
90 Sandbox Financial Partners, LLC 0.31% of their portfolio BETHESDA, MD 11,00011.0k $944.3k $944.3k 0.31% Added +813 +813
91 COZAD ASSET MANAGEMENT INC 0.09% of their portfolio CHAMPAIGN, IL 10,79510.8k $926.6k $926.6k 0.09% Unchanged
92 Wescott Financial Advisory Group, LLC 0.10% of their portfolio Philadelphia, PA 10,72610.7k $920.7k $920.7k 0.10% Added +770 +770
93 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,66510.7k $915.0k $915.0k 0.00% Added +192 +192
94 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,39910.4k $892.7k $892.7k 0.01% Reduced -2.5k -2,544
95 BlueStem Wealth Partners, LLC 0.12% of their portfolio MINNETONKA, MN 10,24910.2k $879.8k $879.8k 0.12% First filing
96 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 10,08310.1k $865.5k $865.5k 0.01% Added +1.7k +1,657
97 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,7269.7k $834.9k $834.9k 0.00% Added +1.3k +1,257
98 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 9,6649.7k $829.6k $829.6k 0.02% Added +1.7k +1,740
99 ABOUND FINANCIAL, LLC 0.41% of their portfolio GRANITE BAY, CA 9,3829.4k $805.4k $805.4k 0.41% First filing
100 Institute for Wealth Management, LLC. 0.10% of their portfolio DENVER, CO 9,3449.3k $802.1k $802.1k 0.10% Added +1.2k +1,189