NUVEEN CORE EQUITY ALPHA FD JCE
COM · Closed-End Fund · CUSIP 67090X107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.02.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 41 |
| Q4 2022 | 39 |
| Q1 2023 | 45 |
| Q2 2023 | 48 |
| Q3 2023 | 45 |
| Q4 2023 | 47 |
| Q1 2024 | 49 |
| Q2 2024 | 47 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 17 |
| Q1 2023 | 21 | 13 |
| Q2 2023 | 22 | 18 |
| Q3 2023 | 24 | 17 |
| Q4 2023 | 18 | 14 |
| Q1 2024 | 19 | 18 |
| Q2 2024 | 17 | 22 |
Biggest buyers
| Invesco Ltd. | Added | +44.5k |
| NewEdge Advisors, LLC | Added | +16.0k |
| RAYMOND JAMES & ASSOCIATES | Added | +8.0k |
| Widmann Financial Services, Inc. | New | +7.3k |
| Capital Investment Advisors, LLC | Added | +6.4k |
| UBS Group AG | Added | +6.3k |
| Ashton Thomas Private Wealth, LLC | New | +3.7k |
| Steward Partners Investment Advisory, LLC | Added | +3.6k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +2.1k |
| Larson Financial Group LLC | New | +2.0k |
Biggest sellers
| MORGAN STANLEY | Reduced | -604.6k |
| COHEN & STEERS, INC. | Reduced | -99.0k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -64.1k |
| OSAIC HOLDINGS, INC. | Reduced | -55.4k |
| ROYAL BANK OF CANADA | Reduced | -37.1k |
| GUGGENHEIM CAPITAL LLC | Reduced | -34.1k |
| Shaker Financial Services, LLC | Reduced | -31.5k |
| Spire Wealth Management | Reduced | -23.6k |
| CONTINUUM WEALTH ADVISORS, LLC | Sold out | -19.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -16.0k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.9%, 2026-07-30)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 442.6k $6.6m | Added +8.0k |
| MORGAN STANLEY 0.00% of their portfolio | 312.4k $4.7m | Reduced -604.6k |
| Invesco Ltd. 0.00% of their portfolio | 216.9k $3.3m | Added +44.5k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 212.7k $3.2m | Reduced -34.1k |
| Shaker Financial Services, LLC 1.26% of their portfolio | 202.7k $3.1m | Reduced -31.5k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 192.6k $2.9m | Reduced -99.0k |
| Advisors Asset Management, Inc. 0.06% of their portfolio | 191.8k $2.9m | Reduced -1.4k |
| Capital Investment Advisors, LLC 0.05% of their portfolio | 149.9k $2.2m | Added +6.4k |
| LPL Financial LLC 0.00% of their portfolio | 107.8k $1.6m | Reduced -5.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 106.0k $1.6m | Reduced -1.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 84.4k $1.3m | Reduced -55.4k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 79.8k $1.2m | Reduced -2.2k |
| UBS Group AG 0.00% of their portfolio | 69.1k $1.0m | Added +6.3k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 62.5k $937.0k | Added +3.6k |
| Spire Wealth Management 0.03% of their portfolio | 53.8k $806.4k | Reduced -23.6k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 44.1k $661.2k | Reduced -64.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 41.0k $616.0k | Reduced -37.1k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio | 40.1k $601.4k | Reduced -12 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 33.5k $502.7k | Added +394 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 29.3k $439.0k | Reduced -250 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 28.1k $421.6k | Added +520 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 24.1k $361.0k | Added +2.1k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 23.3k $349.4k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 21.5k $323.1k | Added +16.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 19.1k $287.1k | Added +5 |
| NWF Advisory Services Inc. 0.03% of their portfolio | 13.6k $204.0k | Reduced -700 |
| MGB Wealth Management, LLC 0.06% of their portfolio | 11.4k $172.9k | Unchanged |
| David J Yvars Group 0.10% of their portfolio | 11.0k $163.3k | Unchanged |
| DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio | 10.8k $161.8k | Unchanged |
| Widmann Financial Services, Inc. 0.09% of their portfolio | 7.3k $109.5k | New |
| Gilliland Jeter Wealth Management LLC 0.04% of their portfolio | 7.2k $108.3k | Added +503 |
| COMERICA BANK 0.00% of their portfolio | 6.3k $94.4k | Added +105 |
| Ashton Thomas Private Wealth, LLC 0.00% of their portfolio | 3.7k $55.1k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 2.0k $30.0k | New |
| Hexagon Capital Partners LLC 0.01% of their portfolio | 1.9k $28.8k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.4k $21.0k | Unchanged |
| MONTAG A & ASSOCIATES INC 0.00% of their portfolio | 1.0k $15.3k | Unchanged |
| Centerpoint Advisors, LLC 0.01% of their portfolio | 1.0k $15.0k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 1.0k $15.0k | Reduced -1.0k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 948 $14.2k | Reduced -7.7k |
| Colonial Trust Co / SC 0.00% of their portfolio | 371 $5.5k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 340 $5.1k | Added +15 |
| Allworth Financial LP 0.00% of their portfolio | 265 $3.9k | Unchanged |
| Financial Management Professionals, Inc. 0.00% of their portfolio | 188 $3.0k | Added +27 |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 173 $2.6k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 125 $1.9k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |