NUSCALE PWR CORP SMR
CL A COM · Common Stock · CUSIP 67079K100 · ISIN US67079K1007
Private company that designs and markets small modular reactors (SMRs)
- SectorIndustrials
- IndustryFabricated Plate Work (Boiler Shops)
- HeadquartersCorvallis, OR
- Founded2007
- Websitenuscalepower.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.80. Options: 12 managers hold calls ($5.7m notional), 10 hold puts ($3.1m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 88 |
| Q4 2022 | 103 |
| Q1 2023 | 103 |
| Q2 2023 | 118 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 69 | 24 |
| Q1 2023 | 60 | 34 |
| Q2 2023 | 80 | 28 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $14.4m | $11.1m | 0.77 |
| Q4 2022 | $12.8m | $2.9m | 0.23 |
| Q1 2023 | $11.4m | $2.7m | 0.23 |
| Q2 2023 | $5.7m | $3.1m | 0.54 |
Biggest buyers
| VANGUARD GROUP INC | Added | +1.8m |
| BlackRock Inc. | Added | +1.2m |
| SailingStone Capital Partners LLC | Added | +627.2k |
| MORGAN STANLEY | Added | +448.6k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +351.2k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | Added | +328.4k |
| GROUP ONE TRADING LLC | New | +291.9k |
| STATE STREET CORP | Added | +271.1k |
| NORTHERN TRUST CORP | Added | +198.1k |
| Mirae Asset Global Investments Co., Ltd. | Added | +164.7k |
Biggest sellers
| G.F.W. Energy XII, L.P. | Sold out | -4.7m |
| FMR LLC | Reduced | -2.1m |
| Mountain Lake Investment Management LLC | Sold out | -233.0k |
| Trek Financial, LLC | Sold out | -155.7k |
| RAYMOND JAMES & ASSOCIATES | Sold out | -130.7k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Sold out | -129.3k |
| WELLS FARGO & COMPANY/MN | Reduced | -101.0k |
| MACQUARIE GROUP LTD | Reduced | -56.7k |
| AQR CAPITAL MANAGEMENT LLC | Sold out | -30.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -28.3k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $2.7m397.2k shares |
| GROUP ONE TRADING LLC | Reduced | $703.8k103.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $599.0k88.2k shares |
| JANE STREET GROUP, LLC | Reduced | $446.1k65.6k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $345.4k50.8k shares |
| Caption Management, LLC | Added | $337.3k49.6k shares |
| CSS LLC/IL | New | $230.5k33.9k shares |
| Belvedere Trading LLC | New | $167.3k24.6k shares |
| Walleye Trading LLC | Unchanged | $88.4k13.0k shares |
| WOLVERINE TRADING, LLC | Added | $80.0k11.7k shares |
Biggest puts
| GROUP ONE TRADING LLC | Added | $1.5m215.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $688.2k101.2k shares |
| CITADEL ADVISORS LLC | Added | $327.1k48.1k shares |
| CSS LLC/IL | Reduced | $222.4k32.7k shares |
| SIMPLEX TRADING, LLC | Added | $181.0k26.7k shares |
| JANE STREET GROUP, LLC | Added | $134.6k19.8k shares |
| WOLVERINE TRADING, LLC | Reduced | $73.2k10.7k shares |
| Cutler Group LLC / CA | Reduced | $17.0k4.2k shares |
| Belvedere Trading LLC | New | $1.4k200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| VAN ECK ASSOCIATES CORP 13G · institution +2.2 pts · filed 2026-08-14 | 8.5% |
| BlackRock, Inc. 13G · institution +3.1 pts · filed 2026-07-29 | 6.5% |
Fell to 5% or below in the last year: GOLDMAN SACHS GROUP INC (2.6%, 2026-05-11), FLUOR CORP (3.9%, 2026-04-17), VANGUARD GROUP INC (0.0%, 2026-03-27)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 2 | $765.2k | 0 | — | — |
| Q3 2022 | 1 | $989 | 1 | $153.5k | — |
| Q4 2022 | 0 | — | 3 | $3.7m | — |
| Q1 2023 | 0 | — | 5 | $2.3m | — |
| Q2 2023 | 0 | — | 9 | $3.4m | $2.9m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-06-26 | Colbert Chris Chief Financial Officer | Sold plan | $209.5k29.9k shares |
| 2023-06-23 | Colbert Chris Chief Financial Officer | Sold plan | $221.8k29.9k shares |
| 2023-06-22 | Colbert Chris Chief Financial Officer | Sold plan | $234.9k29.9k shares |
| 2023-06-21 | Colbert Chris Chief Financial Officer | Sold plan | $237.3k29.9k shares |
| 2023-06-20 | Colbert Chris Chief Financial Officer | Sold plan | $235.5k29.9k shares |
| 2023-06-12 | Murgo Rudy Treasurer | Sold plan | $5.0k638 shares |
| 2023-05-30 | Feldman Karin InterimChief Operating Officer | Sold plan | $60.0k7.7k shares |
| 2023-05-22 | Hopkins John Lawrence Chief Executive Officer, director | Sold | $40.3k5.1k shares |
| 2023-05-17 | Scott Clayton EVP, Business Development | Sold | $57.1k7.1k shares |
| 2023-05-17 | Colbert Chris Chief Financial Officer | Sold | $46.1k5.8k shares |
| 2023-05-17 | Hopkins John Lawrence Chief Executive Officer, director | Sold | $39.4k4.9k shares |
| 2023-05-17 | Mundy Thomas P President, VOYGR Services | Sold | $38.4k4.8k shares |
| 2023-05-17 | Colbert Chris Chief Financial Officer | Sold | $28.8k3.6k shares |
| 2023-05-17 | Mundy Thomas P President, VOYGR Services | Sold | $24.2k3.0k shares |
| 2023-05-17 | Feldman Karin InterimChief Operating Officer | Sold | $11.9k1.5k shares |
| 2023-05-17 | Murgo Rudy Treasurer | Sold | $5.7k715 shares |
| 2023-05-17 | Adelman Julie Controller | Sold | $5.7k714 shares |
| 2023-05-16 | Colbert Chris Chief Financial Officer | Sold | $48.2k6.0k shares |
| 2023-05-16 | Hopkins John Lawrence Chief Executive Officer, director | Sold | $41.2k5.1k shares |
| 2023-05-16 | Mundy Thomas P President, VOYGR Services | Sold | $40.2k5.0k shares |
| 2023-05-16 | Colbert Chris Chief Financial Officer | Sold | $30.2k3.7k shares |
| 2023-05-16 | Mundy Thomas P President, VOYGR Services | Sold | $24.9k3.1k shares |
| 2023-05-16 | Feldman Karin InterimChief Operating Officer | Sold | $12.3k1.5k shares |
| 2023-05-16 | Adelman Julie Controller | Sold | $6.0k743 shares |
| 2023-05-16 | Murgo Rudy Treasurer | Sold | $6.0k743 shares |
| 2023-05-15 | Feldman Karin InterimChief Operating Officer | Sold | $19.4k2.3k shares |
| 2023-05-15 | Murgo Rudy Treasurer | Sold | $6.0k725 shares |
| 2023-05-15 | Adelman Julie Controller | Sold | $6.0k724 shares |
| 2023-05-10 | Murgo Rudy Treasurer | Sold plan | $5.0k647 shares |
| 2023-05-08 | Temple Robert K General Counsel | Sold plan | $150.2k18.8k shares |
The latest 30 of 34 trades.
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 5.3m $36.3m | Added +1.8m |
| Swedbank AB 0.04% of their portfolio | 3.5m $23.8m | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 3.2m $21.5m | Added +1.2m |
| FMR LLC 0.00% of their portfolio | 2.7m $18.2m | Reduced -2.1m |
| Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio | 2.1m $14.2m | Added +164.7k |
| SailingStone Capital Partners LLC 3.31% of their portfolio | 1.7m $11.9m | Added +627.2k |
| MACQUARIE GROUP LTD 0.01% of their portfolio | 915.0k $6.2m | Reduced -56.7k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 865.6k $5.9m | Added +351.2k |
| STATE STREET CORP 0.00% of their portfolio | 793.7k $5.4m | Added +271.1k |
| MORGAN STANLEY 0.00% of their portfolio | 602.7k $4.1m | Added +448.6k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio | 550.3k $3.7m | Added +328.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 502.0k $3.4m | Reduced -101.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 438.0k $3.0m | Added +198.1k |
| Rheos Capital Works Inc. 0.12% of their portfolio | 320.0k $2.2m | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 312.1k $2.1m | Added +116.2k |
| GROUP ONE TRADING LLC 0.08% of their portfolio | 291.9k $2.0m | New |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 240.7k $1.6m | Added +18.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 203.0k $1.4m | Added +86.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 189.7k $1.3m | Added +112.5k |
| KGH Ltd 0.08% of their portfolio | 175.8k $1.2m | Unchanged |
| LEVIN CAPITAL STRATEGIES, L.P. 0.12% of their portfolio | 150.3k $1.0m | Added +107.3k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 145.8k $991.4k | Added +57.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 145.8k $991.4k | Added +106.2k |
| MOORE CAPITAL MANAGEMENT, LP 0.02% of their portfolio | 145.7k $990.7k | New |
| Polar Asset Management Partners Inc. 0.02% of their portfolio | 142.2k $966.9k | New |
| Kepos Capital LP 0.18% of their portfolio | 142.2k $967.0k | First filing |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 140.8k $957.6k | Added +61.7k |
| Canal Insurance CO 0.23% of their portfolio | 120.0k $817.0k | Unchanged |
| Pekin Hardy Strauss, Inc. 0.12% of their portfolio | 117.4k $798.5k | Reduced -7.9k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 115.7k $786.8k | Added +29.4k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 113.4k $771.4k | Added +9.6k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 95.6k $649.9k | First filing |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 95.0k $646.0k | Added +39.9k |
| McGowan Group Asset Management, Inc. 0.10% of their portfolio | 94.3k $641.1k | Added +3.0k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 70.1k $477.0k | Added +29.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 66.8k $454.4k | Reduced -28.3k |
| UBS Group AG 0.00% of their portfolio | 66.1k $449.4k | Added +33.9k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 63.0k $428.4k | Added +26.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 60.8k $414.0k | Added +7.5k |
| Swiss National Bank 0.00% of their portfolio | 53.4k $363.1k | Added +14.3k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 43.8k $298.0k | Added +12.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 41.8k $284.6k | Added +17.5k |
| Dynamic Technology Lab Private Ltd 0.04% of their portfolio | 41.7k $283.0k | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 39.4k $267.9k | Added +11.8k |
| Parallel Advisors, LLC 0.01% of their portfolio | 36.5k $248.4k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 36.3k $246.9k | Added +23.4k |
| Legal & General Group Plc 0.00% of their portfolio | 31.7k $215.8k | Added +12.7k |
| J.W. COLE ADVISORS, INC. 0.02% of their portfolio | 31.2k $212.3k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 29.0k $197.3k | Added +10.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 28.5k $193.8k | New |
| Jump Financial, LLC 0.01% of their portfolio | 27.2k $185.1k | New |
| LPL Financial LLC 0.00% of their portfolio | 26.7k $181.8k | Added +6.6k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 25.8k $175.4k | Added +10.7k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 25.4k $172.8k | Added +6.1k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 21.9k $148.9k | Added +9.5k |
| WealthTrust Axiom LLC 0.04% of their portfolio | 19.5k $132.7k | Added +900 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 19.3k $131.0k | Added +3.4k |
| Dubuque Bank & Trust Co 0.02% of their portfolio | 19.0k $129.2k | Added +5.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 18.3k $125.0k | Added +4.0k |
| Verition Fund Management LLC 0.00% of their portfolio | 17.9k $121.7k | New |
| FOX RUN MANAGEMENT, L.L.C. 0.03% of their portfolio | 17.1k $116.3k | New |
| Invesco Ltd. 0.00% of their portfolio | 16.8k $114.0k | New |
| CITIGROUP INC 0.00% of their portfolio | 16.6k $112.7k | Added +16.1k |
| U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio | 16.5k $112.2k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 15.8k $111.4k | Reduced -323 |
| OLD MISSION CAPITAL LLC 0.00% of their portfolio | 15.2k $103.6k | New |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 15.2k $103.5k | New |
| BARCLAYS PLC 0.00% of their portfolio | 15.1k $102.9k | Reduced -788 |
| TOWNSQUARE CAPITAL LLC 0.00% of their portfolio | 15.0k $101.8k | New |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 14.7k $100.0k | New |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 14.0k $95.8k | New |
| Evanson Asset Management, LLC 0.01% of their portfolio | 13.0k $88.5k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 12.7k $86.6k | Added +1.2k |
| GTS SECURITIES LLC 0.00% of their portfolio | 12.5k $84.7k | First filing |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 12.0k $81.9k | Reduced -31 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 11.3k $76.6k | Unchanged |
| STRS OHIO 0.00% of their portfolio | 11.2k $76.0k | Reduced -10.4k |
| Virtu Financial LLC 0.01% of their portfolio | 10.9k $74.0k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 10.9k $74.0k | New |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 10.7k $72.0k | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 10.7k $72.7k | Added +8.5k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 10.7k $72.4k | Added +9.5k |
| CFO4Life Group, LLC 0.01% of their portfolio | 10.2k $69.6k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 8.5k $57.9k | Added +3.7k |
| US BANCORP \DE\ 0.00% of their portfolio | 8.1k $55.1k | Unchanged |
| Fiduciary Alliance LLC 0.01% of their portfolio | 7.7k $52.5k | New |
| AMALGAMATED BANK 0.00% of their portfolio | 7.2k $49.0k | Added +3.9k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 5.7k $38.6k | Reduced -542 |
| Itau Unibanco Holding S.A. 0.00% of their portfolio | 5.5k $37.4k | New |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 4.4k $30.1k | Added +2.0k |
| Leonteq Securities AG 0.00% of their portfolio | 3.6k $24.5k | Unchanged |
| Metropolitan Life Insurance Co/NY 0.00% of their portfolio | 3.0k $20.4k | Added +920 |
| Westside Investment Management, Inc. 0.01% of their portfolio | 2.9k $19.7k | Added +200 |
| TFC Financial Management, Inc. 0.00% of their portfolio | 2.2k $15.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.2k $15.0k | Unchanged |
| NFSG Corp 0.00% of their portfolio | 1.2k $8.5k | New |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 1.0k $6.8k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.0k $6.8k | Unchanged |
| Belvedere Trading LLC 0.00% of their portfolio | 865 $5.9k | New |
| Cutler Group LLC / CA 0.00% of their portfolio | 836 $5.0k | Added +453 |