Vault-13

NUVEEN CORE EQUITY ALPHA FD JCE

COM · Closed-End Fund · CUSIP 67090X107

47 institutional holders -2 vs Q1 2024
2,871,1602.9m shares reported held*
$43.1mreported value*
3 new 14 added 17 reduced 5 sold out net sold ≈ $14.0m (-932.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.02.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 41Q4 22: 39Q1 23: 45Q2 23: 48Q3 23: 45Q4 23: 47Q1 24: 49Q2 24: 4747Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202241
Q4 202239
Q1 202345
Q2 202348
Q3 202345
Q4 202347
Q1 202449
Q2 202447

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 13 cut or sold outQ2 23: 22 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 17 cut or sold outQ4 23: 18 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 18 cut or sold outQ2 24: 17 bought or addedQ2 24: 22 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221817
Q1 20232113
Q2 20232218
Q3 20232417
Q4 20231814
Q1 20241918
Q2 20241722

Biggest buyers

Invesco Ltd. Added +44,522+44.5k
NewEdge Advisors, LLC Added +16,000+16.0k
RAYMOND JAMES & ASSOCIATES Added +7,985+8.0k
Widmann Financial Services, Inc. New +7,300+7.3k
Capital Investment Advisors, LLC Added +6,407+6.4k
UBS Group AG Added +6,278+6.3k
Ashton Thomas Private Wealth, LLC New +3,676+3.7k
Steward Partners Investment Advisory, LLC Added +3,567+3.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +2,115+2.1k
Larson Financial Group LLC New +2,000+2.0k

Biggest sellers

MORGAN STANLEY Reduced -604,629-604.6k
COHEN & STEERS, INC. Reduced -99,000-99.0k
Raymond James Financial Services Advisors, Inc. Reduced -64,074-64.1k
OSAIC HOLDINGS, INC. Reduced -55,394-55.4k
ROYAL BANK OF CANADA Reduced -37,116-37.1k
GUGGENHEIM CAPITAL LLC Reduced -34,122-34.1k
Shaker Financial Services, LLC Reduced -31,454-31.5k
Spire Wealth Management Reduced -23,620-23.6k
CONTINUUM WEALTH ADVISORS, LLC Sold out -19,545-19.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -15,970-16.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.9%, 2026-07-30)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 442,559442.6k $6.6m $6.6m 0.00% Added +8.0k +7,985
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 312,366312.4k $4.7m $4.7m 0.00% Reduced -604.6k -604,629
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 216,935216.9k $3.3m $3.3m 0.00% Added +44.5k +44,522
4 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 212,656212.7k $3.2m $3.2m 0.02% Reduced -34.1k -34,122
5 Shaker Financial Services, LLC 1.26% of their portfolio Arlington, VA 202,739202.7k $3.1m $3.1m 1.26% Reduced -31.5k -31,454
6 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 192,633192.6k $2.9m $2.9m 0.01% Reduced -99.0k -99,000
7 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 191,824191.8k $2.9m $2.9m 0.06% Reduced -1.4k -1,359
8 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 149,950149.9k $2.2m $2.2m 0.05% Added +6.4k +6,407
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 107,845107.8k $1.6m $1.6m 0.00% Reduced -5.1k -5,076
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 106,041106.0k $1.6m $1.6m 0.00% Reduced -1.6k -1,564
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 84,37184.4k $1.3m $1.3m 0.00% Reduced -55.4k -55,394
12 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 79,76579.8k $1.2m $1.2m 0.00% Reduced -2.2k -2,161
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 69,05469.1k $1.0m $1.0m 0.00% Added +6.3k +6,278
14 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 62,46862.5k $937.0k $937.0k 0.01% Added +3.6k +3,567
15 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 53,76053.8k $806.4k $806.4k 0.03% Reduced -23.6k -23,620
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 44,08344.1k $661.2k $661.2k 0.00% Reduced -64.1k -64,074
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 41,04341.0k $616.0k $616.0k 0.00% Reduced -37.1k -37,116
18 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 40,09240.1k $601.4k $601.4k 0.06% Reduced -12 -12
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 33,51533.5k $502.7k $502.7k 0.00% Added +394 +394
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,26029.3k $439.0k $439.0k 0.00% Reduced -250 -250
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,10928.1k $421.6k $421.6k 0.00% Added +520 +520
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,08824.1k $361.0k $361.0k 0.00% Added +2.1k +2,115
23 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 23,29023.3k $349.4k $349.4k 0.01% Unchanged
24 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 21,54321.5k $323.1k $323.1k 0.00% Added +16.0k +16,000
25 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,14319.1k $287.1k $287.1k 0.00% Added +5 +5
26 NWF Advisory Services Inc. 0.03% of their portfolio Los Angeles, CA 13,60013.6k $204.0k $204.0k 0.03% Reduced -700 -700
27 MGB Wealth Management, LLC 0.06% of their portfolio ADDISON, TX 11,44211.4k $172.9k $172.9k 0.06% Unchanged
28 David J Yvars Group 0.10% of their portfolio UNIVERSITY PARK, FL 11,00011.0k $163.3k $163.3k 0.10% Unchanged
29 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 10,79010.8k $161.8k $161.8k 0.01% Unchanged
30 Widmann Financial Services, Inc. 0.09% of their portfolio BOWIE, MD 7,3007.3k $109.5k $109.5k 0.09% New
31 Gilliland Jeter Wealth Management LLC 0.04% of their portfolio LITTLE ROCK, AR 7,2177.2k $108.3k $108.3k 0.04% Added +503 +503
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,2916.3k $94.4k $94.4k 0.00% Added +105 +105
33 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 3,6763.7k $55.1k $55.1k 0.00% New
34 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,0002.0k $30.0k $30.0k 0.00% New
35 Hexagon Capital Partners LLC 0.01% of their portfolio ROGERS, AR 1,9211.9k $28.8k $28.8k 0.01% Unchanged
36 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,3811.4k $21.0k $21.0k 0.00% Unchanged
37 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 1,0001.0k $15.3k $15.3k 0.00% Unchanged
38 Centerpoint Advisors, LLC 0.01% of their portfolio NEEDHAM, MA 1,0001.0k $15.0k $15.0k 0.01% Unchanged
39 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,0001.0k $15.0k $15.0k 0.00% Reduced -1.0k -1,000
40 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 948948 $14.2k $14.2k 0.00% Reduced -7.7k -7,659
41 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 371371 $5.5k $5.5k 0.00% Unchanged
42 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 340340 $5.1k $5.1k 0.00% Added +15 +15
43 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 265265 $3.9k $3.9k 0.00% Unchanged
44 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 188188 $3.0k $3.0k 0.00% Added +27 +27
45 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 173173 $2.6k $2.6k 0.00% Unchanged
46 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 125125 $1.9k $1.9k 0.00% Unchanged
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged