Vault-13

NUSHARES ETF TR NULG

NUVEEN ESG LRGCP · ETP · CUSIP 67092P201

188 institutional holders +10 vs Q3 2023
13,422,58813.4m shares reported held*
$932.5mreported value*
13 new 63 added 75 reduced 13 sold out net sold ≈ $11.2m (-160.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $69.47.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 127Q4 22: 150Q1 23: 148Q2 23: 164Q3 23: 178Q4 23: 188188Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022127
Q4 2022150
Q1 2023148
Q2 2023164
Q3 2023178
Q4 2023188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 81 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 62 cut or sold outQ2 23Q3 23: 88 bought or addedQ3 23: 63 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 88 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228159
Q1 20238658
Q2 20238562
Q3 20238863
Q4 20237688

Biggest buyers

MORGAN STANLEY Added +392,497+392.5k
Raymond James Financial Services Advisors, Inc. Added +87,065+87.1k
US BANCORP \DE\ Added +61,929+61.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +54,123+54.1k
Global Retirement Partners, LLC Added +43,158+43.2k
JPMORGAN CHASE & CO Added +39,026+39.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +33,676+33.7k
NorthRock Partners, LLC New +33,279+33.3k
CITADEL ADVISORS LLC New +31,573+31.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +31,265+31.3k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -369,857-369.9k
RVW Wealth, LLC Reduced -281,109-281.1k
Refined Wealth Management Reduced -76,936-76.9k
AMERIPRISE FINANCIAL INC Reduced -63,543-63.5k
LPL Financial LLC Reduced -48,922-48.9k
SEAVIEW INVESTMENT MANAGERS LLC Sold out -32,570-32.6k
Fulcrum Equity Management Sold out -14,290-14.3k
3D/L Capital Management, LLC Sold out -13,612-13.6k
OSAIC HOLDINGS, INC. Reduced -12,980-13.0k
Cambridge Investment Research Advisors, Inc. Reduced -12,556-12.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Northwest & Ethical Investments L.P. (0.0%, 2026-06-03)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,954,8684.0m $274.7m $274.7m 0.03% Reduced -6.7k -6,681
2 TIAA TRUST, NATIONAL ASSOCIATION 0.55% of their portfolio CHARLOTTE, NC 2,389,2082.4m $166.0m $166.0m 0.55% Reduced -369.9k -369,857
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 715,946715.9k $49.7m $49.7m 0.00% Added +392.5k +392,497
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 640,781640.8k $44.5m $44.5m 0.03% Reduced -48.9k -48,922
5 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 368,297368.3k $25.6m $25.6m 0.05% Added +31.3k +31,265
6 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 359,228359.2k $25.0m $25.0m 0.11% Reduced -12.6k -12,556
7 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 328,089328.1k $22.8m $22.8m 0.05% Reduced -4.7k -4,669
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 269,630269.6k $18.7m $18.7m 0.01% Added +2.8k +2,750
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 253,699253.7k $17.6m $17.6m 0.01% Reduced -63.5k -63,543
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 247,795247.8k $17.2m $17.2m 0.01% Reduced -8.7k -8,738
11 Refined Wealth Management 12.70% of their portfolio SALT LAKE CITY, UT 234,450234.4k $16.3m $16.3m 12.70% Reduced -76.9k -76,936
12 Lido Advisors, LLC 0.16% of their portfolio Los Angeles, CA 231,994232.0k $16.1m $16.1m 0.16% Reduced -16 -16
13 Money Design Co.,Ltd. 0.83% of their portfolio TOKYO, M0 210,400210.4k $14.6m $14.6m 0.83% Reduced -11.5k -11,487
14 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 204,529204.5k $14.2m $14.2m 0.06% Reduced -681 -681
15 RVW Wealth, LLC 1.26% of their portfolio LOS ANGELES, CA 165,670165.7k $11.5m $11.5m 1.26% Reduced -281.1k -281,109
16 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 113,896113.9k $7.9m $7.9m 0.01% Reduced -2.3k -2,299
17 MISSION WEALTH MANAGEMENT, LP 0.23% of their portfolio Santa Barbara, CA 101,245101.2k $7.0m $7.0m 0.23% Reduced -3.3k -3,343
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 99,32299.3k $6.9m $6.9m 0.01% Added +87.1k +87,065
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 93,41293.4k $6.5m $6.5m 0.02% Added +33.7k +33,676
20 Vestmark Advisory Solutions, Inc. 0.30% of their portfolio Wakefield, MA 85,38885.4k $5.9m $5.9m 0.30% Reduced -3.8k -3,760
21 DeDora Capital, Inc. 2.05% of their portfolio Napa, CA 83,93783.9k $5.8m $5.8m 2.05% Added +4.1k +4,135
22 Francis Financial, Inc. 2.20% of their portfolio NEW YORK, NY 73,69573.7k $5.1m $5.1m 2.20% Added +2.1k +2,134
23 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 71,59471.6k $5.0m $5.0m 0.04% Added +3.4k +3,425
24 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 71,16371.2k $4.9m $4.9m 0.01% Added +61.9k +61,929
25 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 69,31169.3k $4.8m $4.8m 0.00% Added +10.7k +10,683
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 61,23661.2k $4.3m $4.3m 0.01% Added +54.1k +54,123
27 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 61,17561.2k $4.2m $4.2m 0.01% Added +3.2k +3,243
28 Stewardship Advisors, LLC 1.49% of their portfolio MOUNT JOY, PA 59,50559.5k $4.1m $4.1m 1.49% Reduced -4.4k -4,381
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 59,25559.3k $4.1m $4.1m 0.01% Reduced -13.0k -12,980
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 59,01459.0k $4.1m $4.1m 0.00% Added +19.4k +19,359
31 One Capital Management, LLC 0.16% of their portfolio WESTLAKE VILLAGE, CA 57,97958.0k $4.0m $4.0m 0.16% Reduced -1.4k -1,422
32 UMB Bank, n.a. 0.05% of their portfolio Kansas City, MO 52,74152.7k $3.7m $3.7m 0.05% Added +2.5k +2,505
33 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 50,36650.4k $3.5m $3.5m 0.04% Reduced -6.0k -5,954
34 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 48,04648.0k $3.4m $3.4m 0.03% Reduced -9.9k -9,894
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,95148.0k $3.3m $3.3m 0.00% Added +351 +351
36 Global Retirement Partners, LLC 0.14% of their portfolio San Rafael, CA 46,93646.9k $3.2m $3.2m 0.14% Added +43.2k +43,158
37 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 40,66940.7k $2.8m $2.8m 0.01% Added +2.8k +2,758
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,27439.3k $2.7m $2.7m 0.00% Added +39.0k +39,026
39 WCG Wealth Advisors LLC 0.20% of their portfolio LAS VEGAS, NV 38,73338.7k $2.7m $2.7m 0.20% Reduced -6.6k -6,643
40 Evolution Advisers, Inc. 1.61% of their portfolio RICHMOND, VA 36,80236.8k $2.5m $2.5m 1.61% Reduced -28 -28
41 Laurel Wealth Planning LLC 1.77% of their portfolio EDINA, MN 36,07636.1k $2.5m $2.5m 1.77% Reduced -2.4k -2,408
42 IMPACTfolio, LLC 1.56% of their portfolio DENVER, CO 34,57234.6k $2.4m $2.4m 1.56% Reduced -4.3k -4,255
43 NorthRock Partners, LLC 0.10% of their portfolio MINNEAPOLIS, MN 33,27933.3k $2.3m $2.3m 0.10% New
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,57331.6k $2.2m $2.2m 0.00% New
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,57530.6k $2.1m $2.1m 0.00% Reduced -1.7k -1,679
46 L & S Advisors Inc 0.25% of their portfolio Los Angeles, CA 29,19429.2k $2.0m $2.0m 0.25% Added +2.7k +2,696
47 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 28,27728.3k $2.0m $2.0m 0.02% Reduced -1.4k -1,407
48 Cable Hill Partners, LLC 0.23% of their portfolio PORTLAND, OR 27,86127.9k $1.9m $1.9m 0.23% Added +23.9k +23,904
49 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 27,48427.5k $1.9m $1.9m 0.05% Added +818 +818
50 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 27,12627.1k $1.9m $1.9m 0.00% Added +1.8k +1,755
51 Ascentis Independent Advisors 0.43% of their portfolio DALLAS, TX 25,53725.5k $1.8m $1.8m 0.43% Added +1.2k +1,155
52 Mascoma Wealth Management LLC 0.50% of their portfolio HANOVER, NH 23,90223.9k $1.7m $1.7m 0.50% Added +1.1k +1,063
53 BOKF, NA 0.03% of their portfolio TULSA, OK 23,19123.2k $1.6m $1.6m 0.03% Added +531 +531
54 Legacy Edge Advisors, LLC 0.37% of their portfolio SYOSSET, NY 23,01223.0k $1.6m $1.6m 0.37% First filing
55 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 22,88622.9k $1.6m $1.6m 0.02% Reduced -6.4k -6,413
56 KINGSWOOD WEALTH ADVISORS, LLC 0.18% of their portfolio SAN DIEGO, CA 22,82822.8k $1.6m $1.6m 0.18% Added +1.9k +1,900
57 Colorado Capital Management, Inc. 0.98% of their portfolio BOULDER, CO 21,55121.6k $1.5m $1.5m 0.98% Reduced -685 -685
58 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 21,14021.1k $1.5m $1.5m 0.02% Reduced -2.2k -2,246
59 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 19,75319.8k $1.4m $1.4m 0.04% Added +3.5k +3,544
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 19,51019.5k $1.4m $1.4m 0.00% Reduced -586 -586
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 18,86418.9k $1.3m $1.3m 0.00% Reduced -2.6k -2,555
62 Revolve Wealth Partners, LLC 0.24% of their portfolio Hackensack, NJ 18,20818.2k $1.3m $1.3m 0.24% Added +5.2k +5,201
63 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 17,78217.8k $1.2m $1.2m 0.06% Added +654 +654
64 Baltimore-Washington Financial Advisors, Inc. 0.08% of their portfolio Columbia, MD 17,45817.5k $1.2m $1.2m 0.08% Reduced -83 -83
65 Heck Capital Advisors, LLC 0.20% of their portfolio Rhinelander, WI 17,29617.3k $1.2m $1.2m 0.20% Reduced -356 -356
66 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 16,99117.0k $1.2m $1.2m 0.19% Reduced -9.4k -9,381
67 CX Institutional 0.06% of their portfolio AUBURN, IN 16,93816.9k $1.2m $1.2m 0.06% Added +58 +58
68 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 16,71616.7k $1.2m $1.2m 0.01% Added +578 +578
69 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.05% of their portfolio RICHMOND, VA 16,23416.2k $1.1m $1.1m 0.05% Added +1.2k +1,179
70 Trademark Financial Management, LLC 0.80% of their portfolio Bloomington, MN 15,68915.7k $1.1m $1.1m 0.80% First filing
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,26615.3k $1.1m $1.1m 0.00% Added +9.3k +9,297
72 LOCKERMAN FINANCIAL GROUP, INC. 2.37% of their portfolio NEWPORT BEACH, CA 14,78014.8k $1.0m $1.0m 2.37% Added +54 +54
73 MFA WEALTH ADVISORS, LLC 0.28% of their portfolio PITTSBURGH, PA 14,58514.6k $1.0m $1.0m 0.28% Unchanged
74 Avantax Planning Partners, Inc. 0.04% of their portfolio DUBUQUE, IA 14,36414.4k $997.9k $997.9k 0.04% Reduced -1.2k -1,226
75 Onyx Bridge Wealth Group LLC 0.20% of their portfolio TARRYTOWN, NY 14,31414.3k $994.4k $994.4k 0.20% Added +3.9k +3,862
76 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 14,29714.3k $993.2k $993.2k 0.02% Reduced -77 -77
77 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,74213.7k $954.7k $954.7k 0.00% Added +326 +326
78 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 13,21913.2k $918.3k $918.3k 0.08% Added +22 +22
79 Freedom Investment Management, Inc. 0.07% of their portfolio SOUTH WINDSOR, CT 12,45612.5k $865.3k $865.3k 0.07% New
80 Equita Financial Network, Inc. 0.43% of their portfolio FORT WASHINGTON, PA 11,58011.6k $804.0k $804.0k 0.43% Added +1.7k +1,735
81 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 10,91610.9k $758.4k $758.4k 0.01% Reduced -8.6k -8,646
82 COZAD ASSET MANAGEMENT INC 0.09% of their portfolio CHAMPAIGN, IL 10,75010.8k $746.8k $746.8k 0.09% Unchanged
83 Walkner Condon Financial Advisors LLC 0.16% of their portfolio MADISON, WI 10,38310.4k $721.3k $721.3k 0.16% Reduced -314 -314
84 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 10,35910.4k $719.6k $719.6k 0.01% Added +5.0k +5,009
85 GenWealth Group, Inc. 0.20% of their portfolio Maplewood, NJ 10,35310.4k $719.2k $719.2k 0.20% Reduced -1.7k -1,663
86 Redwood Financial Network Corp 0.68% of their portfolio SOLON, OH 10,06510.1k $699.2k $699.2k 0.68% Added +1.5k +1,483
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,06110.1k $699.0k $699.0k 0.00% Added +704 +704
88 Curtis Advisory Group, LLC 0.32% of their portfolio SANTA BARBARA, CA 9,97910.0k $693.2k $693.2k 0.32% Unchanged
89 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 9,9029.9k $687.9k $687.9k 0.03% Reduced -338 -338
90 Institute for Wealth Management, LLC. 0.11% of their portfolio DENVER, CO 9,5489.5k $663.3k $663.3k 0.11% Reduced -7.3k -7,348
91 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,3989.4k $653.0k $653.0k 0.00% Added +2.1k +2,102
92 SAGE FINANCIAL GROUP INC 0.06% of their portfolio W. CONSHOHOCKEN, PA 9,3609.4k $650.2k $650.2k 0.06% Added +1.2k +1,235
93 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 8,7198.7k $605.7k $605.7k 0.01% Reduced -522 -522
94 MARINO, STRAM & ASSOCIATES LLC 0.15% of their portfolio BRAINTREE, MA 8,3608.4k $580.8k $580.8k 0.15% Added +31 +31
95 VICUS CAPITAL 0.06% of their portfolio STATE COLLEGE, PA 8,1868.2k $568.7k $568.7k 0.06% Reduced -1.2k -1,209
96 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.02% of their portfolio LOS ANGELES, CA 8,1058.1k $563.0k $563.0k 0.02% Reduced -1.4k -1,405
97 White Lighthouse Investment Management Inc. 0.12% of their portfolio BEDFORD, MA 7,9668.0k $553.4k $553.4k 0.12% Added +1.1k +1,079
98 BOK Financial Private Wealth, Inc. 0.04% of their portfolio DENVER, CO 7,9397.9k $551.9k $551.9k 0.04% Unchanged
99 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 7,8997.9k $548.7k $548.7k 0.00% Reduced -80 -80
100 Wescott Financial Advisory Group, LLC 0.08% of their portfolio Philadelphia, PA 7,8387.8k $544.5k $544.5k 0.08% Added +316 +316