Vault-13

NUVEEN CORE PLUS IMPACT FUND NPCT

COM BEN INT · Closed-End Fund · CUSIP 67080D103

39 institutional holders -1 vs Q2 2024
11,054,46511.1m shares reported held*
$131.0mreported value*
7 new 17 added 8 reduced 10 sold out net sold ≈ $29.9m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.85.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 47Q1 23: 46Q2 23: 45Q3 23: 44Q4 23: 50Q1 24: 46Q2 24: 40Q3 24: 3939Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202240
Q4 202247
Q1 202346
Q2 202345
Q3 202344
Q4 202350
Q1 202446
Q2 202440
Q3 202439

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 18 cut or sold outQ1 23: 23 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 18 cut or sold outQ3 23: 17 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 23 cut or sold outQ1 24: 29 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 20 bought or addedQ2 24: 25 cut or sold outQ3 24: 24 bought or addedQ3 24: 18 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223018
Q1 20232325
Q2 20232618
Q3 20231722
Q4 20232623
Q1 20242921
Q2 20242025
Q3 20242418

Biggest buyers

Penserra Capital Management LLC New +815,847+815.8k
GUGGENHEIM CAPITAL LLC Added +114,084+114.1k
MORGAN STANLEY Added +103,218+103.2k
Shaker Financial Services, LLC New +99,133+99.1k
CAPTRUST FINANCIAL ADVISORS Added +43,654+43.7k
Invesco Ltd. Added +39,181+39.2k
All Season Financial Advisors, Inc. Added +24,157+24.2k
STIFEL FINANCIAL CORP Added +21,516+21.5k
WELLS FARGO & COMPANY/MN Added +19,714+19.7k
FLAGSHIP HARBOR ADVISORS, LLC Added +16,370+16.4k

Biggest sellers

Almitas Capital LLC Reduced -1,120,506-1.1m
Atlas Wealth LLC Sold out -808,637-808.6k
1607 Capital Partners, LLC Reduced -548,362-548.4k
SIT INVESTMENT ASSOCIATES INC Reduced -496,954-497.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -325,872-325.9k
Allspring Global Investments Holdings, LLC Reduced -160,097-160.1k
Alpine Global Management, LLC Sold out -159,000-159.0k
Matisse Capital Sold out -130,000-130.0k
HighTower Advisors, LLC Sold out -31,555-31.6k
BANK OF AMERICA CORP /DE/ Reduced -23,629-23.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution -1.0 pts · filed 2026-02-12 8.0% -1.0 pts 2.3m≈ $23.2m 2026-02-12
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-30 5.9% new 1.7m≈ $17.1m 2026-07-30

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.89% of their portfolio NEW YORK, NY 3,423,3313.4m $40.6m $40.6m 0.89% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,197,7532.2m $26.0m $26.0m 0.00% Added +103.2k +103,218
3 SIT INVESTMENT ASSOCIATES INC 0.28% of their portfolio Minneapolis, MN 1,060,9761.1m $12.6m $12.6m 0.28% Reduced -497.0k -496,954
4 Penserra Capital Management LLC 0.21% of their portfolio ORINDA, CA 815,847815.8k $9.7m $9.7m 0.21% New
5 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 473,811473.8k $5.6m $5.6m 0.04% Added +114.1k +114,084
6 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 468,364468.4k $5.6m $5.6m 0.01% Reduced -160.1k -160,097
7 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 436,417436.4k $5.2m $5.2m 0.02% Added +43.7k +43,654
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 434,705434.7k $5.2m $5.2m 0.00% Added +19.7k +19,714
9 Almitas Capital LLC 1.49% of their portfolio SANTA MONICA, CA 355,306355.3k $4.2m $4.2m 1.49% Reduced -1.1m -1,120,506
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 213,195213.2k $2.5m $2.5m 0.00% Reduced -23.6k -23,629
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 185,412185.4k $2.2m $2.2m 0.00% Added +12.2k +12,174
12 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 158,768158.8k $1.9m $1.9m 0.00% Added +21.5k +21,516
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 108,601108.6k $1.3m $1.3m 0.00% Added +2.6k +2,645
14 1607 Capital Partners, LLC 0.11% of their portfolio Richmond, VA 105,191105.2k $1.2m $1.2m 0.11% Reduced -548.4k -548,362
15 Shaker Financial Services, LLC 0.45% of their portfolio Arlington, VA 99,13399.1k $1.2m $1.2m 0.45% New
16 All Season Financial Advisors, Inc. 0.80% of their portfolio DENVER, CO 79,45779.5k $941.6k $941.6k 0.80% Added +24.2k +24,157
17 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 67,59767.6k $801.0k $801.0k 0.00% Added +39.2k +39,181
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,65455.7k $659.5k $659.5k 0.00% Added +3.3k +3,277
19 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 53,44553.4k $633.3k $633.3k 0.03% Added +16.4k +16,370
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.10% of their portfolio BLUE BELL, PA 43,55143.6k $516.1k $516.1k 0.10% Reduced -18.6k -18,636
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,52243.5k $515.7k $515.7k 0.00% Added +8.6k +8,589
22 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 32,17932.2k $381.3k $381.3k 0.02% Reduced -6.9k -6,948
23 Onyx Bridge Wealth Group LLC 0.05% of their portfolio TARRYTOWN, NY 25,60525.6k $303.4k $303.4k 0.05% Unchanged
24 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 21,47521.5k $254.5k $254.5k 0.03% Added +4.5k +4,454
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,78518.8k $223.0k $223.0k 0.00% Reduced -1.9k -1,903
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,69216.7k $197.8k $197.8k 0.00% Added +4.9k +4,881
27 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 15,06815.1k $178.6k $178.6k 0.00% Unchanged
28 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 14,04614.0k $166.4k $166.4k 0.00% New
29 UHLMANN PRICE SECURITIES, LLC 0.12% of their portfolio SKOKIE, IL 12,83412.8k $152.1k $152.1k 0.12% First filing
30 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7716.8k $80.2k $80.2k 0.00% Added +63 +63
31 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6,5536.6k $77.7k $77.7k 0.00% Added +5.9k +5,914
32 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0002.0k $23.7k $23.7k 0.00% New
33 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,2341.2k $14.6k $14.6k 0.00% Added +395 +395
34 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 600600 $7.0k $7.0k 0.00% New
35 CWM, LLC 0.00% of their portfolio OMAHA, NE 422422 $5.0k $5.0k 0.00% New
36 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 106106 $1.3k $1.3k 0.00% New
37 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5858 $687 $687 0.00% Unchanged
38 BlackRock, Inc. 0.00% of their portfolio New York, NY 11 $9 $9 0.00% First filing
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged