Vault-13

NUVEEN CORE PLUS IMPACT FUND NPCT

COM BEN INT · Closed-End Fund · CUSIP 67080D103

46 institutional holders -4 vs Q4 2023
16,926,28816.9m shares reported held*
$175.2mreported value*
7 new 22 added 10 reduced 11 sold out net bought ≈ $21.5m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.35.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 47Q1 23: 46Q2 23: 45Q3 23: 44Q4 23: 50Q1 24: 4646Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202240
Q4 202247
Q1 202346
Q2 202345
Q3 202344
Q4 202350
Q1 202446

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 21 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223018
Q1 20232325
Q2 20232618
Q3 20231722
Q4 20232623
Q1 20242921

Biggest buyers

MORGAN STANLEY Added +2,137,595+2.1m
SIT INVESTMENT ASSOCIATES INC Added +334,483+334.5k
Saba Capital Management, L.P. Added +226,780+226.8k
CAPTRUST FINANCIAL ADVISORS Added +136,311+136.3k
Alpine Global Management, LLC Added +98,000+98.0k
Shaker Financial Services, LLC Added +68,108+68.1k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +49,237+49.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +41,590+41.6k
PFG Investments, LLC New +35,584+35.6k
GUGGENHEIM CAPITAL LLC Added +32,322+32.3k

Biggest sellers

1607 Capital Partners, LLC Reduced -775,200-775.2k
Almitas Capital LLC Reduced -105,945-105.9k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -99,190-99.2k
JANE STREET GROUP, LLC Sold out -41,427-41.4k
HRT FINANCIAL LP Sold out -39,234-39.2k
Atria Wealth Solutions, Inc. Sold out -31,800-31.8k
SkyView Investment Advisors, LLC Sold out -25,375-25.4k
UBS Group AG Reduced -24,060-24.1k
Cape Investment Advisory, Inc. Sold out -19,803-19.8k
GOLDMAN SACHS GROUP INC Sold out -14,700-14.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution -1.0 pts · filed 2026-02-12 8.0% -1.0 pts 2.3m≈ $23.2m 2026-02-12
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-30 5.9% new 1.7m≈ $17.1m 2026-07-30

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2024-03-19 Saba Capital Management, L.P. +1 10% owner Bought 13,886 $10.28 $142.7k13.9k shares +<1%
2024-03-13 Saba Capital Management, L.P. +1 10% owner Bought 100 $10.36 $1.0k100 shares +<1%
2024-03-12 Saba Capital Management, L.P. +1 10% owner Bought 3,056 $10.34 $31.6k3.1k shares +<1%
2024-03-11 Saba Capital Management, L.P. +1 10% owner Bought 9,650 $10.34 $99.8k9.7k shares +<1%
2024-03-08 Saba Capital Management, L.P. +1 10% owner Bought 146,466 $10.33 $1.5m146.5k shares +5%
2024-03-07 Saba Capital Management, L.P. +1 10% owner Bought 53,622 $10.31 $552.8k53.6k shares +2%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,994,8076.0m $62.0m $62.0m 0.00% Added +2.1m +2,137,595
2 Saba Capital Management, L.P. 0.73% of their portfolio NEW YORK, NY 3,205,9433.2m $33.2m $33.2m 0.73% Added +226.8k +226,780
3 Almitas Capital LLC 6.87% of their portfolio SANTA MONICA, CA 1,606,7021.6m $16.6m $16.6m 6.87% Reduced -105.9k -105,945
4 SIT INVESTMENT ASSOCIATES INC 0.35% of their portfolio Minneapolis, MN 1,487,3501.5m $15.4m $15.4m 0.35% Added +334.5k +334,483
5 1607 Capital Partners, LLC 0.65% of their portfolio Richmond, VA 769,607769.6k $8.0m $8.0m 0.65% Reduced -775.2k -775,200
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.29% of their portfolio WEST PALM BEACH, FL 580,713580.7k $6.0m $6.0m 0.29% Reduced -99.2k -99,190
7 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 528,012528.0k $5.5m $5.5m 0.01% Unchanged
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 433,901433.9k $4.5m $4.5m 0.00% Reduced -3.9k -3,864
9 Alpine Global Management, LLC 0.36% of their portfolio NEW YORK, NY 318,000318.0k $3.3m $3.3m 0.36% Added +98.0k +98,000
10 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 316,528316.5k $3.3m $3.3m 0.02% Added +32.3k +32,322
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 263,921263.9k $2.7m $2.7m 0.00% Added +15.9k +15,926
12 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 183,561183.6k $1.9m $1.9m 0.01% Added +136.3k +136,311
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 164,248164.2k $1.7m $1.7m 0.00% Reduced -24.1k -24,060
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 160,119160.1k $1.7m $1.7m 0.00% Added +30.3k +30,317
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 133,357133.4k $1.4m $1.4m 0.00% Added +14.6k +14,594
16 Matisse Capital 0.65% of their portfolio PORTLAND, OR 130,000130.0k $1.3m $1.3m 0.65% Unchanged
17 Shaker Financial Services, LLC 0.40% of their portfolio Arlington, VA 98,88498.9k $1.0m $1.0m 0.40% Added +68.1k +68,108
18 All Season Financial Advisors, Inc. 0.50% of their portfolio DENVER, CO 58,69458.7k $607.5k $607.5k 0.50% Added +20.1k +20,135
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 57,67457.7k $596.0k $596.0k 0.00% Reduced -89 -89
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.13% of their portfolio BLUE BELL, PA 57,43757.4k $594.5k $594.5k 0.13% Added +49.2k +49,237
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 41,59041.6k $430.5k $430.5k 0.04% New
22 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 35,58435.6k $368.3k $368.3k 0.02% New
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 33,01833.0k $341.7k $341.7k 0.00% Added +10.9k +10,946
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,90931.9k $328.0k $328.0k 0.00% Added +6.4k +6,402
25 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 31,61931.6k $327.3k $327.3k 0.02% Added +1.3k +1,266
26 Onyx Bridge Wealth Group LLC 0.05% of their portfolio TARRYTOWN, NY 25,60525.6k $256.9k $256.9k 0.05% Unchanged
27 Catalina Capital Group, LLC 0.11% of their portfolio Torrance, CA 24,38724.4k $252.4k $252.4k 0.11% Unchanged
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,78121.8k $225.0k $225.0k 0.00% Added +979 +979
29 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 17,61117.6k $182.3k $182.3k 0.00% New
30 Aviance Capital Partners, LLC 0.03% of their portfolio NAPLES, FL 16,51716.5k $171.0k $171.0k 0.03% Reduced -9.0k -9,014
31 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 15,06815.1k $156.0k $156.0k 0.02% Unchanged
32 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 15,00015.0k $155.2k $155.2k 0.00% New
33 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 14,43914.4k $149.4k $149.4k 0.02% Added +1.3k +1,349
34 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 13,72913.7k $142.1k $142.1k 0.00% Reduced -3.0k -2,977
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,13613.1k $136.0k $136.0k 0.00% New
36 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 11,25111.3k $116.0k $116.0k 0.00% Reduced -14.3k -14,299
37 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,6576.7k $68.9k $68.9k 0.00% Added +37 +37
38 BlackRock Inc. 0.00% of their portfolio New York, NY 3,2323.2k $33.4k $33.4k 0.00% Added +3.2k +3,231
39 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 1,5001.5k $15.5k $15.5k 0.00% Unchanged
40 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 858858 $9.0k $9.0k 0.00% Added +204 +204
41 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 839839 $8.7k $8.7k 0.00% Added +14 +14
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 622622 $6.4k $6.4k 0.00% Added +15 +15
43 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 600600 $6.0k $6.0k 0.00% New
44 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 145145 $1.5k $1.5k 0.00% Reduced -855 -855
45 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 133133 $1.4k $1.4k 0.00% New
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged