Vault-13

NUSHARES ETF TR NUSA

NUVEEN ESG 1-5 · ETP · CUSIP 67092P110

25 institutional holders -4 vs Q4 2025
1,052,9971.1m shares reported held*
$24.5mreported value*
2 new 8 added 8 reduced 6 sold out net sold ≈ $562.8k (-24.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.30.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 19Q4 22: 17Q1 23: 16Q2 23: 18Q3 23: 18Q4 23: 20Q1 24: 20Q2 24: 24Q3 24: 25Q4 24: 23Q1 25: 21Q2 25: 25Q3 25: 29Q4 25: 29Q1 26: 2525Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202219
Q4 202217
Q1 202316
Q2 202318
Q3 202318
Q4 202320
Q1 202420
Q2 202424
Q3 202425
Q4 202423
Q1 202521
Q2 202525
Q3 202529
Q4 202529
Q1 202625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 15 bought or addedQ2 24: 7 cut or sold outQ3 24: 13 bought or addedQ3 24: 8 cut or sold outQ3 24Q4 24: 9 bought or addedQ4 24: 11 cut or sold outQ1 25: 10 bought or addedQ1 25: 8 cut or sold outQ1 25Q2 25: 11 bought or addedQ2 25: 7 cut or sold outQ3 25: 18 bought or addedQ3 25: 4 cut or sold outQ3 25Q4 25: 11 bought or addedQ4 25: 15 cut or sold outQ1 26: 10 bought or addedQ1 26: 14 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024157
Q3 2024138
Q4 2024911
Q1 2025108
Q2 2025117
Q3 2025184
Q4 20251115
Q1 20261014

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +216,578+216.6k
MORGAN STANLEY Added +31,730+31.7k
RAYMOND JAMES FINANCIAL INC Added +21,326+21.3k
GOLDMAN SACHS GROUP INC New +18,442+18.4k
Apella Capital, LLC New +16,108+16.1k
FLOW TRADERS U.S. LLC Added +10,569+10.6k
Cambridge Investment Research Advisors, Inc. Added +2,552+2.6k
ASSETMARK, INC Added +2,287+2.3k
US BANCORP \DE\ Added +1,073+1.1k
Parkside Financial Bank & Trust Added +174+174

Biggest sellers

Envestnet Portfolio Solutions, Inc. Sold out -194,979-195.0k
JANE STREET GROUP, LLC Reduced -33,845-33.8k
Steward Partners Investment Advisory, LLC Reduced -31,044-31.0k
LPL Financial LLC Reduced -21,286-21.3k
CITADEL ADVISORS LLC Sold out -17,210-17.2k
TWO SIGMA SECURITIES, LLC Sold out -14,235-14.2k
OSAIC HOLDINGS, INC. Reduced -12,233-12.2k
Vestmark Advisory Solutions, Inc. Sold out -9,455-9.5k
Thrivent Financial for Lutherans Reduced -7,532-7.5k
Financial Connections Group, Inc. Reduced -1,589-1.6k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 246,851246.9k $5.8m $5.8m 0.00% Added +216.6k +216,578
2 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 192,672192.7k $4.5m $4.5m 0.01% Reduced -7.5k -7,532
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 136,822136.8k $3.2m $3.2m 0.00% Added +31.7k +31,730
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 106,112106.1k $2.5m $2.5m 0.00% Reduced -21.3k -21,286
5 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 90,67590.7k $2.1m $2.1m 0.01% Added +2.6k +2,552
6 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 55,42955.4k $1.3m $1.3m 0.04% Added +10.6k +10,569
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 46,60046.6k $1.1m $1.1m 0.00% Added +21.3k +21,326
8 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 44,05844.1k $1.0m $1.0m 0.00% Added +2.3k +2,287
9 Parkside Financial Bank & Trust 0.05% of their portfolio SAINT LOUIS, MO 29,38429.4k $684.8k $684.8k 0.05% Added +174 +174
10 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 19,89019.9k $463.5k $463.5k 0.00% Added +1.1k +1,073
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 18,44218.4k $429.8k $429.8k 0.00% New
12 Apella Capital, LLC 0.01% of their portfolio WEST HARTFORD, CT 16,10816.1k $375.9k $375.9k 0.01% New
13 Financial Connections Group, Inc. 0.13% of their portfolio CORTE MADERA, CA 16,10816.1k $375.0k $375.0k 0.13% Reduced -1.6k -1,589
14 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 15,41515.4k $359.2k $359.2k 0.00% Unchanged
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,24611.2k $262.1k $262.1k 0.00% Reduced -33.8k -33,845
16 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,1492.1k $50.1k $50.1k 0.00% Reduced -2 -2
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5531.6k $36.2k $36.2k 0.00% Reduced -12.2k -12,233
18 CWM, LLC 0.00% of their portfolio OMAHA, NE 863863 $20.1k $20.1k 0.00% Unchanged
19 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 843843 $19.6k $19.6k 0.00% Reduced -31.0k -31,044
20 Cherry Tree Wealth Management, LLC 0.00% of their portfolio MINNETONKA, MN 624624 $14.5k $14.5k 0.00% Unchanged
21 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 525525 $12.2k $12.2k 0.00% Reduced -500 -500
22 SOUTHERN MICHIGAN BANK & TRUST 0.00% of their portfolio COLDWATER, MI 400400 $9.3k $9.3k 0.00% First filing
23 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 131131 $3.1k $3.1k 0.00% Unchanged
24 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 9696 $2.2k $2.2k 0.00% Unchanged
25 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 11 $24 $24 0.00% Unchanged