Vault-13

OCA ACQUISITION CORP

COM CL A · CUSIP 670865104

60 institutional holders +4 vs Q3 2022
13,828,72713.8m shares reported held*
$142.0mreported value*
12 new 6 added 11 reduced 11 sold out net sold ≈ $4.9m (-475.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.27.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 6060Q3 22Q4 22
Numbers
QuarterHolders
Q3 202256
Q4 202260

Biggest buyers

FIR TREE CAPITAL MANAGEMENT LP New +800,000+800.0k
GLAZER CAPITAL, LLC New +415,860+415.9k
Sea Otter Advisors LLC New +305,528+305.5k
DEUTSCHE BANK AG\ New +249,955+250.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +183,745+183.7k
Polar Asset Management Partners Inc. Added +155,000+155.0k
Elequin Capital, LP New +121,000+121.0k
CLEAR STREET LLC Added +110,648+110.6k
BOOTHBAY FUND MANAGEMENT, LLC New +104,633+104.6k
Sandia Investment Management LP New +104,633+104.6k

Biggest sellers

Karpus Management, Inc. Reduced -1,254,998-1.3m
JPMORGAN CHASE & CO Sold out -400,000-400.0k
BASSO CAPITAL MANAGEMENT, L.P. Sold out -360,883-360.9k
BNP PARIBAS FINANCIAL MARKETS Sold out -221,153-221.2k
BANK OF AMERICA CORP /DE/ Reduced -213,547-213.5k
JANE STREET GROUP, LLC Reduced -211,578-211.6k
Periscope Capital Inc. Reduced -183,800-183.8k
ROYAL BANK OF CANADA Sold out -147,906-147.9k
CITADEL ADVISORS LLC Sold out -46,542-46.5k
Schonfeld Strategic Advisors LLC Sold out -44,220-44.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 0.55% of their portfolio Pittsford, NY 1,582,2041.6m $16.2m $16.2m 0.55% Reduced -1.3m -1,254,998
2 FIR TREE CAPITAL MANAGEMENT LP 0.42% of their portfolio New York, NY 800,000800.0k $8.2m $8.2m 0.42% New
3 Saba Capital Management, L.P. 0.14% of their portfolio NEW YORK, NY 795,529795.5k $8.2m $8.2m 0.14% Unchanged
4 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 692,937692.9k $7.1m $7.1m 0.01% Unchanged
5 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 659,803659.8k $6.8m $6.8m 0.02% Unchanged
6 Polar Asset Management Partners Inc. 0.09% of their portfolio TORONTO, A6 605,000605.0k $6.2m $6.2m 0.09% Added +155.0k +155,000
7 Periscope Capital Inc. 0.24% of their portfolio Toronto, A6 544,596544.6k $5.6m $5.6m 0.24% Reduced -183.8k -183,800
8 Alpha Wave Global, LP 0.83% of their portfolio Miami, FL 440,482440.5k $4.5m $4.5m 0.83% Unchanged
9 Arena Investors LP 5.04% of their portfolio PURCHASE, NY 436,259436.3k $4.5m $4.5m 5.04% Unchanged
10 NOMURA HOLDINGS INC 0.05% of their portfolio TOKYO, M0 434,782434.8k $4.5m $4.5m 0.05% Unchanged
11 GLAZER CAPITAL, LLC 0.11% of their portfolio New York, NY 415,860415.9k $4.3m $4.3m 0.11% New
12 Radcliffe Capital Management, L.P. 0.14% of their portfolio BALA CYNWYD, PA 405,642405.6k $4.2m $4.2m 0.14% Unchanged
13 Hudson Bay Capital Management LP 0.05% of their portfolio STAMFORD, CT 376,575376.6k $3.9m $3.9m 0.05% Added +1.7k +1,675
14 Linden Advisors LP 0.04% of their portfolio New York, NY 348,623348.6k $3.6m $3.6m 0.04% Unchanged
15 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 320,421320.4k $3.3m $3.3m 0.00% Reduced -193 -193
16 Sea Otter Advisors LLC 4.66% of their portfolio Miami, FL 305,528305.5k $3.1m $3.1m 4.66% New
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 263,303263.3k $2.7m $2.7m 0.00% Unchanged
18 Quarry LP 2.96% of their portfolio NEW YORK, NY 262,562262.6k $2.7m $2.7m 2.96% First filing
19 BERKLEY W R CORP 0.14% of their portfolio Greenwich, CT 259,160259.2k $2.7m $2.7m 0.14% Unchanged
20 ARISTEIA CAPITAL, L.L.C. 0.05% of their portfolio GREENWICH, CT 250,000250.0k $2.6m $2.6m 0.05% Unchanged
21 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 249,955250.0k $2.6m $2.6m 0.00% New
22 CVI Holdings, LLC 0.29% of their portfolio WILMINGTON, DE 222,526222.5k $2.3m $2.3m 0.29% Reduced -44.1k -44,085
23 Magnetar Financial LLC 0.04% of their portfolio EVANSTON, IL 217,212217.2k $2.2m $2.2m 0.04% Unchanged
24 Crystalline Management Inc. 1.09% of their portfolio Montreal, Quebec, Z4 211,151211.2k $2.2m $2.2m 1.09% First filing
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 209,436209.4k $2.2m $2.2m 0.00% Reduced -211.6k -211,578
26 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.09% of their portfolio WEST PALM BEACH, FL 183,745183.7k $1.9m $1.9m 0.09% New
27 PEAK6 Investments LLC 0.10% of their portfolio CHICAGO, IL 183,431183.4k $1.9m $1.9m 0.10% Unchanged
28 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 173,187173.2k $1.8m $1.8m 0.02% Reduced -67 -67
29 AQR Arbitrage LLC 0.04% of their portfolio Greenwich, CT 166,759166.8k $1.7m $1.7m 0.04% Unchanged
30 WHITEBOX ADVISORS LLC 0.06% of their portfolio MINNEAPOLIS, MN 150,000150.0k $1.5m $1.5m 0.06% Unchanged
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 147,822147.8k $1.5m $1.5m 0.00% Reduced -25.6k -25,646
32 Elequin Capital, LP 0.35% of their portfolio NEW YORK, NY 121,000121.0k $1.2m $1.2m 0.35% New
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 111,453111.5k $1.1m $1.1m 0.00% Reduced -213.5k -213,547
34 CLEAR STREET LLC 0.04% of their portfolio NEW YORK, NY 110,700110.7k $1.1m $1.1m 0.04% Added +110.6k +110,648
35 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 104,633104.6k $1.1m $1.1m 0.03% New
36 Sandia Investment Management LP 0.19% of their portfolio BOSTON, MA 104,633104.6k $1.1m $1.1m 0.19% New
37 Taconic Capital Advisors LP 0.04% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.04% Unchanged
38 Segantii Capital Management Ltd 0.04% of their portfolio HONG KONG, K3 100,000100.0k $1.0m $1.0m 0.04% Unchanged
39 Context Capital Management, LLC 0.08% of their portfolio LAJOLLA, CA 99,970100.0k $1.0m $1.0m 0.08% New
40 Spartan Fund Management Inc. 0.33% of their portfolio TORONTO, ONTARIO, Z4 90,20090.2k $925.0k $925.0k 0.33% Unchanged
41 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 78,01178.0k $801.2k $801.2k 0.01% Added +24.3k +24,298
42 PICTON MAHONEY ASSET MANAGEMENT 0.04% of their portfolio Toronto, A6 75,00075.0k $770.0k $770.0k 0.04% Unchanged
43 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 74,66074.7k $766.8k $766.8k 0.00% Unchanged
44 DARK FOREST CAPITAL MANAGEMENT LP 0.17% of their portfolio NEW YORK, NY 65,82565.8k $676.0k $676.0k 0.17% Added +6.4k +6,364
45 Exos TFP Holdings LLC 0.14% of their portfolio NEW YORK, NY 50,00050.0k $513.5k $513.5k 0.14% New
46 EHP Funds Inc. 0.09% of their portfolio TORONTO, Z4 43,27143.3k $444.0k $444.0k 0.09% Reduced -4.3k -4,309
47 RPO LLC 0.11% of their portfolio Stamford, CT 28,79328.8k $295.7k $295.7k 0.11% Reduced -7 -7
48 TENOR CAPITAL MANAGEMENT Co., L.P. 0.01% of their portfolio NEW YORK, NY 25,00025.0k $256.8k $256.8k 0.01% Unchanged
49 MOORE CAPITAL MANAGEMENT, LP 0.01% of their portfolio NEW YORK, NY 25,00025.0k $256.5k $256.5k 0.01% Unchanged
50 CAAS CAPITAL MANAGEMENT LP 0.03% of their portfolio NEW YORK, NY 15,66115.7k $160.8k $160.8k 0.03% Unchanged
51 Wellspring Financial Advisors, LLC 0.05% of their portfolio CLEVELAND, OH 15,30015.3k $157.1k $157.1k 0.05% Unchanged
52 Schechter Investment Advisors, LLC 0.01% of their portfolio BIRMINGHAM, MI 13,83013.8k $142.0k $142.0k 0.01% Unchanged
53 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 12,73712.7k $130.8k $130.8k 0.02% Unchanged
54 Virtu Financial LLC 0.02% of their portfolio New York, NY 12,54912.5k $129.0k $129.0k 0.02% Reduced -1.8k -1,813
55 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 11,77711.8k $121.0k $121.0k 0.01% Added +1.6k +1,642
56 MIZUHO SECURITIES USA LLC 0.01% of their portfolio NEW YORK, NY 10,75010.8k $108.6k $108.6k 0.01% New
57 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 10,48010.5k $107.5k $107.5k 0.02% New
58 Terrapin Asset Management, LLC 0.02% of their portfolio Miami, FL 1,7641.8k $18.1k $18.1k 0.02% First filing
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2401.2k $12.7k $12.7k 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged