Vault-13

NUVATION BIO INC NUVB.WS

*W EXP 07/07/202 · Equity WRT · CUSIP 67080N119

22 institutional holders +0 vs Q1 2025
4,056,4004.1m shares reported held*
$2.9mreported value*
1 new 0 added 4 reduced 1 sold out net sold ≈ $7.4m (-27.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.72.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 22Q1 23: 20Q2 23: 21Q3 23: 22Q4 23: 19Q1 24: 21Q2 24: 22Q3 24: 22Q4 24: 24Q1 25: 22Q2 25: 2222Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202221
Q4 202222
Q1 202320
Q2 202321
Q3 202322
Q4 202319
Q1 202421
Q2 202422
Q3 202422
Q4 202424
Q1 202522
Q2 202522

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 23: 2 bought or addedQ3 23: 5 cut or sold outQ4 23: 2 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 4 cut or sold outQ2 24: 4 bought or addedQ2 24: 7 cut or sold outQ2 24Q3 24: 4 bought or addedQ3 24: 5 cut or sold outQ4 24: 3 bought or addedQ4 24: 6 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 5 cut or sold outQ2 25: 1 bought or addedQ2 25: 5 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202325
Q4 202325
Q1 202454
Q2 202447
Q3 202445
Q4 202436
Q1 202525
Q2 202515

Biggest buyers

TORONTO DOMINION BANK New +18,321+18.3k

Biggest sellers

Octagon Capital Advisors LP Reduced -27,176,688-27.2m
683 Capital Management, LLC Sold out -335,754-335.8k
VICTORY CAPITAL MANAGEMENT INC Reduced -37,730-37.7k
UBS Group AG Reduced -2,507-2.5k
CITADEL ADVISORS LLC Reduced -6-6

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 EcoR1 Capital, LLC 0.11% of their portfolio San Francisco, CA 963,333963.3k $1.9m $1.9m 0.11% Unchanged
2 Decheng Capital LLC 0.03% of their portfolio MENLO PARK, CA 646,057646.1k $127.3k $127.3k 0.03% Unchanged
3 Greenland Capital Management LP 0.01% of their portfolio NEW YORK, NY 344,660344.7k $93.0k $93.0k 0.01% Unchanged
4 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 266,666266.7k $72.0k $72.0k 0.00% Unchanged
5 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio Boston, MA 266,666266.7k $72.0k $72.0k 0.00% Unchanged
6 Boxer Capital Management, LLC 0.04% of their portfolio San Diego, CA 266,666266.7k $72.0k $72.0k 0.04% Unchanged
7 DEERFIELD MANAGEMENT COMPANY, L.P. 0.00% of their portfolio New York, NY 166,666166.7k $45.0k $45.0k 0.00% Unchanged
8 Laurion Capital Management LP 0.01% of their portfolio NEW YORK, NY 166,579166.6k $45.0k $45.0k 0.01% Unchanged
9 Octagon Capital Advisors LP 0.07% of their portfolio NEW YORK, NY 154,112154.1k $300.5k $300.5k 0.07% Reduced -27.2m -27,176,688
10 BlackRock, Inc. 0.00% of their portfolio New York, NY 153,756153.8k $41.5k $41.5k 0.00% Unchanged
11 Rock Springs Capital Management LP 0.00% of their portfolio Baltimore, MD 134,028134.0k $36.2k $36.2k 0.00% Unchanged
12 SAMSARA BIOCAPITAL, LLC 0.01% of their portfolio PALO ALTO, CA 133,333133.3k $36.0k $36.0k 0.01% Unchanged
13 DME Capital Management, LP 0.00% of their portfolio New York, NY 100,000100.0k $27.0k $27.0k 0.00% Unchanged
14 ACUTA CAPITAL PARTNERS, LLC 0.03% of their portfolio REDWOOD CITY, CA 90,83290.8k $24.5k $24.5k 0.03% Unchanged
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 73,54573.5k $19.9k $19.9k 0.00% Reduced -6 -6
16 Logos Global Management LP 0.00% of their portfolio San Francisco, CA 66,66666.7k $18.0k $18.0k 0.00% Unchanged
17 Intellectus Partners, LLC 0.00% of their portfolio SAN FRANCISCO, CA 22,39622.4k $6.0k $6.0k 0.00% Unchanged
18 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 20,38120.4k $5.5k $5.5k 0.00% Reduced -37.7k -37,730
19 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 18,32118.3k $4.9k $4.9k 0.00% New
20 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,6381.6k $442 $442 0.00% Unchanged
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 9999 $27 $27 0.00% Reduced -2.5k -2,507
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged