OCA ACQUISITION CORP
*W EXP 01/14/202 · CUSIP 670865112
33
institutional holders
-1 vs Q4 2023
2.0m
shares reported held*
$750.6kreported value*
0 new
3 added
7 reduced
1 sold out
net bought ≈ $1.4k (+15.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.38. Options: 2 managers hold calls ($2.1m notional), 0 hold puts (—).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 41 |
| Q4 2022 | 36 |
| Q1 2023 | 37 |
| Q2 2023 | 37 |
| Q3 2023 | 36 |
| Q4 2023 | 34 |
| Q1 2024 | 33 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 4 | 14 |
| Q1 2023 | 13 | 13 |
| Q2 2023 | 6 | 7 |
| Q3 2023 | 5 | 7 |
| Q4 2023 | 6 | 9 |
| Q1 2024 | 3 | 8 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $2.9m | $0 | 0.00 |
| Q3 2023 | $2.6m | $0 | 0.00 |
| Q4 2023 | $2.6m | $0 | 0.00 |
| Q1 2024 | $2.1m | $0 | 0.00 |
Biggest buyers
| COWEN AND COMPANY, LLC | Added | +50.6k |
| ARISTEIA CAPITAL, L.L.C. | Added | +49.0k |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | Added | +213 |
Biggest sellers
| Spartan Fund Management Inc. | Sold out | -41.7k |
| Sage Rock Capital Management LP | Reduced | -25.0k |
| Schonfeld Strategic Advisors LLC | Reduced | -10.0k |
| FLOW TRADERS U.S. LLC | Reduced | -5.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -2.0k |
| JANE STREET GROUP, LLC | Reduced | -310 |
| HRT FINANCIAL LP | Reduced | -150 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | Reduced | -100 |
Biggest calls
| MARSHALL WACE, LLP | Reduced | $2.1m190.0k shares |
| MILLENNIUM MANAGEMENT LLC | Unchanged | $5.1k66.2k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 749.9k $47.5k | Reduced -100 |
| Periscope Capital Inc. 0.01% of their portfolio | 299.7k $23.2k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 250.0k $15.8k | Unchanged |
| ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio | 228.9k $17.7k | Added +49.0k |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 195.3k $15.1k | Unchanged |
| Sage Rock Capital Management LP 0.05% of their portfolio | 150.0k $11.6k | Reduced -25.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 109.2k $8.5k | Unchanged |
| PEAK6 Investments LLC 0.00% of their portfolio | 103.7k $8.0k | Unchanged |
| KIM, LLC 0.00% of their portfolio | 100.0k $7.8k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 95.8k $7.4k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 85.3k $6.6k | Reduced -310 |
| COWEN AND COMPANY, LLC 0.00% of their portfolio | 70.6k $5.5k | Added +50.6k |
| Walleye Capital LLC 0.00% of their portfolio | 60.4k $4.7k | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio | 50.0k $3.9k | Unchanged |
| Segantii Capital Management Ltd 0.05% of their portfolio | 50.0k $541.0k | Unchanged |
| Context Capital Management, LLC 0.00% of their portfolio | 50.0k $3.9k | Unchanged |
| Walleye Trading LLC 0.00% of their portfolio | 40.0k $3.1k | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 32.9k $2.6k | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 32.3k $2.0k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 32.1k $2.0k | Reduced -150 |
| Privium Fund Management B.V. 0.00% of their portfolio | 28.9k $2.2k | Unchanged |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 22.7k $1.8k | Unchanged |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 22.3k $1.4k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 20.4k $1.6k | Reduced -2.0k |
| GABELLI & Co INVESTMENT ADVISERS, INC. 0.00% of their portfolio | 19.1k $1.5k | Unchanged |
| GABELLI FUNDS LLC 0.00% of their portfolio | 18.4k $1.4k | Unchanged |
| FLOW TRADERS U.S. LLC 0.00% of their portfolio | 13.3k $1.0k | Reduced -5.2k |
| MOORE CAPITAL MANAGEMENT, LP 0.00% of their portfolio | 12.5k $793 | Unchanged |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 10.0k $775 | Reduced -10.0k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 1.7k $129 | Unchanged |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC 0.00% of their portfolio | 439 $34 | Added +213 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 100 $8 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |