NUVEEN CORE PLUS IMPACT FUND NPCT
COM BEN INT · Closed-End Fund · CUSIP 67080D103
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.35.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 47 |
| Q1 2023 | 46 |
| Q2 2023 | 45 |
| Q3 2023 | 44 |
| Q4 2023 | 50 |
| Q1 2024 | 46 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 30 | 18 |
| Q1 2023 | 23 | 25 |
| Q2 2023 | 26 | 18 |
| Q3 2023 | 17 | 22 |
| Q4 2023 | 26 | 23 |
| Q1 2024 | 29 | 21 |
Biggest buyers
| MORGAN STANLEY | Added | +2.1m |
| SIT INVESTMENT ASSOCIATES INC | Added | +334.5k |
| Saba Capital Management, L.P. | Added | +226.8k |
| CAPTRUST FINANCIAL ADVISORS | Added | +136.3k |
| Alpine Global Management, LLC | Added | +98.0k |
| Shaker Financial Services, LLC | Added | +68.1k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | Added | +49.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +41.6k |
| PFG Investments, LLC | New | +35.6k |
| GUGGENHEIM CAPITAL LLC | Added | +32.3k |
Biggest sellers
| 1607 Capital Partners, LLC | Reduced | -775.2k |
| Almitas Capital LLC | Reduced | -105.9k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -99.2k |
| JANE STREET GROUP, LLC | Sold out | -41.4k |
| HRT FINANCIAL LP | Sold out | -39.2k |
| Atria Wealth Solutions, Inc. | Sold out | -31.8k |
| SkyView Investment Advisors, LLC | Sold out | -25.4k |
| UBS Group AG | Reduced | -24.1k |
| Cape Investment Advisory, Inc. | Sold out | -19.8k |
| GOLDMAN SACHS GROUP INC | Sold out | -14.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution -1.0 pts · filed 2026-02-12 | 8.0% |
| FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-30 | 5.9% |
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-03-19 | Saba Capital Management, L.P. +1 10% owner | Bought | $142.7k13.9k shares |
| 2024-03-13 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.0k100 shares |
| 2024-03-12 | Saba Capital Management, L.P. +1 10% owner | Bought | $31.6k3.1k shares |
| 2024-03-11 | Saba Capital Management, L.P. +1 10% owner | Bought | $99.8k9.7k shares |
| 2024-03-08 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.5m146.5k shares |
| 2024-03-07 | Saba Capital Management, L.P. +1 10% owner | Bought | $552.8k53.6k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 6.0m $62.0m | Added +2.1m |
| Saba Capital Management, L.P. 0.73% of their portfolio | 3.2m $33.2m | Added +226.8k |
| Almitas Capital LLC 6.87% of their portfolio | 1.6m $16.6m | Reduced -105.9k |
| SIT INVESTMENT ASSOCIATES INC 0.35% of their portfolio | 1.5m $15.4m | Added +334.5k |
| 1607 Capital Partners, LLC 0.65% of their portfolio | 769.6k $8.0m | Reduced -775.2k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.29% of their portfolio | 580.7k $6.0m | Reduced -99.2k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 528.0k $5.5m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 433.9k $4.5m | Reduced -3.9k |
| Alpine Global Management, LLC 0.36% of their portfolio | 318.0k $3.3m | Added +98.0k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 316.5k $3.3m | Added +32.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 263.9k $2.7m | Added +15.9k |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 183.6k $1.9m | Added +136.3k |
| UBS Group AG 0.00% of their portfolio | 164.2k $1.7m | Reduced -24.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 160.1k $1.7m | Added +30.3k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 133.4k $1.4m | Added +14.6k |
| Matisse Capital 0.65% of their portfolio | 130.0k $1.3m | Unchanged |
| Shaker Financial Services, LLC 0.40% of their portfolio | 98.9k $1.0m | Added +68.1k |
| All Season Financial Advisors, Inc. 0.50% of their portfolio | 58.7k $607.5k | Added +20.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 57.7k $596.0k | Reduced -89 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.13% of their portfolio | 57.4k $594.5k | Added +49.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 41.6k $430.5k | New |
| PFG Investments, LLC 0.02% of their portfolio | 35.6k $368.3k | New |
| LPL Financial LLC 0.00% of their portfolio | 33.0k $341.7k | Added +10.9k |
| HighTower Advisors, LLC 0.00% of their portfolio | 31.9k $328.0k | Added +6.4k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio | 31.6k $327.3k | Added +1.3k |
| Onyx Bridge Wealth Group LLC 0.05% of their portfolio | 25.6k $256.9k | Unchanged |
| Catalina Capital Group, LLC 0.11% of their portfolio | 24.4k $252.4k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.8k $225.0k | Added +979 |
| Walleye Capital LLC 0.00% of their portfolio | 17.6k $182.3k | New |
| Aviance Capital Partners, LLC 0.03% of their portfolio | 16.5k $171.0k | Reduced -9.0k |
| &PARTNERS 0.02% of their portfolio | 15.1k $156.0k | Unchanged |
| WHITTIER TRUST CO 0.00% of their portfolio | 15.0k $155.2k | New |
| SeaCrest Wealth Management, LLC 0.02% of their portfolio | 14.4k $149.4k | Added +1.3k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 13.7k $142.1k | Reduced -3.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 13.1k $136.0k | New |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 11.3k $116.0k | Reduced -14.3k |
| COMERICA BANK 0.00% of their portfolio | 6.7k $68.9k | Added +37 |
| BlackRock Inc. 0.00% of their portfolio | 3.2k $33.4k | Added +3.2k |
| Colonial Trust Co / SC 0.00% of their portfolio | 1.5k $15.5k | Unchanged |
| BESSEMER GROUP INC 0.00% of their portfolio | 858 $9.0k | Added +204 |
| Larson Financial Group LLC 0.00% of their portfolio | 839 $8.7k | Added +14 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 622 $6.4k | Added +15 |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 600 $6.0k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 145 $1.5k | Reduced -855 |
| ASSETMARK, INC 0.00% of their portfolio | 133 $1.4k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |