Vault-13

NUVEEN CORE EQUITY ALPHA FD JCE

COM · Closed-End Fund · CUSIP 67090X107

46 institutional holders +1 vs Q1 2025
4,019,9174.0m shares reported held*
$62.6mreported value*
3 new 20 added 10 reduced 2 sold out net bought ≈ $3.2m (+203.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.56.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 41Q4 22: 39Q1 23: 45Q2 23: 48Q3 23: 45Q4 23: 47Q1 24: 49Q2 24: 47Q3 24: 49Q4 24: 43Q1 25: 45Q2 25: 4646Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202241
Q4 202239
Q1 202345
Q2 202348
Q3 202345
Q4 202347
Q1 202449
Q2 202447
Q3 202449
Q4 202443
Q1 202545
Q2 202546

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 24 bought or addedQ3 23: 17 cut or sold outQ4 23: 18 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 18 cut or sold outQ2 24: 17 bought or addedQ2 24: 22 cut or sold outQ2 24Q3 24: 25 bought or addedQ3 24: 10 cut or sold outQ4 24: 15 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 23 bought or addedQ1 25: 14 cut or sold outQ2 25: 23 bought or addedQ2 25: 12 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232417
Q4 20231814
Q1 20241918
Q2 20241722
Q3 20242510
Q4 20241517
Q1 20252314
Q2 20252312

Biggest buyers

Shaker Financial Services, LLC Added +180,815+180.8k
Cornerstone Advisors, LLC Added +51,034+51.0k
ROYAL BANK OF CANADA Added +41,135+41.1k
WOLVERINE ASSET MANAGEMENT LLC New +28,619+28.6k
MORGAN STANLEY Added +24,098+24.1k
RAYMOND JAMES FINANCIAL INC Added +13,942+13.9k
Invesco Ltd. Added +13,754+13.8k
Calamos Advisors LLC New +10,729+10.7k
LPL Financial LLC Added +9,115+9.1k
Steward Partners Investment Advisory, LLC Added +4,942+4.9k

Biggest sellers

Thrivent Financial for Lutherans Sold out -105,393-105.4k
Advisors Asset Management, Inc. Reduced -32,064-32.1k
WELLS FARGO & COMPANY/MN Reduced -20,748-20.7k
MGB Wealth Management, LLC Reduced -11,442-11.4k
Baird Financial Group, Inc. Reduced -7,937-7.9k
RETIREMENT PLANNING GROUP, LLC / NY Reduced -6,887-6.9k
Capital Investment Advisors, LLC Reduced -5,450-5.5k
Hexagon Capital Partners LLC Sold out -1,921-1.9k
UBS Group AG Reduced -1,074-1.1k
Cetera Investment Advisers Reduced -1,067-1.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.9%, 2026-07-30)

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Shaker Financial Services, LLC 3.03% of their portfolio Arlington, VA 527,991528.0k $8.4m $8.4m 3.03% Added +180.8k +180,815
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 522,261522.3k $8.1m $8.1m 0.00% Added +13.9k +13,942
3 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 516,634516.6k $8.0m $8.0m 0.01% Reduced -7.9k -7,937
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 395,058395.1k $6.1m $6.1m 0.00% Added +24.1k +24,098
5 RETIREMENT PLANNING GROUP, LLC / NY 3.89% of their portfolio MALTA, NY 279,810279.8k $4.4m $4.4m 3.89% Reduced -6.9k -6,887
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 263,723263.7k $4.1m $4.1m 0.00% Added +13.8k +13,754
7 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 232,476232.5k $3.6m $3.6m 0.03% Added +4.4k +4,401
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 171,368171.4k $2.7m $2.7m 0.00% Added +2.9k +2,895
9 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 127,421127.4k $2.0m $2.0m 0.03% Reduced -5.5k -5,450
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 103,692103.7k $1.6m $1.6m 0.00% Reduced -20.7k -20,748
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 98,68398.7k $1.5m $1.5m 0.00% Added +9.1k +9,115
12 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 89,41989.4k $1.4m $1.4m 0.01% Added +4.9k +4,942
13 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 72,02472.0k $1.1m $1.1m 0.02% Reduced -32.1k -32,064
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 67,85067.8k $1.1m $1.1m 0.00% Added +41.1k +41,135
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,34159.3k $919.8k $919.8k 0.00% Reduced -1.1k -1,074
16 Cornerstone Advisors, LLC 0.03% of their portfolio ASHEVILLE, NC 57,13457.1k $885.6k $885.6k 0.03% Added +51.0k +51,034
17 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 51,82151.8k $803.2k $803.2k 0.06% Added +2.4k +2,444
18 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 51,10551.1k $792.1k $792.1k 0.03% Reduced -755 -755
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 42,67742.7k $661.5k $661.5k 0.00% Added +2.8k +2,810
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,83034.8k $540.0k $540.0k 0.00% Unchanged
21 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 30,18230.2k $467.8k $467.8k 0.00% Added +2.0k +1,952
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,95229.0k $448.8k $448.8k 0.00% Reduced -884 -884
23 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 28,61928.6k $443.6k $443.6k 0.01% New
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 28,60928.6k $443.0k $443.0k 0.00% Added +770 +770
25 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,35824.4k $377.6k $377.6k 0.00% Reduced -1.1k -1,067
26 NWF Advisory Services Inc. 0.03% of their portfolio Los Angeles, CA 13,60013.6k $210.8k $210.8k 0.03% Unchanged
27 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 11,96112.0k $185.4k $185.4k 0.01% Added +954 +954
28 Centurion Wealth Management LLC 0.05% of their portfolio Mclean, VA 11,74511.7k $182.1k $182.1k 0.05% Added +255 +255
29 MGB Wealth Management, LLC 0.06% of their portfolio ADDISON, TX 11,44211.4k $177.4k $177.4k 0.06% Reduced -11.4k -11,442
30 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 11,18511.2k $173.4k $173.4k 0.00% Added +50 +50
31 David J Yvars Group 0.10% of their portfolio UNIVERSITY PARK, FL 11,00011.0k $167.3k $167.3k 0.10% Unchanged
32 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 10,79010.8k $167.2k $167.2k 0.01% Unchanged
33 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 10,72910.7k $166.3k $166.3k 0.00% New
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7066.7k $103.9k $103.9k 0.00% Added +111 +111
35 Elequin Capital, LP 0.01% of their portfolio NEW YORK, NY 3,7193.7k $57.6k $57.6k 0.01% Added +2.3k +2,281
36 FNY Investment Advisers, LLC 0.02% of their portfolio NEW YORK, NY 3,0003.0k $46.0k $46.0k 0.02% Unchanged
37 EASTERN BANK 0.00% of their portfolio BOSTON, MA 1,8691.9k $29.0k $29.0k 0.00% Unchanged
38 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,7511.8k $27.1k $27.1k 0.00% New
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,3161.3k $20.0k $20.0k 0.00% Unchanged
40 Centerpoint Advisors, LLC 0.01% of their portfolio NEEDHAM, MA 1,0001.0k $16.0k $16.0k 0.01% Unchanged
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 948948 $14.7k $14.7k 0.00% Unchanged
42 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 371371 $5.6k $5.6k 0.00% Unchanged
43 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 370370 $5.7k $5.7k 0.00% Added +8 +8
44 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 252252 $4.0k $4.0k 0.00% Unchanged
45 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 125125 $1.9k $1.9k 0.00% Unchanged
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged