Vault-13

NUVEEN CORE PLUS IMPACT FUND NPCT

COM BEN INT · Closed-End Fund · CUSIP 67080D103

41 institutional holders -11 vs Q1 2025
7,105,0117.1m shares reported held*
$79.7mreported value*
5 new 16 added 16 reduced 15 sold out net sold ≈ $22.8m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.21.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 47Q1 23: 46Q2 23: 45Q3 23: 44Q4 23: 50Q1 24: 46Q2 24: 40Q3 24: 39Q4 24: 43Q1 25: 52Q2 25: 4141Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202240
Q4 202247
Q1 202346
Q2 202345
Q3 202344
Q4 202350
Q1 202446
Q2 202440
Q3 202439
Q4 202443
Q1 202552
Q2 202541

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 17 bought or addedQ3 23: 22 cut or sold outQ4 23: 26 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 21 cut or sold outQ2 24: 20 bought or addedQ2 24: 25 cut or sold outQ2 24Q3 24: 24 bought or addedQ3 24: 18 cut or sold outQ4 24: 25 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 36 bought or addedQ1 25: 15 cut or sold outQ2 25: 21 bought or addedQ2 25: 31 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231722
Q4 20232623
Q1 20242921
Q2 20242025
Q3 20242418
Q4 20242517
Q1 20253615
Q2 20252131

Biggest buyers

ROYAL BANK OF CANADA Added +96,553+96.6k
Virtu Financial LLC New +34,818+34.8k
Invesco Ltd. Added +34,471+34.5k
FLAGSHIP HARBOR ADVISORS, LLC Added +24,465+24.5k
Penserra Capital Management LLC Added +23,287+23.3k
WELLS FARGO & COMPANY/MN Added +22,361+22.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,825+18.8k
STIFEL FINANCIAL CORP Added +16,165+16.2k
PETRA FINANCIAL ADVISORS INC New +10,365+10.4k
Cambridge Investment Research Advisors, Inc. Added +8,840+8.8k

Biggest sellers

Saba Capital Management, L.P. Sold out -607,083-607.1k
LPL Financial LLC Reduced -339,133-339.1k
Shaker Financial Services, LLC Sold out -307,381-307.4k
Almitas Capital LLC Sold out -269,668-269.7k
Allspring Global Investments Holdings, LLC Sold out -157,490-157.5k
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -129,763-129.8k
READYSTATE ASSET MANAGEMENT LP Sold out -89,396-89.4k
Walleye Capital LLC Sold out -72,167-72.2k
UBS Group AG Reduced -53,517-53.5k
Quarry LP Sold out -50,038-50.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution -1.0 pts · filed 2026-02-12 8.0% -1.0 pts 2.3m≈ $23.2m 2026-02-12
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-30 5.9% new 1.7m≈ $17.1m 2026-07-30

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,963,0213.0m $33.2m $33.2m 0.00% Reduced -15.1k -15,109
2 Penserra Capital Management LLC 0.12% of their portfolio ORINDA, CA 788,667788.7k $8.8m $8.8m 0.12% Added +23.3k +23,287
3 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 592,885592.9k $6.6m $6.6m 0.05% Reduced -21.9k -21,878
4 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 493,051493.1k $5.5m $5.5m 0.01% Added +4.7k +4,689
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 415,802415.8k $4.7m $4.7m 0.00% Added +22.4k +22,361
6 SIT INVESTMENT ASSOCIATES INC 0.07% of their portfolio Minneapolis, MN 291,452291.5k $3.3m $3.3m 0.07% Reduced -10.2k -10,175
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 209,123209.1k $2.3m $2.3m 0.00% Added +7.5k +7,508
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 192,104192.1k $2.2m $2.2m 0.00% Added +34.5k +34,471
9 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 190,839190.8k $2.1m $2.1m 0.00% Added +16.2k +16,165
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 178,244178.2k $2.0m $2.0m 0.00% Added +96.6k +96,553
11 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 109,328109.3k $1.2m $1.2m 0.06% Added +24.5k +24,465
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 96,56296.6k $1.1m $1.1m 0.00% Reduced -53.5k -53,517
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 76,45576.5k $857.2k $857.2k 0.00% Reduced -5.3k -5,309
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 56,06756.1k $629.0k $629.0k 0.00% Added +8.8k +8,840
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 48,65248.7k $545.4k $545.4k 0.00% Reduced -339.1k -339,133
16 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 45,72245.7k $517.5k $517.5k 0.02% Reduced -33.7k -33,719
17 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 43,62943.6k $489.1k $489.1k 0.03% Added +62 +62
18 SeaCrest Wealth Management, LLC 0.05% of their portfolio PURCHASE, NY 41,84741.8k $469.1k $469.1k 0.05% Reduced -92 -92
19 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 36,26036.3k $406.5k $406.5k 0.00% Reduced -10.9k -10,883
20 Virtu Financial LLC 0.02% of their portfolio New York, NY 34,81834.8k $390.0k $390.0k 0.02% New
21 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 28,29728.3k $317.2k $317.2k 0.00% Added +885 +885
22 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 19,97520.0k $226.1k $226.1k 0.01% Reduced -900 -900
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.04% of their portfolio BLUE BELL, PA 19,63819.6k $220.1k $220.1k 0.04% Reduced -2.9k -2,876
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,82518.8k $211.0k $211.0k 0.00% New
25 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 16,10016.1k $180.5k $180.5k 0.01% Reduced -2.5k -2,500
26 UHLMANN PRICE SECURITIES, LLC 0.11% of their portfolio SKOKIE, IL 14,14314.1k $158.5k $158.5k 0.11% Added +466 +466
27 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio CONCORD, MA 13,69513.7k $153.5k $153.5k 0.02% Added +754 +754
28 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.03% of their portfolio LEAWOOD, KS 13,34713.3k $149.6k $149.6k 0.03% Reduced -35.5k -35,475
29 PETRA FINANCIAL ADVISORS INC 0.07% of their portfolio COLORADO SRPINGS, CO 10,36510.4k $116.2k $116.2k 0.07% New
30 Onyx Bridge Wealth Group LLC 0.02% of their portfolio TARRYTOWN, NY 10,26710.3k $115.1k $115.1k 0.02% Reduced -2.5k -2,500
31 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 10,07510.1k $112.9k $112.9k 0.00% Added +7 +7
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,4298.4k $94.5k $94.5k 0.00% Added +1.4k +1,428
33 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,9474.9k $55.5k $55.5k 0.00% Reduced -4.2k -4,157
34 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4,7454.7k $53.2k $53.2k 0.00% New
35 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 3,4563.5k $38.7k $38.7k 0.00% Added +15 +15
36 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 2,0992.1k $23.5k $23.5k 0.02% Reduced -90 -90
37 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 1,0001.0k $11.2k $11.2k 0.00% New
38 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 600600 $6.0k $6.0k 0.00% Unchanged
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 422422 $5.0k $5.0k 0.00% Unchanged
40 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5858 $650 $650 0.00% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged