NUVEEN CORE EQUITY ALPHA FD JCE
COM · Closed-End Fund · CUSIP 67090X107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.76.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 41 |
| Q4 2022 | 39 |
| Q1 2023 | 45 |
| Q2 2023 | 48 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 17 |
| Q1 2023 | 21 | 13 |
| Q2 2023 | 22 | 18 |
Biggest buyers
| Raymond James Financial Services Advisors, Inc. | Added | +192.4k |
| COHEN & STEERS, INC. | Added | +89.6k |
| Shaker Financial Services, LLC | Added | +88.9k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +46.9k |
| Cornerstone Advisors, LLC | New | +46.5k |
| Capital Investment Advisors, LLC | Added | +35.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +24.5k |
| Spire Wealth Management | Added | +23.5k |
| INDEPENDENT FINANCIAL GROUP, LLC | New | +10.6k |
| Cetera Investment Advisers | New | +10.2k |
Biggest sellers
| GUGGENHEIM CAPITAL LLC | Reduced | -62.2k |
| Invesco Ltd. | Reduced | -17.2k |
| LPL Financial LLC | Reduced | -12.5k |
| Thrivent Financial for Lutherans | Reduced | -9.1k |
| Advisors Asset Management, Inc. | Reduced | -6.8k |
| WELLS FARGO & COMPANY/MN | Reduced | -5.8k |
| AMERIPRISE FINANCIAL INC | Reduced | -5.8k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -2.7k |
| Cetera Advisors LLC | Reduced | -2.0k |
| Ameritas Advisory Services, LLC | Sold out | -1.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.9%, 2026-07-30)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 397.6k $5.1m | Added +6.8k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 301.7k $3.8m | Added +89.6k |
| MORGAN STANLEY 0.00% of their portfolio | 256.2k $3.3m | Added +793 |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 240.5k $3.1m | Reduced -62.2k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 221.9k $2.8m | Added +192.4k |
| Advisors Asset Management, Inc. 0.05% of their portfolio | 198.6k $2.5m | Reduced -6.8k |
| Invesco Ltd. 0.00% of their portfolio | 180.3k $2.3m | Reduced -17.2k |
| Shaker Financial Services, LLC 0.93% of their portfolio | 164.5k $2.1m | Added +88.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 131.7k $1.7m | Added +812 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 109.6k $1.4m | Reduced -5.8k |
| LPL Financial LLC 0.00% of their portfolio | 104.4k $1.3m | Reduced -12.5k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 87.7k $1.1m | Reduced -9.1k |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 85.5k $1.1m | Added +46.9k |
| Spire Wealth Management 0.04% of their portfolio | 78.5k $1.0m | Added +23.5k |
| UBS Group AG 0.00% of their portfolio | 70.1k $894.1k | Reduced -743 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 67.6k $863.0k | Added +291 |
| Capital Investment Advisors, LLC 0.02% of their portfolio | 57.5k $733.7k | Added +35.2k |
| Cornerstone Advisors, LLC 0.03% of their portfolio | 46.5k $593.3k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 33.7k $430.0k | Reduced -796 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 30.9k $394.4k | Reduced -2.7k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 28.4k $362.0k | Reduced -1.2k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio | 25.1k $319.9k | Added +3.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 24.5k $313.1k | New |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 22.4k $286.0k | Added +2.9k |
| Cetera Advisors LLC 0.00% of their portfolio | 19.4k $247.5k | Reduced -2.0k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 18.9k $241.7k | Added +3.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 15.3k $194.9k | Reduced -5.8k |
| NWF Advisory Services Inc. 0.04% of their portfolio | 14.3k $182.5k | Unchanged |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 12.1k $154.0k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.6k $148.0k | Added +145 |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 11.3k $144.0k | Reduced -1 |
| David J Yvars Group 0.11% of their portfolio | 11.0k $138.1k | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 10.6k $135.8k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 10.2k $129.9k | New |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 10.0k $130.8k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 8.6k $109.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 4.4k $56.0k | Reduced -1.0k |
| Thomas J. Herzfeld Advisors, Inc. 0.02% of their portfolio | 3.9k $49.9k | Added +98 |
| FNY Investment Advisers, LLC 0.04% of their portfolio | 2.6k $33.0k | Added +600 |
| Hexagon Capital Partners LLC 0.01% of their portfolio | 1.9k $24.5k | Unchanged |
| MONTAG A & ASSOCIATES INC 0.00% of their portfolio | 1.0k $13.1k | Unchanged |
| Centerpoint Advisors, LLC 0.01% of their portfolio | 1.0k $13.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 955 $12.0k | Added +204 |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 723 $9.2k | Reduced -75 |
| Colonial Trust Co / SC 0.00% of their portfolio | 371 $4.7k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 125 $1.6k | First filing |
| Financial Management Professionals, Inc. 0.00% of their portfolio | 125 $2.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |