Vault-13

NUVEEN CORE EQUITY ALPHA FD JCE

COM · Closed-End Fund · CUSIP 67090X107

50 institutional holders +0 vs Q1 2026
4,859,8894.9m shares reported held*
$79.8mreported value*
4 new 22 added 12 reduced 3 sold out net bought ≈ $2.3m (+138.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.42.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 41Q4 22: 39Q1 23: 45Q2 23: 48Q3 23: 45Q4 23: 47Q1 24: 49Q2 24: 47Q3 24: 49Q4 24: 43Q1 25: 45Q2 25: 46Q3 25: 49Q4 25: 50Q1 26: 50Q2 26: 5050Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202241
Q4 202239
Q1 202345
Q2 202348
Q3 202345
Q4 202347
Q1 202449
Q2 202447
Q3 202449
Q4 202443
Q1 202545
Q2 202546
Q3 202549
Q4 202550
Q1 202650
Q2 202650

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 25 bought or addedQ3 24: 10 cut or sold outQ4 24: 15 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 23 bought or addedQ1 25: 14 cut or sold outQ2 25: 23 bought or addedQ2 25: 12 cut or sold outQ2 25Q3 25: 26 bought or addedQ3 25: 14 cut or sold outQ4 25: 28 bought or addedQ4 25: 20 cut or sold outQ4 25Q1 26: 22 bought or addedQ1 26: 20 cut or sold outQ2 26: 26 bought or addedQ2 26: 15 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242510
Q4 20241517
Q1 20252314
Q2 20252312
Q3 20252614
Q4 20252820
Q1 20262220
Q2 20262615

Biggest buyers

1607 Capital Partners, LLC Added +215,039+215.0k
Baird Financial Group, Inc. Added +50,034+50.0k
Cambridge Investment Research Advisors, Inc. Added +25,865+25.9k
Advisors Asset Management, Inc. Added +23,914+23.9k
XTX Topco Ltd New +16,926+16.9k
Karpus Management, Inc. Added +14,941+14.9k
MORGAN STANLEY Added +14,874+14.9k
Canal Capital Management, LLC Added +6,944+6.9k
RAYMOND JAMES FINANCIAL INC Added +5,399+5.4k
UBS Group AG Added +3,421+3.4k

Biggest sellers

Shaker Financial Services, LLC Reduced -96,536-96.5k
WOLVERINE ASSET MANAGEMENT LLC Reduced -88,886-88.9k
Invesco Ltd. Reduced -25,064-25.1k
NewEdge Advisors, LLC Reduced -10,400-10.4k
Blue Trust, Inc. Sold out -6,040-6.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -5,547-5.5k
Thrivent Financial for Lutherans Reduced -5,095-5.1k
RETIREMENT PLANNING GROUP, LLC / NY Reduced -4,969-5.0k
Cetera Investment Advisers Reduced -2,941-2.9k
BANK OF AMERICA CORP /DE/ Reduced -2,444-2.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.9%, 2026-07-30)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 577,911577.9k $9.5m $9.5m 0.00% Added +5.4k +5,399
2 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 531,973532.0k $8.7m $8.7m 0.01% Added +50.0k +50,034
3 Shaker Financial Services, LLC 2.73% of their portfolio Arlington, VA 519,128519.1k $8.7m $8.7m 2.73% Reduced -96.5k -96,536
4 1607 Capital Partners, LLC 0.72% of their portfolio Richmond, VA 503,250503.2k $8.2m $8.2m 0.72% Added +215.0k +215,039
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 389,113389.1k $6.4m $6.4m 0.00% Added +14.9k +14,874
6 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 318,259318.3k $5.2m $5.2m 0.03% Added +691 +691
7 RETIREMENT PLANNING GROUP, LLC / NY 2.28% of their portfolio MALTA, NY 250,109250.1k $4.2m $4.2m 2.28% Reduced -5.0k -4,969
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 236,535236.5k $3.9m $3.9m 0.00% Reduced -25.1k -25,064
9 Karpus Management, Inc. 0.09% of their portfolio Pittsford, NY 199,137199.1k $3.3m $3.3m 0.09% Added +14.9k +14,941
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 180,614180.6k $3.0m $3.0m 0.00% Added +1.9k +1,867
11 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 115,451115.5k $1.9m $1.9m 0.02% Reduced -1.1k -1,120
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 107,704107.7k $1.8m $1.8m 0.00% Reduced -1.2k -1,195
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 92,83192.8k $1.5m $1.5m 0.00% Added +2.8k +2,794
14 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 91,50891.5k $1.5m $1.5m 0.01% Added +730 +730
15 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 80,76180.8k $1.3m $1.3m 0.00% Reduced -5.1k -5,095
16 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 54,39754.4k $889.9k $889.9k 0.01% Added +23.9k +23,914
17 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 52,19452.2k $854.4k $854.4k 0.05% Added +169 +169
18 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 51,85651.9k $848.0k $848.0k 0.00% Added +25.9k +25,865
19 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 51,57451.6k $843.8k $843.8k 0.03% Unchanged
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 45,74445.7k $748.4k $748.4k 0.00% Reduced -364 -364
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 44,53444.5k $728.6k $728.6k 0.00% Added +3.4k +3,421
22 Z3 Capital Partners, LLC 0.14% of their portfolio RICHMOND, VA 41,41141.4k $677.5k $677.5k 0.14% Added +818 +818
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,34833.3k $545.6k $545.6k 0.00% Reduced -2.4k -2,444
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,34733.3k $546.0k $546.0k 0.00% Added +561 +561
25 PMG Family Office LLC 0.47% of their portfolio PLANO, TX 30,67530.7k $512.9k $512.9k 0.47% Added +1.3k +1,306
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,48129.5k $482.3k $482.3k 0.00% Reduced -5.5k -5,547
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 27,58527.6k $451.3k $451.3k 0.00% Reduced -2.9k -2,941
28 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,11520.1k $329.1k $329.1k 0.00% Reduced -10.4k -10,400
29 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 18,92118.9k $309.5k $309.5k 0.00% Unchanged
30 Canal Capital Management, LLC 0.04% of their portfolio Richmond, VA 18,11618.1k $296.4k $296.4k 0.04% Added +6.9k +6,944
31 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 16,92616.9k $276.9k $276.9k 0.00% New
32 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 14,23214.2k $232.8k $232.8k 0.00% Reduced -88.9k -88,886
33 Centurion Wealth Management LLC 0.05% of their portfolio Mclean, VA 12,77112.8k $208.9k $208.9k 0.05% Added +291 +291
34 NWF Advisory Services Inc. 0.02% of their portfolio Los Angeles, CA 12,10012.1k $198.0k $198.0k 0.02% Added +2.0k +2,000
35 David J Yvars Group 0.09% of their portfolio UNIVERSITY PARK, FL 11,00011.0k $175.0k $175.0k 0.09% Unchanged
36 DAYMARK WEALTH PARTNERS, LLC 0.00% of their portfolio CINCINNATI, OH 10,79010.8k $176.5k $176.5k 0.00% Unchanged
37 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 10,31710.3k $168.8k $168.8k 0.02% Added +19 +19
38 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 9,3639.4k $153.2k $153.2k 0.00% Unchanged
39 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,9694.0k $64.9k $64.9k 0.00% Unchanged
40 FNY Investment Advisers, LLC 0.02% of their portfolio NEW YORK, NY 3,0003.0k $49.0k $49.0k 0.02% Unchanged
41 EASTERN BANK 0.00% of their portfolio BOSTON, MA 1,8691.9k $30.6k $30.6k 0.00% Unchanged
42 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,7511.8k $28.6k $28.6k 0.00% New
43 Centerpoint Advisors, LLC 0.00% of their portfolio NEEDHAM, MA 1,0001.0k $16.0k $16.0k 0.00% Unchanged
44 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 978978 $15.4k $15.4k 0.00% New
45 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 948948 $15.5k $15.5k 0.00% Unchanged
46 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 402402 $6.6k $6.6k 0.00% Added +9 +9
47 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 371371 $5.9k $5.9k 0.00% Unchanged
48 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 300300 $4.9k $4.9k 0.00% New
49 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 125125 $2.0k $2.0k 0.00% Unchanged
50 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 9595 $1.6k $1.6k 0.00% Added +4 +4