Vault-13

NUVEEN CORE EQUITY ALPHA FD JCE

COM · Closed-End Fund · CUSIP 67090X107

48 institutional holders +3 vs Q1 2023
3,135,8163.1m shares reported held*
$40.0mreported value*
5 new 17 added 15 reduced 3 sold out net bought ≈ $5.8m (+456.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.76.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 41Q4 22: 39Q1 23: 45Q2 23: 4848Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202241
Q4 202239
Q1 202345
Q2 202348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 18 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221817
Q1 20232113
Q2 20232218

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +192,354+192.4k
COHEN & STEERS, INC. Added +89,616+89.6k
Shaker Financial Services, LLC Added +88,899+88.9k
WOLVERINE ASSET MANAGEMENT LLC Added +46,945+46.9k
Cornerstone Advisors, LLC New +46,495+46.5k
Capital Investment Advisors, LLC Added +35,250+35.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +24,539+24.5k
Spire Wealth Management Added +23,503+23.5k
INDEPENDENT FINANCIAL GROUP, LLC New +10,643+10.6k
Cetera Investment Advisers New +10,181+10.2k

Biggest sellers

GUGGENHEIM CAPITAL LLC Reduced -62,166-62.2k
Invesco Ltd. Reduced -17,202-17.2k
LPL Financial LLC Reduced -12,507-12.5k
Thrivent Financial for Lutherans Reduced -9,056-9.1k
Advisors Asset Management, Inc. Reduced -6,826-6.8k
WELLS FARGO & COMPANY/MN Reduced -5,814-5.8k
AMERIPRISE FINANCIAL INC Reduced -5,755-5.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -2,656-2.7k
Cetera Advisors LLC Reduced -2,000-2.0k
Ameritas Advisory Services, LLC Sold out -1,751-1.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.9%, 2026-07-30)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 397,583397.6k $5.1m $5.1m 0.00% Added +6.8k +6,776
2 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 301,656301.7k $3.8m $3.8m 0.01% Added +89.6k +89,616
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 256,222256.2k $3.3m $3.3m 0.00% Added +793 +793
4 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 240,541240.5k $3.1m $3.1m 0.02% Reduced -62.2k -62,166
5 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 221,851221.9k $2.8m $2.8m 0.00% Added +192.4k +192,354
6 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 198,604198.6k $2.5m $2.5m 0.05% Reduced -6.8k -6,826
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 180,261180.3k $2.3m $2.3m 0.00% Reduced -17.2k -17,202
8 Shaker Financial Services, LLC 0.93% of their portfolio Arlington, VA 164,508164.5k $2.1m $2.1m 0.93% Added +88.9k +88,899
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 131,746131.7k $1.7m $1.7m 0.00% Added +812 +812
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 109,575109.6k $1.4m $1.4m 0.00% Reduced -5.8k -5,814
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 104,412104.4k $1.3m $1.3m 0.00% Reduced -12.5k -12,507
12 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 87,67887.7k $1.1m $1.1m 0.00% Reduced -9.1k -9,056
13 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 85,48785.5k $1.1m $1.1m 0.02% Added +46.9k +46,945
14 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 78,49378.5k $1.0m $1.0m 0.04% Added +23.5k +23,503
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 70,06970.1k $894.1k $894.1k 0.00% Reduced -743 -743
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 67,63467.6k $863.0k $863.0k 0.00% Added +291 +291
17 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 57,50057.5k $733.7k $733.7k 0.02% Added +35.2k +35,250
18 Cornerstone Advisors, LLC 0.03% of their portfolio ASHEVILLE, NC 46,49546.5k $593.3k $593.3k 0.03% New
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,70033.7k $430.0k $430.0k 0.00% Reduced -796 -796
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,90730.9k $394.4k $394.4k 0.00% Reduced -2.7k -2,656
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,38528.4k $362.0k $362.0k 0.00% Reduced -1.2k -1,182
22 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 25,07025.1k $319.9k $319.9k 0.04% Added +3.1k +3,057
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 24,53924.5k $313.1k $313.1k 0.04% New
24 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 22,44622.4k $286.0k $286.0k 0.01% Added +2.9k +2,881
25 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 19,40019.4k $247.5k $247.5k 0.00% Reduced -2.0k -2,000
26 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,94318.9k $241.7k $241.7k 0.00% Added +3.3k +3,300
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,27615.3k $194.9k $194.9k 0.00% Reduced -5.8k -5,755
28 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 14,30014.3k $182.5k $182.5k 0.04% Unchanged
29 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,07212.1k $154.0k $154.0k 0.00% Unchanged
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,61911.6k $148.0k $148.0k 0.00% Added +145 +145
31 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 11,30711.3k $144.0k $144.0k 0.01% Reduced -1 -1
32 David J Yvars Group 0.11% of their portfolio UNIVERSITY PARK, FL 11,00011.0k $138.1k $138.1k 0.11% Unchanged
33 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,64310.6k $135.8k $135.8k 0.01% New
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,18110.2k $129.9k $129.9k 0.00% New
35 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 10,00010.0k $130.8k $130.8k 0.00% Unchanged
36 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,5948.6k $109.7k $109.7k 0.00% Unchanged
37 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,3924.4k $56.0k $56.0k 0.00% Reduced -1.0k -1,000
38 Thomas J. Herzfeld Advisors, Inc. 0.02% of their portfolio MIAMI BEACH, FL 3,9073.9k $49.9k $49.9k 0.02% Added +98 +98
39 FNY Investment Advisers, LLC 0.04% of their portfolio NEW YORK, NY 2,6002.6k $33.0k $33.0k 0.04% Added +600 +600
40 Hexagon Capital Partners LLC 0.01% of their portfolio ROGERS, AR 1,9211.9k $24.5k $24.5k 0.01% Unchanged
41 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 1,0001.0k $13.1k $13.1k 0.00% Unchanged
42 Centerpoint Advisors, LLC 0.01% of their portfolio NEEDHAM, MA 1,0001.0k $13.0k $13.0k 0.01% Unchanged
43 CWM, LLC 0.00% of their portfolio OMAHA, NE 955955 $12.0k $12.0k 0.00% Added +204 +204
44 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 723723 $9.2k $9.2k 0.00% Reduced -75 -75
45 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 371371 $4.7k $4.7k 0.00% Unchanged
46 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 125125 $1.6k $1.6k 0.00% First filing
47 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 125125 $2.0k $2.0k 0.00% New
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged