Vault-13

OCA ACQUISITION CORP

COM CL A · CUSIP 670865104

20 institutional holders +1 vs Q1 2023
3,790,7293.8m shares reported held*
$39.7mreported value*
2 new 2 added 2 reduced 1 sold out net bought ≈ $581.1k (+55.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.48.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 60Q1 23: 19Q2 23: 2020Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202256
Q4 202260
Q1 202319
Q2 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 18 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 52 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221822
Q1 2023852
Q2 202343

Biggest buyers

Crystalline Management Inc. Added +67,343+67.3k
Periscope Capital Inc. Added +44,460+44.5k
Spartan Fund Management Inc. New +36,178+36.2k
UBS Group AG New +1,500+1.5k

Biggest sellers

Karpus Management, Inc. Reduced -81,563-81.6k
XTX Topco Ltd Sold out -11,197-11.2k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -1,271-1.3k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 0.48% of their portfolio Pittsford, NY 1,458,5911.5m $15.3m $15.3m 0.48% Reduced -81.6k -81,563
2 Owl Creek Asset Management, L.P. 0.51% of their portfolio New York, NY 600,000600.0k $6.3m $6.3m 0.51% Unchanged
3 Sea Otter Advisors LLC 2.98% of their portfolio Miami, FL 367,528367.5k $3.9m $3.9m 2.98% Unchanged
4 Periscope Capital Inc. 0.19% of their portfolio Toronto, A6 229,924229.9k $2.4m $2.4m 0.19% Added +44.5k +44,460
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.10% of their portfolio WEST PALM BEACH, FL 182,474182.5k $1.9m $1.9m 0.10% Reduced -1.3k -1,271
6 BERKLEY W R CORP 0.11% of their portfolio Greenwich, CT 177,019177.0k $1.9m $1.9m 0.11% Unchanged
7 Westchester Capital Management, LLC 0.05% of their portfolio VALHALLA, NY 150,000150.0k $1.6m $1.6m 0.05% Unchanged
8 Crystalline Management Inc. 1.10% of their portfolio Montreal, Quebec, Z4 148,110148.1k $1.6m $1.6m 1.10% Added +67.3k +67,343
9 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 128,217128.2k $1.3m $1.3m 0.02% Unchanged
10 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 80,00080.0k $838.4k $838.4k 0.04% Unchanged
11 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 74,66074.7k $782.4k $782.4k 0.00% Unchanged
12 Exos TFP Holdings LLC 0.25% of their portfolio NEW YORK, NY 49,00049.0k $513.5k $513.5k 0.25% Unchanged
13 Spartan Fund Management Inc. 0.09% of their portfolio TORONTO, ONTARIO, Z4 36,17836.2k $379.1k $379.1k 0.09% New
14 Meteora Capital, LLC 0.07% of their portfolio Boca Raton, FL 35,00035.0k $366.8k $366.8k 0.07% Unchanged
15 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 30,52830.5k $319.9k $319.9k 0.00% Unchanged
16 MOORE CAPITAL MANAGEMENT, LP 0.01% of their portfolio NEW YORK, NY 25,00025.0k $262.0k $262.0k 0.01% Unchanged
17 Wellspring Financial Advisors, LLC 0.05% of their portfolio CLEVELAND, OH 15,30015.3k $160.3k $160.3k 0.05% Unchanged
18 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,7001.7k $17.8k $17.8k 0.00% Unchanged
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5001.5k $15.7k $15.7k 0.00% New
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged