Vault-13

NUSHARES ETF TR NUAG

NUVEEN ENHNC YLD · ETP · CUSIP 67092P102

26 institutional holders +1 vs Q1 2024
1,318,3281.3m shares reported held*
$26.6mreported value*
5 new 7 added 7 reduced 4 sold out net bought ≈ $2.5m (+119.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.14.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 36Q4 22: 30Q1 23: 30Q2 23: 27Q3 23: 21Q4 23: 22Q1 24: 25Q2 24: 2626Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202236
Q4 202230
Q1 202330
Q2 202327
Q3 202321
Q4 202322
Q1 202425
Q2 202426

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 13 cut or sold outQ2 23: 12 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 6 bought or addedQ3 23: 13 cut or sold outQ4 23: 10 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 9 cut or sold outQ2 24: 12 bought or addedQ2 24: 11 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221122
Q1 2023913
Q2 20231214
Q3 2023613
Q4 2023107
Q1 2024139
Q2 20241211

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +453,324+453.3k
Perigon Wealth Management, LLC New +52,964+53.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +24,564+24.6k
FLYNN ZITO CAPITAL MANAGEMENT, LLC New +14,492+14.5k
UBS Group AG Added +4,014+4.0k
Prospera Financial Services Inc Added +1,870+1.9k
OSAIC HOLDINGS, INC. Added +1,639+1.6k
Calydon Capital Added +774+774
Apollon Financial, LLC Added +519+519
CWM, LLC New +196+196

Biggest sellers

JANE STREET GROUP, LLC Reduced -130,888-130.9k
LPL Financial LLC Reduced -124,821-124.8k
Nuveen Asset Management, LLC Reduced -58,409-58.4k
MORGAN STANLEY Reduced -40,672-40.7k
CITADEL ADVISORS LLC Sold out -26,831-26.8k
OLD MISSION CAPITAL LLC Sold out -25,854-25.9k
BANK OF MONTREAL /CAN/ Sold out -16,152-16.2k
RAYMOND JAMES & ASSOCIATES Reduced -7,132-7.1k
ROYAL BANK OF CANADA Reduced -3,500-3.5k
McNamara Financial Services, Inc. Reduced -698-698

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 484,112484.1k $10.0m $10.0m 0.00% Added +453.3k +453,324
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 244,962245.0k $5.1m $5.1m 0.00% Reduced -124.8k -124,821
3 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 100,000100.0k $2.1m $2.1m 0.00% Reduced -58.4k -58,409
4 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 72,33172.3k $1.5m $1.5m 0.04% Added +1.9k +1,870
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 65,36365.4k $1.4m $1.4m 0.00% Reduced -130.9k -130,888
6 Calydon Capital 0.08% of their portfolio MEMPHIS, TN 54,85154.9k $421.3k $421.3k 0.08% Added +774 +774
7 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 52,96453.0k $1.1m $1.1m 0.03% New
8 Apollon Financial, LLC 0.33% of their portfolio MOUNT PLEASANT, SC 49,03049.0k $1.0m $1.0m 0.33% Added +519 +519
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 41,61941.6k $860.7k $860.7k 0.00% Added +4.0k +4,014
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,93425.9k $536.3k $536.3k 0.00% Reduced -7.1k -7,132
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,56424.6k $508.0k $508.0k 0.00% New
12 McNamara Financial Services, Inc. 0.09% of their portfolio MARSHFIELD, MA 20,16320.2k $417.0k $417.0k 0.09% Reduced -698 -698
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 18,93218.9k $391.5k $391.5k 0.00% Reduced -40.7k -40,672
14 Beaumont Financial Advisors, LLC 0.02% of their portfolio NEEDHAM, MA 14,90914.9k $308.3k $308.3k 0.02% Unchanged
15 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.15% of their portfolio GARDEN CITY, NY 14,49214.5k $299.7k $299.7k 0.15% New
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,32914.3k $296.3k $296.3k 0.00% Added +78 +78
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,3506.3k $131.3k $131.3k 0.00% Unchanged
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,0095.0k $103.6k $103.6k 0.00% Added +1.6k +1,639
19 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,4303.4k $70.9k $70.9k 0.00% Unchanged
20 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6161.6k $33.4k $33.4k 0.00% Unchanged
21 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,2511.3k $25.9k $25.9k 0.00% Unchanged
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 935935 $20.0k $20.0k 0.00% Reduced -3.5k -3,500
23 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 904904 $18.7k $18.7k 0.00% Unchanged
24 CWM, LLC 0.00% of their portfolio OMAHA, NE 196196 $4.0k $4.0k 0.00% New
25 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 8282 $1.7k $1.7k 0.00% New
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged